X0306 4 2022-01-21 0 0001820302 Bakkt Holdings, Inc. BKKT 0001871559 D'Annunzio Marc C/O BAKKT HOLDINGS, INC. 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTA GA 30005 0 1 0 0 General Counsel & Secretary Class A Common Stock 2022-01-21 4 A 0 200000 0.00 A 200000 D These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. Includes 200,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting. /s/ Marc D'Annunzio 2022-01-25