0000950170-23-047922.txt : 20230913 0000950170-23-047922.hdr.sgml : 20230913 20230913160509 ACCESSION NUMBER: 0000950170-23-047922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Kerryn CENTRAL INDEX KEY: 0001880895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231252720 MAIL ADDRESS: STREET 1: C/O ROCKET LAB USA, INC. STREET 2: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butler Warren CENTRAL INDEX KEY: 0001880893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231252719 MAIL ADDRESS: STREET 1: C/O ROCKET LAB USA, INC. STREET 2: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peek Street Equatorial Trustee Ltd CENTRAL INDEX KEY: 0001881857 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231252717 BUSINESS ADDRESS: STREET 1: 123 CELTIC CRESCENT STREET 2: ELLERSLIE CITY: AUCKLAND STATE: Q2 ZIP: 1051 BUSINESS PHONE: 64212554643 MAIL ADDRESS: STREET 1: 123 CELTIC CRESCENT STREET 2: ELLERSLIE CITY: AUCKLAND STATE: Q2 ZIP: 1051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Equatorial Trust CENTRAL INDEX KEY: 0001881791 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231252718 BUSINESS ADDRESS: STREET 1: 123 CELTIC CRESCENT STREET 2: ELLERSLIE CITY: AUCKLAND STATE: Q2 ZIP: 1051 BUSINESS PHONE: 64212554643 MAIL ADDRESS: STREET 1: 123 CELTIC CRESCENT STREET 2: ELLERSLIE CITY: AUCKLAND STATE: Q2 ZIP: 1051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Peter CENTRAL INDEX KEY: 0001881842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231252721 MAIL ADDRESS: STREET 1: C/O ROCKET LAB USA, INC. STREET 2: 3881 CITY: LONG BEACH STATE: CA ZIP: 90808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Lab USA, Inc. CENTRAL INDEX KEY: 0001819994 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 BUSINESS PHONE: 714-465-5737 MAIL ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 FORMER COMPANY: FORMER CONFORMED NAME: Vector Acquisition Corp DATE OF NAME CHANGE: 20200803 4 1 ownership.xml 4 X0508 4 2023-09-11 0001819994 Rocket Lab USA, Inc. RKLB 0001881842 Beck Peter C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 true true true false President, CEO and Chairman 0001880895 Beck Kerryn C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 false false true false 0001880893 Butler Warren C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 false false true false 0001881791 Equatorial Trust C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 false false true false 0001881857 Peek Street Equatorial Trustee Ltd C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 false false true false false Common Stock 2023-09-11 4 S false 3600000 5.62 D 50951250 I By Equatorial Trust Held directly by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of the reported securities. Each reporting owner disclaims his, her or its beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest. /s/ Adam Spice as Attorney-in-Fact for Peter Beck 2023-09-13 /s/ Adam Spice, as Attorney-in-Fact for Kerryn Beck 2023-09-13 /s/ Adam Spice, as Attorney-in-Fact for Warren Butler 2023-09-13 /s/ Adam Spice, as Attorney-in-Fact for Equatorial Trust 2023-09-13 /s/ Adam Spice, as Attorney-in-Fact for Peek Street Equatorial Trustee Limited 2023-09-13