0001209191-24-004917.txt : 20240319 0001209191-24-004917.hdr.sgml : 20240319 20240319160355 ACCESSION NUMBER: 0001209191-24-004917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allais Nicola T CENTRAL INDEX KEY: 0001854086 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40349 FILM NUMBER: 24763002 MAIL ADDRESS: STREET 1: C/O DOUBLEVERIFY HOLDINGS, INC. STREET 2: 233 SPRING STREET CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DoubleVerify Holdings, Inc. CENTRAL INDEX KEY: 0001819928 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 822714562 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212-631-2111 MAIL ADDRESS: STREET 1: 462 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-03-15 0 0001819928 DoubleVerify Holdings, Inc. DV 0001854086 Allais Nicola T C/O DOUBLEVERIFY HOLDINGS, INC. 462 BROADWAY NEW YORK NY 10013 0 1 0 0 Chief Financial Officer 1 Common Stock 2024-03-15 4 M 0 2489 0.00 A 69798 D Common Stock 2024-03-15 4 F 0 1004 33.09 D 68794 D Common Stock 2024-03-15 4 M 0 4063 0.00 A 72857 D Common Stock 2024-03-15 4 F 0 1638 33.09 D 71219 D Common Stock 2024-03-15 4 M 0 3034 0.00 A 74253 D Common Stock 2024-03-15 4 F 0 1223 33.09 D 73030 D Common Stock 2024-03-18 4 M 0 5364 2.01 A 78394 D Common Stock 2024-03-18 4 S 0 5364 32.7961 D 73030 D Restricted Stock Units 2024-03-15 4 M 0 2489 0.00 D Common Stock 2489 17421 D Restricted Stock Units 2024-03-15 4 M 0 4063 0.00 D Common Stock 4063 44685 D Restricted Stock Units 2024-03-15 4 M 0 3034 0.00 D Common Stock 3034 45510 D Options (Rights to Buy) 2.01 2024-03-18 4 M 0 5364 0.00 D 2028-01-04 Common Stock 5364 384836 D The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date. Represents shares withheld to satisfy tax obligations in connection with the vesting of 2,489 restricted stock units on March 15, 2024. The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date. Represents shares withheld to satisfy tax obligations in connection with the vesting of 4,063 restricted stock units on March 15, 2024. The restricted stock units were granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date. Represents shares withheld to satisfy tax obligations in connection with the vesting of 3,034 restricted stock units on March 15, 2024. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.71 to $32.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Restricted stock units convert into common stock on a one-for-one basis. Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021. /s/ Andrew E. Grimmig, as Attorney-in-Fact for Nicola T. Allais 2024-03-19