0001628280-23-033666.txt : 20231003 0001628280-23-033666.hdr.sgml : 20231003 20231003172638 ACCESSION NUMBER: 0001628280-23-033666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornelli Francesca CENTRAL INDEX KEY: 0001831818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 231305550 MAIL ADDRESS: STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wk-form4_1696368388.xml FORM 4 X0508 4 2023-09-29 0 0001819796 GCM Grosvenor Inc. GCMG 0001831818 Cornelli Francesca C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 1 0 0 0 0 Restricted Stock Units 2023-09-29 4 A 0 4543 7.76 A Class A Common Stock 4543 23733 D Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability. /s/ Burke Montgomery, Attorney-in-Fact 2023-10-03