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|
||
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
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|
|
|
(Address of principal executive offices)
|
(Zip Code)
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
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|
|
||
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|
|
Exhibit No.
|
Description
|
|
Amendment No. 6, dated as of June 23, 2021, to the Credit Agreement, dated as of January 2, 2014, among Grosvenor Capital Management Holdings, LLLP,
as borrower, Grosvenor Holdings, L.L.C., Grosvenor Holdings II, L.L.C., GCM Grosvenor Management, LLC, GCM Grosvenor Holdings, LLC, GCM, L.L.C., the several lenders from time to time parties thereto, and Morgan Stanley Senior Funding, Inc.,
as administrative agent, collateral agent and swingline lender
|
||
104
|
Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL Document)
|
GCM Grosvenor Inc.
|
|||
Date: June 23, 2021
|
By:
|
/s/ Michael J. Sacks | |
Name:
|
Michael J. Sacks
|
||
Title:
|
Chief Executive Officer
|
GROSVENOR
CAPITAL MANAGEMENT HOLDINGS, LLLP,
as the Borrower
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
General Counsel, Secretary and Vice President
|
GCM
GROSVENOR HOLDINGS, LLC,
as a Parent GP
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
General Counsel and Secretary
|
GCM, L.L.C.,
as a Parent GP
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GROSVENOR
HOLDINGS, L.L.C.,
as Holdings
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GROSVENOR
HOLDINGS II, L.L.C.,
as Holdings
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GCM
GROSVENOR MANAGEMENT, LLC,
as Holdings
|
|||
by Grosvenor Holdings, L.L.C., its Sole Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GROSVENOR
CAPITAL MANAGEMENT, L.P.,
as a Guarantor
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
General Counsel, Secretary and Vice President
|
GCM
CUSTOMIZED FUND INVESTMENT GROUP, L.P.,
as a Guarantor
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
General Counsel, Secretary and Vice President
|
CFIG
HOLDINGS, LLC,
as a Guarantor
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GCM
FIDUCIARY SERVICES, LLC,
as a Guarantor
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
CFIG EQUITY
VENTURES (MI), LLC,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Managing Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
CFIG
ADVISORS, LLC,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Sole Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
CFIG NPS
GP, LLC,
as a GP Entity
|
|||
by CIFG Advisors, LLC, its Sole Member
|
|||
by CFIG Holdings, LLC, its Sole Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
CFIG
DIVERSIFIED PARTNERS III, INC.,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Sole Shareholder
|
|||
by
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
CFIG
PARTNERS LF, LLC,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Managing Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GCM
INVESTMENTS GP, LLC,
as a GP Entity
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GCM CFIG
GP, LLC,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Managing Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
GCM PROJECT
R GP, L.P.,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its General Partner
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
TRS LEGACY
GP, LLC,
as a GP Entity
|
|||
by CFIG Holdings, LLC, its Sole Member
|
|||
by
|
|||
/s/ Burke J. Montgomery
|
|||
Name:
|
Burke J. Montgomery
|
||
Title:
|
Vice President and Secretary
|
MORGAN
STANLEY SENIOR FUNDING, INC.,
individually and as Administrative Agent and Collateral Agent
|
|||
by
|
|||
/s/ Ethan Plater
|
|||
Name:
|
Ethan Plater
|
||
Title:
|
Authorized Signatory
|
MORGAN
STANLEY BANK, N.A.,
as Initial Incremental 2028 Term Lender
|
|||
by
|
|||
/s/ Ethan Plater
|
|||
Name:
|
Ethan Plater
|
||
Title:
|
Authorized Signatory
|
ASSIGNEE
|
ALLOCATION
|
[On file with the Administrative Agent as
referenced in the Funds Flow Direction
Letter]
|
[On file with the Administrative Agent as
referenced in the Funds Flow Direction
Letter]
|
Total
|
$110,000,000
|
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