0001104659-23-123734.txt : 20231205 0001104659-23-123734.hdr.sgml : 20231205 20231205211824 ACCESSION NUMBER: 0001104659-23-123734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moomaw Scott CENTRAL INDEX KEY: 0001832592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 231468293 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2332275-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-30 0 0001819576 Liquidia Corp LQDA 0001832592 Moomaw Scott 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 Chief Commercial Officer 1 Common Stock 2023-11-30 4 M 0 1875 A 107279 D Common Stock 2023-11-30 4 S 0 542 7.28 D 106737 D Restricted Stock Unit 2023-11-30 4 M 0 1875 0 D Common Stock 1875 16875 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 13,125 have vested through November 30, 2023. Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,530 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. These shares were sold to cover taxes associated with the settlement of RSUs. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. /s/ Scott Moomaw 2023-12-05