0001104659-23-098426.txt : 20230905
0001104659-23-098426.hdr.sgml : 20230905
20230905201058
ACCESSION NUMBER: 0001104659-23-098426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moomaw Scott
CENTRAL INDEX KEY: 0001832592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 231237538
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
tm2325564-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-31
0
0001819576
Liquidia Corp
LQDA
0001832592
Moomaw Scott
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
Chief Commercial Officer
1
Common Stock
2023-08-31
4
M
0
1875
A
105941
D
Common Stock
2023-08-31
4
S
0
537
6.88
D
105404
D
Restricted Stock Unit
2023-08-31
4
M
0
1875
0
D
Common Stock
1875
22071
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 11,250 have vested through August 31, 2023.
Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,798 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.
These shares were sold to cover taxes associated with the settlement of RSUs.
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022.
/s/ Scott Moomaw
2023-09-05