0001104659-23-043608.txt : 20230410 0001104659-23-043608.hdr.sgml : 20230410 20230410163030 ACCESSION NUMBER: 0001104659-23-043608 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schundler Russell CENTRAL INDEX KEY: 0001854414 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 23811456 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4/A 1 tm2311744-1_4aseq1.xml OWNERSHIP DOCUMENT X0407 4/A 2022-08-31 2022-09-01 0 0001819576 Liquidia Corp LQDA 0001854414 Schundler Russell 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 General Counsel 0 Common Stock 2022-08-31 4 A 0 2166 4.9045 A 224912 D Common Stock 14500 I By Spouse The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. This amendment is being filed solely to add this footnote 2. These shares of common stock were acquired on August 31, 2022 through the Liquidia Corporation 2020 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). /s/ Russell Schundler 2023-04-10