0001628280-24-005375.txt : 20240216 0001628280-24-005375.hdr.sgml : 20240216 20240216165755 ACCESSION NUMBER: 0001628280-24-005375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rabb Anthony CENTRAL INDEX KEY: 0001953607 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39525 FILM NUMBER: 24649227 MAIL ADDRESS: STREET 1: C/O ESS TECH, INC. STREET 2: 26440 SW PARKWAY AVE., BLDG 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESS Tech, Inc. CENTRAL INDEX KEY: 0001819438 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981550150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 BUSINESS PHONE: (855) 423-9920 MAIL ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 FORMER COMPANY: FORMER CONFORMED NAME: ACON S2 Acquisition Corp. DATE OF NAME CHANGE: 20200728 4 1 wk-form4_1708120665.xml FORM 4 X0508 4 2024-02-15 0 0001819438 ESS Tech, Inc. GWH 0001953607 Rabb Anthony C/O ESS TECH, INC. 26440 SW PARKWAY AVE., BLDG. 83 WILSONVILLE OR 97070 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-02-15 5 A 0 E 550000 0 A 1242468 D The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/16th of the RSU on May 20, 2024 and 1/16th of the RSU shall vest quarterly thereafter, subject to the Reporting Person remains as Service Provider to the issuer through each such vest date. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. /s/ Kelly Goodman, by power of attorney 2024-02-16