The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 | 4 | 13,573 | SH | SOLE | 13,573 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 4,932 | 63,341 | SH | SOLE | 63,341 | 0 | 0 | ||
ALLEGHANY CORP MD | COM | 017175100 | 3,899 | 4,680 | SH | SOLE | 4,680 | 0 | 0 | ||
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 677 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 3 | 10,861 | SH | SOLE | 10,861 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,345 | 9,231 | SH | SOLE | 9,231 | 0 | 0 | ||
BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 | 1 | 13,573 | SH | SOLE | 13,573 | 0 | 0 | ||
BLACK KNIGHT INC | COM | 09215C105 | 0 | 16,700 | SH | Call | SOLE | 16,700 | 0 | 0 | |
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 4 | 36,036 | SH | SOLE | 36,036 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 847 | 6,195 | SH | SOLE | 6,195 | 0 | 0 | ||
BRIGHT LIGHTS ACQUISITION CO | COM CL A | 10920K101 | 109 | 11,081 | SH | SOLE | 11,081 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 1,092 | 108,582 | SH | SOLE | 108,582 | 0 | 0 | ||
CDK GLOBAL INC | COM | 12508E101 | 1,987 | 36,276 | SH | SOLE | 36,276 | 0 | 0 | ||
CEDAR REALTY TRUST INC | COM NEW | 150602605 | 662 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
CF ACQUISITION CORP IV | COM CL A | 12520T102 | 724 | 73,576 | SH | SOLE | 73,576 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 8,490 | 368,161 | SH | SOLE | 368,161 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 1,268 | 13,050 | SH | SOLE | 13,050 | 0 | 0 | ||
CMC MATERIALS INC | COM | 12571T100 | 2,545 | 14,586 | SH | SOLE | 14,586 | 0 | 0 | ||
CNH INDL N V | SHS | N20944109 | 1,573 | 135,732 | SH | SOLE | 135,732 | 0 | 0 | ||
CNH INDL N V | SHS | N20944109 | 0 | 90,300 | SH | Call | SOLE | 90,300 | 0 | 0 | |
COHERENT INC | COM | 192479103 | 4,818 | 18,097 | SH | SOLE | 18,097 | 0 | 0 | ||
CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 | 2 | 18,097 | SH | SOLE | 18,097 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 661 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
COVETRUS INC | COM | 22304C100 | 664 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 77 | 16,967 | SH | SOLE | 16,967 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 361 | 3,826 | SH | SOLE | 3,826 | 0 | 0 | ||
DUN & BRADSTREET HLDGS INC | COM | 26484T106 | 1,892 | 125,892 | SH | SOLE | 125,892 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 4,617 | 15,663 | SH | SOLE | 15,663 | 0 | 0 | ||
EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 | 1 | 12,064 | SH | SOLE | 12,064 | 0 | 0 | ||
EQ HEALTH ACQUISITION CORP | *W EXP 02/02/202 | 26886A119 | 2 | 22,825 | SH | SOLE | 22,825 | 0 | 0 | ||
FINTECH EVOLUTION ACQUIS GRO | *W EXP 03/31/202 | G3R19A120 | 2 | 18,097 | SH | SOLE | 18,097 | 0 | 0 | ||
FIRST HORIZON CORPORATION | COM | 320517105 | 7,197 | 329,244 | SH | SOLE | 329,244 | 0 | 0 | ||
F-STAR THERAPEUTICS INC | COM | 30315R107 | 326 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 1,383 | 44,208 | SH | SOLE | 44,208 | 0 | 0 | ||
GENIUS SPORTS LIMITED | *W EXP 04/20/202 | G3934V117 | 48 | 108,582 | SH | SOLE | 108,582 | 0 | 0 | ||
GENIUS SPORTS LIMITED | SHARES CL A | G3934V109 | 81 | 36,195 | SH | SOLE | 36,195 | 0 | 0 | ||
GLOBAL SYNERGY ACQUISIT CORP | *W EXP 99/99/999 | G3934J122 | 1 | 18,097 | SH | SOLE | 18,097 | 0 | 0 | ||
GOGORO INC | *W EXP 04/04/202 | G9491K113 | 19 | 13,572 | SH | SOLE | 13,572 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 676 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 | 294 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 | 3,444 | 217,424 | SH | SOLE | 217,424 | 0 | 0 | ||
HUDSON EXECUTIVE INVS CORP I | COM CL A | 443760103 | 102 | 10,441 | SH | SOLE | 10,441 | 0 | 0 | ||
IMMUNOVANT INC | COM | 45258J102 | 212 | 54,293 | SH | SOLE | 54,293 | 0 | 0 | ||
IONQ INC | *W EXP 99/99/999 | 46222L116 | 82 | 96,512 | SH | SOLE | 96,512 | 0 | 0 | ||
IONQ INC | COM | 46222L108 | 59 | 13,574 | SH | SOLE | 13,574 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 0 | 75,700 | SH | Put | SOLE | 75,700 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 0 | 181,000 | SH | Put | SOLE | 181,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 0 | 94,500 | SH | Put | SOLE | 94,500 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 0 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 0 | 19,000 | SH | Put | SOLE | 19,000 | 0 | 0 | |
ISHARES TR | US AER DEF ETF | 464288760 | 1,564 | 15,771 | SH | SOLE | 15,771 | 0 | 0 | ||
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 2 | 22,673 | SH | SOLE | 22,673 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 176 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | ||
KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 176 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | ||
KL ACQUISITION CORP | *W EXP 01/12/202 | 49837C117 | 2 | 15,081 | SH | SOLE | 15,081 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 0 | 181,000 | SH | Call | SOLE | 181,000 | 0 | 0 | |
LHC GROUP INC | COM | 50187A107 | 1,207 | 7,750 | SH | SOLE | 7,750 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 765 | 52,657 | SH | SOLE | 52,657 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 0 | 135,800 | SH | Call | SOLE | 135,800 | 0 | 0 | |
MANDIANT INC | COM | 562662106 | 5,438 | 249,243 | SH | SOLE | 249,243 | 0 | 0 | ||
MANTECH INTERNATIONAL CORP | CL A | 564563104 | 668 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 | 1 | 12,775 | SH | SOLE | 12,775 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 0 | 29,000 | SH | Call | SOLE | 29,000 | 0 | 0 | |
MERIT MED SYS INC | COM | 589889104 | 1,964 | 36,186 | SH | SOLE | 36,186 | 0 | 0 | ||
MERITOR INC | COM | 59001K100 | 2,652 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | COM | 60878Y108 | 0 | 273,600 | SH | Call | SOLE | 273,600 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 615 | 61,537 | SH | SOLE | 61,537 | 0 | 0 | ||
NATUS MED INC DEL | COM | 639050103 | 655 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 0 | 216,900 | SH | Call | SOLE | 216,900 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 4,087 | 259,809 | SH | SOLE | 259,809 | 0 | 0 | ||
NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 | 120 | 36,194 | SH | SOLE | 36,194 | 0 | 0 | ||
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 630 | 27,148 | SH | SOLE | 27,148 | 0 | 0 | ||
NORTHWEST PIPE CO | COM | 667746101 | 881 | 29,429 | SH | SOLE | 29,429 | 0 | 0 | ||
PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 | 2 | 12,768 | SH | SOLE | 12,768 | 0 | 0 | ||
PINTEREST INC | CL A | 72352L106 | 0 | 24,800 | SH | Call | SOLE | 24,800 | 0 | 0 | |
PLANET LABS PBC | COM CL A | 72703X106 | 157 | 36,195 | SH | SOLE | 36,195 | 0 | 0 | ||
PLANTRONICS INC NEW | COM | 727493108 | 2,014 | 50,750 | SH | SOLE | 50,750 | 0 | 0 | ||
PNM RES INC | COM | 69349H107 | 2,594 | 54,292 | SH | SOLE | 54,292 | 0 | 0 | ||
POLESTAR AUTOMOTIVE HLDG UK | ADS C-1 | 731105102 | 526 | 316,706 | SH | SOLE | 316,706 | 0 | 0 | ||
PROSPECTOR CAPITAL CORP | CL A | G7273A105 | 100 | 10,180 | SH | SOLE | 10,180 | 0 | 0 | ||
PS BUSINESS PKS INC CALIF | COM | 69360J107 | 664 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
ROGERS CORP | COM | 775133101 | 4,450 | 16,978 | SH | SOLE | 16,978 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | COM | 78781P105 | 658 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 5,066 | 171,924 | SH | SOLE | 171,924 | 0 | 0 | ||
SIERRA ONCOLOGY INC | COM NEW | 82640U404 | 1,017 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
SIMON PROPERTY GRP ACQ HOLDI | COM CL A | 82880R103 | 702 | 71,582 | SH | SOLE | 71,582 | 0 | 0 | ||
SOUTH JERSEY INDS INC | COM | 838518108 | 2,014 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 2,467 | 103,500 | SH | SOLE | 103,500 | 0 | 0 | ||
SPOK HLDGS INC | COM | 84863T106 | 191 | 30,254 | SH | SOLE | 30,254 | 0 | 0 | ||
SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 | 99 | 10,064 | SH | SOLE | 10,064 | 0 | 0 | ||
SWITCH INC | CL A | 87105L104 | 1,494 | 44,590 | SH | SOLE | 44,590 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 587 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
TENNECO INC | CL A VTG COM STK | 880349105 | 621 | 36,195 | SH | SOLE | 36,195 | 0 | 0 | ||
THUNDER BRDG CAP PRTNRS IV I | CLASS A COM | 88605L107 | 530 | 54,291 | SH | SOLE | 54,291 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 2 | 10,858 | SH | SOLE | 10,858 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | COM CL A | 88605T100 | 533 | 54,294 | SH | SOLE | 54,294 | 0 | 0 | ||
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 3,186 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
TUESDAY MORNING CORP | COM | 89904V101 | 82 | 226,429 | SH | SOLE | 226,429 | 0 | 0 | ||
TUFIN SOFTWARE TECHNOLOGIE | SHS | M8893U102 | 653 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 1,294 | 17,192 | SH | SOLE | 17,192 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 221 | 18,099 | SH | SOLE | 18,099 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 1,015 | 27,145 | SH | SOLE | 27,145 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 0 | 404,000 | SH | Call | SOLE | 404,000 | 0 | 0 | |
USA TRUCK INC | COM | 902925106 | 1,320 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
USHG ACQUISITION CORP | COM CL A | 91748P100 | 887 | 90,487 | SH | SOLE | 90,487 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 2,063 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 4,979 | 264,301 | SH | SOLE | 264,301 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 1,557 | 39,092 | SH | SOLE | 39,092 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 2,862 | 14,497 | SH | SOLE | 14,497 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 2,787 | 85,961 | SH | SOLE | 85,961 | 0 | 0 | ||
YELLOW CORP | COM | 985510106 | 112 | 38,097 | SH | SOLE | 38,097 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 630 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
Z-WORK ACQUISITION CORP | *W EXP 01/04/202 | 98880C110 | 1 | 12,407 | SH | SOLE | 12,407 | 0 | 0 |