0001415889-24-002377.txt : 20240202 0001415889-24-002377.hdr.sgml : 20240202 20240202173031 ACCESSION NUMBER: 0001415889-24-002377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gan Hong CENTRAL INDEX KEY: 0001907008 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39845 FILM NUMBER: 24592956 MAIL ADDRESS: STREET 1: 1, ROBINSON ROAD STREET 2: #18-00 AIA TOWER CITY: SINGAPORE STATE: U0 ZIP: 048542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SES AI Corp CENTRAL INDEX KEY: 0001819142 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 339-298-8750 MAIL ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp. DATE OF NAME CHANGE: 20200723 4 1 form4-02022024_050201.xml X0508 4 2024-02-01 0001819142 SES AI Corp SES 0001907008 Gan Hong C/O SES AI CORPORATION 35 CABOT ROAD WOBURN MA 01801 false true false false CHIEF SCIENCE OFFICER 1 Class A Common Stock 2024-02-01 4 M 0 25000 0.15 A 476273 D Class A Common Stock 2024-02-01 4 S 0 25000 1.3756 D 451273 D Stock Option (Right to Buy) 0.15 2024-02-01 4 M 0 25000 0 D 2029-03-13 Class A Common Stock 25000 368277 D The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.34 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Reflects fully vested options granted on March 14, 2019. /s/ Kyle Pilkington, Attorney-in-Fact 2024-02-02