0001415889-22-011818.txt : 20221129 0001415889-22-011818.hdr.sgml : 20221129 20221129161509 ACCESSION NUMBER: 0001415889-22-011818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gan Hong CENTRAL INDEX KEY: 0001907008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39845 FILM NUMBER: 221432957 MAIL ADDRESS: STREET 1: 1, ROBINSON ROAD STREET 2: #18-00 AIA TOWER CITY: SINGAPORE STATE: U0 ZIP: 048542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SES AI Corp CENTRAL INDEX KEY: 0001819142 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: (339) 298-8750 MAIL ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp. DATE OF NAME CHANGE: 20200723 4 1 form4-11292022_041102.xml X0306 4 2022-11-28 0001819142 SES AI Corp SES 0001907008 Gan Hong C/O SES AI CORPORATION 35 CABOT ROAD WOBURN MA 01801 false true false false CHIEF SCIENCE OFFICER Class A Common Stock 2022-11-28 4 M 0 9233 0.14 A 288562 D Class A Common Stock 2022-11-28 4 S 0 9233 4.9489 D 279329 D Stock Option 0.14 2022-11-28 4 M 0 9233 0 D 2030-03-31 Class A Common Stock 9233 15000 D Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.9489, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. /s/ Kyle Pilkington 2022-11-29