0001415889-22-006590.txt : 20220615 0001415889-22-006590.hdr.sgml : 20220615 20220615161837 ACCESSION NUMBER: 0001415889-22-006590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220613 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ban Joanne CENTRAL INDEX KEY: 0001907071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39845 FILM NUMBER: 221017992 MAIL ADDRESS: STREET 1: 1, ROBINSON ROAD STREET 2: #18-00 AIA TOWER CITY: SINGAPORE STATE: U0 ZIP: 048542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SES AI Corp CENTRAL INDEX KEY: 0001819142 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: (339) 298-8750 MAIL ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp. DATE OF NAME CHANGE: 20200723 4 1 form4-06152022_010628.xml X0306 4 2022-06-13 0001819142 SES AI Corp SES 0001907071 Ban Joanne C/O SES AI CORPORATION 35 CABOT ROAD WOBURN MA 01801 false true false false CHIEF LEGAL & CORP. OFFICER Class A Common Stock 2022-06-13 4 M 0 4678 0.14 A 228141 D Class A Common Stock 2022-06-13 4 M 0 37331 0.15 A 265472 D Class A Common Stock 2022-06-13 4 S 0 26859 4.0319 D 238613 D Stock Option 0.14 2022-06-13 4 M 0 4678 0 D 2030-03-31 Class A Common Stock 4678 46699 D Stock Option 0.15 2022-06-13 4 M 0 37331 0 D 2029-03-13 Class A Common Stock 37331 704266 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 Includes 223,463 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Reflects options granted on March 14, 2019 that vested 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. /s/ Jing Nealis, Attorney-in-Fact 2022-06-15