0001415889-22-006590.txt : 20220615
0001415889-22-006590.hdr.sgml : 20220615
20220615161837
ACCESSION NUMBER: 0001415889-22-006590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220613
FILED AS OF DATE: 20220615
DATE AS OF CHANGE: 20220615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ban Joanne
CENTRAL INDEX KEY: 0001907071
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39845
FILM NUMBER: 221017992
MAIL ADDRESS:
STREET 1: 1, ROBINSON ROAD
STREET 2: #18-00 AIA TOWER
CITY: SINGAPORE
STATE: U0
ZIP: 048542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SES AI Corp
CENTRAL INDEX KEY: 0001819142
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: (339) 298-8750
MAIL ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200723
4
1
form4-06152022_010628.xml
X0306
4
2022-06-13
0001819142
SES AI Corp
SES
0001907071
Ban Joanne
C/O SES AI CORPORATION
35 CABOT ROAD
WOBURN
MA
01801
false
true
false
false
CHIEF LEGAL & CORP. OFFICER
Class A Common Stock
2022-06-13
4
M
0
4678
0.14
A
228141
D
Class A Common Stock
2022-06-13
4
M
0
37331
0.15
A
265472
D
Class A Common Stock
2022-06-13
4
S
0
26859
4.0319
D
238613
D
Stock Option
0.14
2022-06-13
4
M
0
4678
0
D
2030-03-31
Class A Common Stock
4678
46699
D
Stock Option
0.15
2022-06-13
4
M
0
37331
0
D
2029-03-13
Class A Common Stock
37331
704266
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
Includes 223,463 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date
Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.
Reflects options granted on March 14, 2019 that vested 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.
/s/ Jing Nealis, Attorney-in-Fact
2022-06-15