0000899243-22-015241.txt : 20220420
0000899243-22-015241.hdr.sgml : 20220420
20220420202023
ACCESSION NUMBER: 0000899243-22-015241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220418
FILED AS OF DATE: 20220420
DATE AS OF CHANGE: 20220420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ban Joanne
CENTRAL INDEX KEY: 0001907071
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39845
FILM NUMBER: 22839416
MAIL ADDRESS:
STREET 1: 1, ROBINSON ROAD
STREET 2: #18-00 AIA TOWER
CITY: SINGAPORE
STATE: U0
ZIP: 048542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SES AI Corp
CENTRAL INDEX KEY: 0001819142
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: (339) 298-8750
MAIL ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200723
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-04-18
0
0001819142
SES AI Corp
SES
0001907071
Ban Joanne
C/O SES AI CORPORATION
35 CABOT ROAD
WOBURN
MA
01801
0
1
0
0
Chief Legal & Corp. Officer
Class A Common Stock
2022-04-18
4
A
0
223463
0.00
A
223463
D
Performance Vesting Restricted Stock Units
2022-04-18
4
A
0
223463
0.00
A
Class A Common Stock
223463
223463
D
Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date.
Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.
(Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.
/s/ Jing Nealis, Attorney-in-Fact
2022-04-20