Compliance Officer

0001420506-22-000943.txt : 20220513 0001420506-22-000943.hdr.sgml : 20220513 20220513163916 ACCESSION NUMBER: 0001420506-22-000943 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001818604 IRS NUMBER: 260274224 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20301 FILM NUMBER: 22923441 BUSINESS ADDRESS: STREET 1: 390 NORTH ORANGE AVE STREET 2: SUITE 750 CITY: ORLANDO STATE: FL ZIP: 32801 BUSINESS PHONE: 407-254-1500 MAIL ADDRESS: STREET 1: 390 NORTH ORANGE AVE STREET 2: SUITE 750 CITY: ORLANDO STATE: FL ZIP: 32801 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001818604 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT false INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

390 NORTH ORANGE AVE SUITE 750 ORLANDO FL 32801

13F HOLDINGS REPORT 028-20301 N Michael Frustaci Compliance Officer 407-254-1500 Michael Frustaci, Compliance Officer ORLANDO FL 05-13-2022 0 491 554118 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 3M CO COM 88579Y101 1215 8164 SH SOLE 8164 0 0 ABBOTT LABS COM 002824100 812 6864 SH SOLE 6864 0 0 ABBVIE INC COM 00287Y109 1737 10717 SH SOLE 10717 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 232 68694 SH SOLE 68694 0 0 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 568 5909 SH SOLE 5909 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 308 914 SH SOLE 914 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 924 2027 SH SOLE 2027 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3079 28159 SH SOLE 28159 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 244 16388 SH SOLE 16388 0 0 AFLAC INC COM 001055102 367 5697 SH SOLE 5697 0 0 AGNC INVT CORP COM 00123Q104 147 11225 SH SOLE 11225 0 0 AIR PRODS & CHEMS INC COM 009158106 229 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590 1615 SH SOLE 1615 0 0 LXP INDUSTRIAL TRUST COM 529043101 280 17847 SH SOLE 17847 0 0 MACERICH CO COM 554382101 352 22480 SH SOLE 22480 0 0 MANHATTAN BRDG CAP INC COM 562803106 133 20991 SH SOLE 20991 0 0 MANNKIND CORP COM NEW 56400P706 39 10500 SH SOLE 10500 0 0 MARATHON PETE CORP COM 56585A102 1716 20070 SH SOLE 20070 0 0 MARRIOTT INTL INC NEW CL A 571903202 289 1644 SH SOLE 1644 0 0 MARVELL TECHNOLOGY INC COM 573874104 849 11844 SH SOLE 11844 0 0 MASCO CORP COM 574599106 384 7536 SH SOLE 7536 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1793 5018 SH SOLE 5018 0 0 MATCH GROUP INC NEW COM 57667L107 251 2307 SH SOLE 2307 0 0 MCDONALDS CORP COM 580135101 1139 4607 SH SOLE 4607 0 0 MCKESSON CORP COM 58155Q103 514 1679 SH SOLE 1679 0 0 MEDTRONIC PLC SHS G5960L103 1221 11005 SH SOLE 11005 0 0 MERCK & CO INC COM 58933Y105 1573 19175 SH SOLE 19175 0 0 MESA AIR GROUP INC COM NEW 590479135 92 21000 SH SOLE 21000 0 0 META PLATFORMS INC CL A 30303M102 3294 14814 SH SOLE 14814 0 0 METLIFE INC COM 59156R108 507 8138 SH SOLE 8138 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 131 17800 SH SOLE 17800 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 284 3783 SH SOLE 3783 0 0 MICRON TECHNOLOGY INC COM 595112103 1909 24509 SH SOLE 24509 0 0 MICROSOFT CORP COM 594918104 18663 89420 SH SOLE 89420 0 0 MICROVISION INC DEL COM NEW 594960304 163 35000 SH SOLE 35000 0 0 MODERNA INC COM 60770K107 1242 7209 SH SOLE 7209 0 0 MONDELEZ INTL INC CL A 609207105 476 7581 SH SOLE 7581 0 0 MOSAIC CO NEW COM 61945C103 371 5582 SH SOLE 5582 0 0 MPLX LP COM UNIT REP LTD 55336V100 575 17339 SH SOLE 17339 0 0 NETFLIX INC COM 64110L106 1276 3406 SH SOLE 3406 0 0 NEW MTN FIN CORP COM 647551100 553 39951 SH SOLE 39951 0 0 NEW RELIC INC COM 64829B100 223 3335 SH SOLE 3335 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1064 99226 SH SOLE 99226 0 0 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1230 46050 SH SOLE 46050 0 0 NEXTERA ENERGY INC COM 65339F101 1216 14360 SH SOLE 14360 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 279 3346 SH SOLE 3346 0 0 NIKE INC CL B 654106103 655 4868 SH SOLE 4868 0 0 NIO INC SPON ADS 62914V106 238 11283 SH SOLE 11283 0 0 NOKIA CORP SPONSORED ADR 654902204 139 25532 SH SOLE 25532 0 0 NORFOLK SOUTHN CORP COM 655844108 297 1043 SH SOLE 1043 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 8 20000 SH SOLE 20000 0 0 NORTHROP GRUMMAN CORP COM 666807102 477 1067 SH SOLE 1067 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 426 19477 SH SOLE 19477 0 0 NOVO-NORDISK A S ADR 670100205 258 2327 SH SOLE 2327 0 0 NUCOR CORP COM 670346105 361 2431 SH SOLE 2431 0 0 NUVEEN CORE EQUITY ALPHA FD COM 67090X107 263 14983 SH SOLE 14983 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 80 12931 SH SOLE 12931 0 0 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 1435 141475 SH SOLE 141475 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 204 13948 SH SOLE 13948 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 404 14209 SH SOLE 14209 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 113 13504 SH SOLE 13504 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 429 30093 SH SOLE 30093 0 0 NUVEEN SR INCOME FD COM 67067Y104 122 21456 SH SOLE 21456 0 0 NVIDIA CORPORATION COM 67066G104 7862 28813 SH SOLE 28813 0 0 NXP SEMICONDUCTORS N V COM N6596X109 514 2776 SH SOLE 2776 0 0 OFS CAP CORP COM 67103B100 860 66144 SH SOLE 66144 0 0 OGE ENERGY CORP COM 670837103 641 15712 SH SOLE 15712 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 990 3314 SH SOLE 3314 0 0 ONCOLYTICS BIOTECH INC COM NEW 682310875 285 180326 SH SOLE 180326 0 0 ONEOK INC NEW COM 682680103 729 10318 SH SOLE 10318 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 479 55367 SH SOLE 55367 0 0 ORACLE CORP COM 68389X105 233 2814 SH SOLE 2814 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 364 532 SH SOLE 532 0 0 ORGANIGRAM HLDGS INC COM 68620P101 18 11000 SH SOLE 11000 0 0 OSI ETF TR OSHS GBL INTER 67110P704 281 7314 SH SOLE 7314 0 0 OXFORD SQUARE CAP CORP COM 69181V107 506 120653 SH SOLE 120653 0 0 PACER FDS TR BNCHMRK INDSTR 69374H766 1840 49046 SH SOLE 49046 0 0 PACER FDS TR TRENDP 100 ETF 69374H303 3279 97366 SH SOLE 97366 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 689 50206 SH SOLE 50206 0 0 PALO ALTO NETWORKS INC COM 697435105 773 1241 SH SOLE 1241 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 405 10527 SH SOLE 10527 0 0 PAYCHEX INC COM 704326107 264 1935 SH SOLE 1935 0 0 PAYCOM SOFTWARE INC COM 70432V102 1411 4074 SH SOLE 4074 0 0 PAYPAL HLDGS INC COM 70450Y103 1158 10015 SH SOLE 10015 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 320 23700 SH SOLE 23700 0 0 PENNANTPARK INVT CORP COM 708062104 175 22550 SH SOLE 22550 0 0 PENNYMAC MTG INVT TR COM 70931T103 368 21788 SH SOLE 21788 0 0 PEPSICO INC COM 713448108 1291 7715 SH SOLE 7715 0 0 PETCO HEALTH & WELLNESS CO I COM 71601V105 278 14224 SH SOLE 14224 0 0 PFIZER INC COM 717081103 2614 60243 SH SOLE 60243 0 0 PHILIP MORRIS INTL INC COM 718172109 282 2997 SH SOLE 2997 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 914 58244 SH SOLE 58244 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 226 9291 SH SOLE 9291 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 2175 26343 SH SOLE 26343 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 212 2117 SH SOLE 2117 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 98 16901 SH SOLE 16901 0 0 PIMCO NEW YORK MUN INCOME FD COM 72200T103 179 17775 SH SOLE 17775 0 0 PPG INDS INC COM 693506107 282 2152 SH SOLE 2152 0 0 PRESIDIO PPTY TR INC COM CL A 74102L303 37 10000 SH SOLE 10000 0 0 PRESIDIO PPTY TR INC *W EXP 01/24/202 74102L113 3 12000 SH SOLE 12000 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 157 10000 SH SOLE 10000 0 0 PROCTER AND GAMBLE CO COM 742718109 2724 17829 SH SOLE 17829 0 0 PROGRESSIVE CORP COM 743315103 284 2494 SH SOLE 2494 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 380 4007 SH SOLE 4007 0 0 PROSPECT CAP CORP COM 74348T102 1796 250339 SH SOLE 250339 0 0 PRUDENTIAL FINL INC COM 744320102 642 5903 SH SOLE 5903 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 85 21200 SH SOLE 21200 0 0 QUALCOMM INC COM 747525103 1195 7822 SH SOLE 7822 0 0 QUEST DIAGNOSTICS INC COM 74834L100 230 1680 SH SOLE 1680 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 913 9212 SH SOLE 9212 0 0 REALTY INCOME CORP COM 756109104 323 4656 SH SOLE 4656 0 0 REKOR SYSTEMS INC COM 759419104 107 23565 SH SOLE 23565 0 0 RH COM 74967X103 203 621 SH SOLE 621 0 0 ROCKET COS INC COM CL A 77311W101 401 36034 SH SOLE 36034 0 0 ROCKWELL AUTOMATION INC COM 773903109 205 731 SH SOLE 731 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 245 2925 SH SOLE 2925 0 0 SALESFORCE COM INC COM 79466L302 1437 6767 SH SOLE 6767 0 0 SCHLUMBERGER LTD COM STK 806857108 425 10283 SH SOLE 10283 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2221 37762 SH SOLE 37762 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 849 11613 SH SOLE 11613 0 0 SCORPIO TANKERS INC SHS Y7542C130 215 10045 SH SOLE 10045 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 254 2062 SH SOLE 2062 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 518 6825 SH SOLE 6825 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8785 118596 SH SOLE 118596 0 0 SFL CORPORATION LTD SHS G7738W106 349 34261 SH SOLE 34261 0 0 SHELL PLC SPON ADS 780259305 567 10323 SH SOLE 10323 0 0 SHERWIN WILLIAMS CO COM 824348106 301 1204 SH SOLE 1204 0 0 SIMON PPTY GROUP INC NEW COM 828806109 230 1747 SH SOLE 1747 0 0 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 487 17305 SH SOLE 17305 0 0 SKILLZ INC COM 83067L109 113 37750 SH SOLE 37750 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 406 3046 SH SOLE 3046 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 166 64229 SH SOLE 64229 0 0 SNAP INC CL A 83304A106 268 7451 SH SOLE 7451 0 0 SOFI TECHNOLOGIES INC COM 83406F102 457 48350 SH SOLE 48350 0 0 SOUTHERN CO COM 842587107 930 12830 SH SOLE 12830 0 0 SOUTHWEST AIRLS CO COM 844741108 217 4738 SH SOLE 4738 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2562 7387 SH SOLE 7387 0 0 SPDR GOLD TR GOLD SHS 78463V107 2099 11619 SH SOLE 11619 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8701 19264 SH SOLE 19264 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1301 2653 SH SOLE 2653 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 970 11002 SH SOLE 11002 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 214 2884 SH SOLE 2884 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 203 2881 SH SOLE 2881 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1206 9412 SH SOLE 9412 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2637 58662 SH SOLE 58662 0 0 STANLEY BLACK & DECKER INC COM 854502101 653 4671 SH SOLE 4671 0 0 STARBUCKS CORP COM 855244109 794 8732 SH SOLE 8732 0 0 STEM INC COM 85859N102 403 36575 SH SOLE 36575 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 204 4723 SH SOLE 4723 0 0 STRYKER CORPORATION COM 863667101 307 1147 SH SOLE 1147 0 0 SUNDIAL GROWERS INC COM 86730L109 18 25000 SH SOLE 25000 0 0 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 634 15519 SH SOLE 15519 0 0 SURFACE ONCOLOGY INC COM 86877M209 100 33950 SH SOLE 33950 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 728 6982 SH SOLE 6982 0 0 TARGET CORP COM 87612E106 2156 10159 SH SOLE 10159 0 0 TCG BDC INC COM 872280102 814 56600 SH SOLE 56600 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 451 20250 SH SOLE 20250 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 165 10000 SH SOLE 10000 0 0 TESLA INC COM 88160R101 4586 4256 SH SOLE 4256 0 0 TETRA TECH INC NEW COM 88162G103 207 1254 SH SOLE 1254 0 0 TEXAS INSTRS INC COM 882508104 416 2266 SH SOLE 2266 0 0 THE TRADE DESK INC COM CL A 88339J105 350 5049 SH SOLE 5049 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 524 887 SH SOLE 887 0 0 TITAN MED INC COM NEW 88830X819 5 10000 SH SOLE 10000 0 0 TJX COS INC NEW COM 872540109 319 5268 SH SOLE 5268 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 437 8656 SH SOLE 8656 0 0 TRACTOR SUPPLY CO COM 892356106 235 1007 SH SOLE 1007 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 557 3649 SH SOLE 3649 0 0 TRANSOCEAN LTD REG SHS H8817H100 102 22339 SH SOLE 22339 0 0 TRAVELERS COMPANIES INC COM 89417E109 461 2521 SH SOLE 2521 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1377 78860 SH SOLE 78860 0 0 UBER TECHNOLOGIES INC COM 90353T100 243 6823 SH SOLE 6823 0 0 UNION PAC CORP COM 907818108 1168 4276 SH SOLE 4276 0 0 UNITED AIRLS HLDGS INC COM 910047109 225 4843 SH SOLE 4843 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1606 7488 SH SOLE 7488 0 0 UNITED RENTALS INC COM 911363109 553 1557 SH SOLE 1557 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1765 3460 SH SOLE 3460 0 0 UPWORK INC COM 91688F104 251 10813 SH SOLE 10813 0 0 US BANCORP DEL COM NEW 902973304 226 6066 SH SOLE 6066 0 0 VALERO ENERGY CORP COM 91913Y100 452 4451 SH SOLE 4451 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 2299 85868 SH SOLE 85868 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 392 2004 SH SOLE 2004 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 764 9810 SH SOLE 9810 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1433 18020 SH SOLE 18020 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 983 18751 SH SOLE 18751 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6728 37922 SH SOLE 37922 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2133 5138 SH SOLE 5138 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 705 15290 SH SOLE 15290 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 224 4305 SH SOLE 4305 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 695 10003 SH SOLE 10003 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 242 4735 SH SOLE 4735 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 338 6551 SH SOLE 6551 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 553 7085 SH SOLE 7085 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 276 4870 SH SOLE 4870 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 341 4122 SH SOLE 4122 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1546 32192 SH SOLE 32192 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2188 42948 SH SOLE 42948 0 0 VISA INC COM CL A 92826C839 2645 11925 SH SOLE 11925 0 0 VUZIX CORP COM NEW 92921W300 105 15912 SH SOLE 15912 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 409 9135 SH SOLE 9135 0 0 WALMART INC COM 931142103 2998 20129 SH SOLE 20129 0 0 WASTE MGMT INC DEL COM 94106L109 318 2005 SH SOLE 2005 0 0 WEBSTER FINL CORP COM 947890109 230 4268 SH SOLE 4268 0 0 WEC ENERGY GROUP INC COM 92939U106 272 2723 SH SOLE 2723 0 0 WELLS FARGO CO NEW COM 949746101 717 14800 SH SOLE 14800 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 75 28939 SH SOLE 28939 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 217 4563 SH SOLE 4563 0 0 WILLIAMS COS INC COM 969457100 321 9595 SH SOLE 9595 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 225 7636 SH SOLE 7636 0 0 WP CAREY INC COM 92936U109 469 5799 SH SOLE 5799 0 0 XCEL ENERGY INC COM 98389B100 426 5905 SH SOLE 5905 0 0 YANDEX N V SHS CLASS A N97284108 393 10000 SH SOLE 10000 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 217 524 SH SOLE 524 0 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 1563 21500 SH SOLE 21500 0 0 ZOETIS INC CL A 98978V103 283 1500 SH SOLE 1500 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 443 3782 SH SOLE 3782 0 0 ZSCALER INC COM 98980G102 617 2558 SH SOLE 2558 0 0