Compliance Officer

0001420506-21-001442.txt : 20211028 0001420506-21-001442.hdr.sgml : 20211028 20211028153149 ACCESSION NUMBER: 0001420506-21-001442 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211028 DATE AS OF CHANGE: 20211028 EFFECTIVENESS DATE: 20211028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001818604 IRS NUMBER: 260274224 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20301 FILM NUMBER: 211357789 BUSINESS ADDRESS: STREET 1: 390 NORTH ORANGE AVE STREET 2: SUITE 750 CITY: ORLANDO STATE: FL ZIP: 32801 BUSINESS PHONE: 407-254-1500 MAIL ADDRESS: STREET 1: 390 NORTH ORANGE AVE STREET 2: SUITE 750 CITY: ORLANDO STATE: FL ZIP: 32801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001818604 XXXXXXXX 09-30-2021 09-30-2021 false INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

390 NORTH ORANGE AVE SUITE 750 ORLANDO FL 32801

13F HOLDINGS REPORT 028-20301 N Michael Frustaci Compliance Officer 407-254-1500 Michael Frustaci, Compliance Officer ORLANDO FL 10-28-2021 0 522 562305 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 3M CO COM 88579Y101 1472 8392 SH SOLE 8392 0 0 ABBOTT LABS COM 002824100 956 8093 SH SOLE 8093 0 0 ABBVIE INC COM 00287Y109 1219 54823 SH SOLE 54823 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 788 9109 SH SOLE 9109 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 275 860 SH SOLE 860 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1787 6098 SH SOLE 6098 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2573 25000 SH SOLE 25000 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 426 17749 SH SOLE 17749 0 0 AGNC INVT CORP COM 00123Q104 220 13935 SH SOLE 13935 0 0 AIR PRODS & CHEMS INC COM 009158106 328 1282 SH SOLE 1282 0 0 AIRBNB INC COM CL A 009066101 907 5408 SH SOLE 5408 0 0 ALBEMARLE CORP COM 012653101 413 1888 SH 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MASCO CORP COM 574599106 476 8565 SH SOLE 8565 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1328 3818 SH SOLE 3818 0 0 MATCH GROUP INC NEW COM 57667L107 264 1684 SH SOLE 1684 0 0 MCDONALDS CORP COM 580135101 1279 22226 SH SOLE 22226 0 0 MCKESSON CORP COM 58155Q103 254 1272 SH SOLE 1272 0 0 MEDTRONIC PLC SHS G5960L103 1266 10100 SH SOLE 10100 0 0 MERCK & CO INC COM 58933Y105 2126 28301 SH SOLE 28301 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 247 28755 SH SOLE 28755 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 399 26438 SH SOLE 26438 0 0 MICRON TECHNOLOGY INC COM 595112103 924 13014 SH SOLE 13014 0 0 MICROSOFT CORP COM 594918104 15893 105153 SH SOLE 105153 0 0 MICROVISION INC DEL COM NEW 594960304 387 35000 SH SOLE 35000 0 0 MODERNA INC COM 60770K107 6314 16407 SH SOLE 16407 0 0 MONDELEZ INTL INC CL A 609207105 437 7504 SH SOLE 7504 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 302 1302 SH SOLE 1302 0 0 MPLX LP COM UNIT REP LTD 55336V100 376 13204 SH SOLE 13204 0 0 NETFLIX INC COM 64110L106 2007 18261 SH SOLE 18261 0 0 NEW MTN FIN CORP COM 647551100 474 35626 SH SOLE 35626 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 194 15650 SH SOLE 15650 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 763 59251 SH SOLE 59251 0 0 NEWMONT CORP COM 651639106 228 4203 SH SOLE 4203 0 0 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1305 47050 SH SOLE 47050 0 0 NEXTERA ENERGY INC COM 65339F101 1309 16668 SH SOLE 16668 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 252 3346 SH SOLE 3346 0 0 NIKE INC CL B 654106103 756 8182 SH SOLE 8182 0 0 NOKIA CORP SPONSORED ADR 654902204 158 28961 SH SOLE 28961 0 0 NORFOLK SOUTHN CORP COM 655844108 234 980 SH SOLE 980 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 6 12000 SH SOLE 12000 0 0 NORTHROP GRUMMAN CORP COM 666807102 916 2544 SH SOLE 2544 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 532 19927 SH SOLE 19927 0 0 NOVO-NORDISK A S ADR 670100205 204 2121 SH SOLE 2121 0 0 NUCOR CORP COM 670346105 320 3245 SH SOLE 3245 0 0 NUVEEN CORE EQUITY ALPHA FD COM 67090X107 256 14983 SH SOLE 14983 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 85 13032 SH SOLE 13032 0 0 NUVEEN MUN VALUE FD INC COM 670928100 118 10396 SH SOLE 10396 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 258 15439 SH SOLE 15439 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 389 13699 SH SOLE 13699 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 164 16710 SH SOLE 16710 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 204 8219 SH SOLE 8219 0 0 NUVEEN S&P 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PACER FDS TR TRENDP US MID CP 69374H204 3519 104729 SH SOLE 104729 0 0 PACER FDS TR TRENDPILOT US BD 69374H642 1741 48472 SH SOLE 48472 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 1012 42116 SH SOLE 42116 0 0 PALO ALTO NETWORKS INC COM 697435105 574 1199 SH SOLE 1199 0 0 PAYCHEX INC COM 704326107 218 1939 SH SOLE 1939 0 0 PAYCOM SOFTWARE INC COM 70432V102 1991 4017 SH SOLE 4017 0 0 PAYPAL HLDGS INC COM 70450Y103 5536 21275 SH SOLE 21275 0 0 PENN NATL GAMING INC COM 707569109 539 7436 SH SOLE 7436 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 303 23700 SH SOLE 23700 0 0 PENNANTPARK INVT CORP COM 708062104 146 22550 SH SOLE 22550 0 0 PENNYMAC MTG INVT TR COM 70931T103 365 18551 SH SOLE 18551 0 0 PEPSICO INC COM 713448108 1215 31896 SH SOLE 31896 0 0 PETCO HEALTH & WELLNESS CO I COM 71601V105 470 22269 SH SOLE 22269 0 0 PFIZER INC COM 717081103 2708 77484 SH SOLE 77484 0 0 PHILIP MORRIS INTL INC COM 718172109 695 7334 SH SOLE 7334 0 0 PHILLIPS 66 COM 718546104 258 6638 SH SOLE 6638 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 965 53398 SH SOLE 53398 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 208 2038 SH SOLE 2038 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 2103 24247 SH SOLE 24247 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 106 16901 SH SOLE 16901 0 0 PIMCO NEW YORK MUN INCOME FD COM 72200T103 227 18175 SH SOLE 18175 0 0 PIONEER MUNICIPAL HIGH INCOM COM 723762100 152 13073 SH SOLE 13073 0 0 PJT PARTNERS INC COM CL A 69343T107 298 3765 SH SOLE 3765 0 0 POOL CORP COM 73278L105 205 472 SH SOLE 472 0 0 PPG INDS INC COM 693506107 310 2166 SH SOLE 2166 0 0 PPL CORP COM 69351T106 425 15241 SH SOLE 15241 0 0 PRICE T ROWE GROUP INC COM 74144T108 210 1069 SH SOLE 1069 0 0 PROCTER AND GAMBLE CO COM 742718109 2893 20694 SH SOLE 20694 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 295 3327 SH SOLE 3327 0 0 PROSPECT CAP CORP COM 74348T102 1616 242883 SH SOLE 242883 0 0 PRUDENTIAL FINL INC COM 744320102 729 7591 SH SOLE 7591 0 0 PULTE GROUP INC COM 745867101 52 20638 SH SOLE 20638 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 176 21108 SH SOLE 21108 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 127 27758 SH SOLE 27758 0 0 QUALCOMM INC COM 747525103 940 7291 SH SOLE 7291 0 0 QUEST DIAGNOSTICS INC COM 74834L100 238 3627 SH SOLE 3627 0 0 RADIAN GROUP INC COM 750236101 11 10012 SH SOLE 10012 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 766 8917 SH SOLE 8917 0 0 REALTY INCOME CORP COM 756109104 237 3651 SH SOLE 3651 0 0 REKOR SYSTEMS INC COM 759419104 335 29185 SH SOLE 29185 0 0 RH COM 74967X103 230 345 SH SOLE 345 0 0 RINGCENTRAL INC CL A 76680R206 1093 5027 SH SOLE 5027 0 0 ROBLOX CORP CL A 771049103 203 2690 SH SOLE 2690 0 0 ROCKET COS INC COM CL A 77311W101 447 27850 SH SOLE 27850 0 0 ROCKWELL AUTOMATION INC COM 773903109 228 776 SH SOLE 776 0 0 ROKU INC COM CL A 77543R102 242 772 SH SOLE 772 0 0 ROYAL BK CDA COM 780087102 49 10391 SH SOLE 10391 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 214 2405 SH SOLE 2405 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 538 12114 SH SOLE 12114 0 0 SALESFORCE COM INC COM 79466L302 2075 7651 SH SOLE 7651 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1765 27352 SH SOLE 27352 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 777 8007 SH SOLE 8007 0 0 SEA LTD SPONSORD ADS 81141R100 712 2233 SH SOLE 2233 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 298 4334 SH SOLE 4334 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 758 4242 SH SOLE 4242 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 6618 88575 SH SOLE 88575 0 0 SFL CORPORATION LTD SHS G7738W106 196 23342 SH SOLE 23342 0 0 SHERWIN WILLIAMS CO COM 824348106 344 1231 SH SOLE 1231 0 0 SHOPIFY INC CL A 82509L107 835 616 SH SOLE 616 0 0 SIMON PPTY GROUP INC NEW COM 828806109 209 1607 SH SOLE 1607 0 0 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 1016 34405 SH SOLE 34405 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 406 2461 SH SOLE 2461 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 238 44700 SH SOLE 44700 0 0 SNAP INC CL A 83304A106 549 7432 SH SOLE 7432 0 0 SNOWFLAKE INC CL A 833445109 233 769 SH SOLE 769 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 111 14600 SH SOLE 14600 0 0 SOUTHERN CO COM 842587107 811 13088 SH SOLE 13088 0 0 SOUTHWEST AIRLS CO COM 844741108 340 6608 SH SOLE 6608 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2549 7535 SH SOLE 7535 0 0 SPDR GOLD TR GOLD SHS 78463V107 1644 10012 SH SOLE 10012 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7641 17804 SH SOLE 17804 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 826 1718 SH SOLE 1718 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 220 2911 SH SOLE 2911 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1165 9911 SH SOLE 9911 0 0 SPDR SER TR S&P BIOTECH 78464A870 1270 14929 SH SOLE 14929 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 3676 67580 SH SOLE 67580 0 0 SQUARE INC CL A 852234103 1716 7155 SH SOLE 7155 0 0 STARBUCKS CORP COM 855244109 1570 39982 SH SOLE 39982 0 0 STEEL DYNAMICS INC COM 858119100 18 15038 SH SOLE 15038 0 0 STELLANTIS N.V SHS N82405106 193 10125 SH SOLE 10125 0 0 STEM INC COM 85859N102 256 10725 SH SOLE 10725 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 236 5400 SH SOLE 5400 0 0 STRYKER CORPORATION COM 863667101 294 1116 SH SOLE 1116 0 0 SUNDIAL GROWERS INC COM 86730L109 9 13000 SH SOLE 13000 0 0 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 845 22636 SH SOLE 22636 0 0 SURFACE ONCOLOGY INC COM 86877M209 233 30800 SH SOLE 30800 0 0 SYNCHRONY FINANCIAL COM 87165B103 104 70583 SH SOLE 70583 0 0 SYSCO CORP COM 871829107 335 4266 SH SOLE 4266 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 939 8407 SH SOLE 8407 0 0 TARGET CORP COM 87612E106 2008 23710 SH SOLE 23710 0 0 TCG BDC INC COM 872280102 759 56600 SH SOLE 56600 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 214 8375 SH SOLE 8375 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 495 21841 SH SOLE 21841 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 285 13679 SH SOLE 13679 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 116 21510 SH SOLE 21510 0 0 TESLA INC COM 88160R101 2930 3778 SH SOLE 3778 0 0 TEXAS INSTRS INC COM 882508104 354 1841 SH SOLE 1841 0 0 THE TRADE DESK INC COM CL A 88339J105 379 5398 SH SOLE 5398 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 512 897 SH SOLE 897 0 0 TITAN MED INC COM NEW 88830X819 15 10000 SH SOLE 10000 0 0 TJX COS INC NEW COM 872540109 318 4822 SH SOLE 4822 0 0 TRACTOR SUPPLY CO COM 892356106 245 1211 SH SOLE 1211 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 654 3786 SH SOLE 3786 0 0 TRANSOCEAN LTD REG SHS H8817H100 87 23080 SH SOLE 23080 0 0 TRAVELERS COMPANIES INC COM 89417E109 321 2110 SH SOLE 2110 0 0 TRIMBLE INC COM 896239100 19 16004 SH SOLE 16004 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1249 78860 SH SOLE 78860 0 0 TRXADE HEALTH INC COM NEW 89846A207 71 14500 SH SOLE 14500 0 0 UBER TECHNOLOGIES INC COM 90353T100 376 42576 SH SOLE 42576 0 0 UNION PAC CORP COM 907818108 1066 5437 SH SOLE 5437 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1430 7899 SH SOLE 7899 0 0 UNITED RENTALS INC COM 911363109 550 1567 SH SOLE 1567 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1322 3383 SH SOLE 3383 0 0 UNUM GROUP COM 91529Y106 657 40579 SH SOLE 40579 0 0 UPWORK INC COM 91688F104 470 10438 SH SOLE 10438 0 0 US BANCORP DEL COM NEW 902973304 268 6499 SH SOLE 6499 0 0 VALERO ENERGY CORP COM 91913Y100 314 4446 SH SOLE 4446 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 435 2054 SH SOLE 2054 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 2004 68054 SH SOLE 68054 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 291 1521 SH SOLE 1521 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1981 23180 SH SOLE 23180 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 742 9053 SH SOLE 9053 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 520 9135 SH SOLE 9135 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 6165 35759 SH SOLE 35759 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2048 5193 SH SOLE 5193 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 484 9673 SH SOLE 9673 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 213 3778 SH SOLE 3778 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 309 3888 SH SOLE 3888 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 354 6470 SH SOLE 6470 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 361 3925 SH SOLE 3925 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 322 5395 SH SOLE 5395 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1165 14142 SH SOLE 14142 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 730 14461 SH SOLE 14461 0 0 VERISK ANALYTICS INC COM 92345Y106 60 20189 SH SOLE 20189 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2840 52577 SH SOLE 52577 0 0 VIACOMCBS INC CL B 92556H206 610 15439 SH SOLE 15439 0 0 VISA INC COM CL A 92826C839 2346 22468 SH SOLE 22468 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 113 11150 SH SOLE 11150 0 0 VUZIX CORP COM NEW 92921W300 188 17962 SH SOLE 17962 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 444 9429 SH SOLE 9429 0 0 WALMART INC COM 931142103 3131 22465 SH SOLE 22465 0 0 WASTE MGMT INC DEL COM 94106L109 312 2092 SH SOLE 2092 0 0 WEC ENERGY GROUP INC COM 92939U106 248 2809 SH SOLE 2809 0 0 WELLS FARGO CO NEW COM 949746101 695 72630 SH SOLE 72630 0 0 WESCO INTL INC COM 95082P105 1174 10212 SH SOLE 10212 0 0 WESTERN ASSET MUN HIGH INCOM COM 95766N103 118 14910 SH SOLE 14910 0 0 WESTERN DIGITAL CORP. COM 958102105 57 28478 SH SOLE 28478 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 107 17467 SH SOLE 17467 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1003 17403 SH SOLE 17403 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 1471 21863 SH SOLE 21863 0 0 WP CAREY INC COM 92936U109 478 6545 SH SOLE 6545 0 0 XCEL ENERGY INC COM 98389B100 549 8783 SH SOLE 8783 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 421 817 SH SOLE 817 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 214 2432 SH SOLE 2432 0 0 ZOETIS INC CL A 98978V103 276 1423 SH SOLE 1423 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1010 3862 SH SOLE 3862 0 0 ZSCALER INC COM 98980G102 599 2286 SH SOLE 2286 0 0