0001818533-22-000001.txt : 20220719 0001818533-22-000001.hdr.sgml : 20220719 20220719085833 ACCESSION NUMBER: 0001818533-22-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 EFFECTIVENESS DATE: 20220719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fundamental Partners IV LP CENTRAL INDEX KEY: 0001818533 IRS NUMBER: 844497279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-371743 FILM NUMBER: 221090480 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 212-205-5000 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fundamental Partners IV-B LP CENTRAL INDEX KEY: 0001889117 IRS NUMBER: 872252312 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-371743-02 FILM NUMBER: 221090481 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2122055000 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fundamental Partners IV-A LP CENTRAL INDEX KEY: 0001835366 IRS NUMBER: 854161062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-371743-01 FILM NUMBER: 221090482 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 212 205-5000 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 D/A 1 primary_doc.xml X0708 D/A LIVE 0001818533 Fundamental Partners IV LP 745 FIFTH AVENUE 25TH FLOOR NEW YORK NY NEW YORK 10151 212-205-5000 DELAWARE None None Limited Partnership true 2020 0001835366 Fundamental Partners IV-A LP 745 FIFTH AVENUE, 25TH FLOOR NEW YORK NY NEW YORK 10151 212 205-5000 DELAWARE None None Limited Partnership true 2020 0001889117 Fundamental Partners IV-B LP 745 FIFTH AVENUE, 25TH FLOOR NEW YORK NY NEW YORK 10151 2122055000 DELAWARE None None Limited Partnership true 2021 Laurence L. Gottlieb 745 Fifth Avenue 25th Floor New York NY NEW YORK 10151 Executive Officer Promoter Chairman and CEO of Issuer's General Partner Justin Vinci 745 Fifth Avenue 25th Floor New York NY NEW YORK 10151 Executive Officer Chief Operating Officer of Issuer's General Partner Jonathan Stern 745 Fifth Avenue 25th Floor New York NY NEW YORK 10151 Executive Officer Managing Director of Issuer's General Partner Robert Weiss 745 Fifth Avenue, 25th Floor New York NY NEW YORK 10151 Executive Officer Chief Financial Officer of Issuer's General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001818533-21-000001 2020-07-27 true true false 1 Stifel, Nicolaus & Co., Inc. 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false Gallatin Capital LLC 124738 None None 444 Madison Avenue, 29th Floor New York NY NEW YORK 10022 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Neuberger Berman BD LLC 2908 None None 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Vigilant Distributors, LLC 285573 None None Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike Chadds Ford PA PENNSYLVANIA 19317 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Profor Securities, LLC 136084 None None 800 Westchester Ave Suite 641N Rye Brook NY NEW YORK 10573 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Wells Fargo Clearing Services, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false 1382348000 1382348000 0 false 1570 9644545 true 0 0 Customary management fees are paid to the General Partner as disclosed in the fund documentation. true Fundamental Partners IV LP Laurence L. Gottlieb Laurence L. Gottlieb Chairman and CEO of Issuer's General Partner 2022-07-19