EX-99.(A)(1)(B) 3 sctoi_ex99a1bsteelcreek.htm NOTICE OF INTENT TO TENDER.

Exhibit (a)(1)(B)

NOTICE OF INTENT TO TENDER
REGARDING
SHARES
OF
STEELE CREEK CAPITAL CORPORATION

Tendered Pursuant to the Offer to Purchase Dated June 1, 2023

THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT, AND THIS NOTICE OF INTENT TO TENDER MUST BE RECEIVED BY, 5:00 P.M. EASTERN TIME ON JUNE 30, 2023 (THE “EXPIRATION DATE”), UNLESS THE OFFER IS EXTENDED.

Complete this Notice of Intent to Tender and return or deliver it to:

U.S. Bank Global Fund Services, Attn: TA Alts Team
PO Box 701, Milwaukee WI 53201-0701;
or email it to Alternativefundsupport@usbank.com

Steele Creek Capital Corporation

The undersigned hereby tenders to Steele Creek Capital Corporation, an externally managed, non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (“Steele Creek” or the “Fund”), shares of the Fund’s common stock, par value $0.01 per shares (the “Shares”), held by the undersigned, described and specified below, on the terms and conditions set out in the Offer to Purchase, dated June 1, 2023 (the “Offer to Purchase”), receipt of which is hereby acknowledged, and in this Notice of Intent to Tender. THE OFFER AND THIS NOTICE OF INTENT TO TENDER ARE SUBJECT TO ALL THE TERMS AND CONDITIONS SET OUT IN THE OFFER TO PURCHASE INCLUDING, BUT NOT LIMITED TO, THE ABSOLUTE RIGHT OF THE FUND OR ITS AGENTS TO REJECT ANY AND ALL TENDERS DETERMINED BY IT, IN ITS SOLE DISCRETION, NOT TO BE IN THE APPROPRIATE FORM.

The undersigned hereby sells to the Fund the Shares tendered pursuant to this Notice of Intent to Tender. The undersigned warrants that it has full authority to sell the Shares tendered hereby and that the Fund will acquire good title to the Shares, free and clear of all liens, charges, encumbrances, conditional sales agreements or other obligations relating to this sale, and not subject to any adverse claim, when and to the extent the Shares are purchased by the Fund. Upon request, the undersigned will execute and deliver any additional documents necessary to complete the sale in accordance with the terms set out in the Offer to Purchase.

The undersigned recognizes that under certain circumstances set out in the Offer to Purchase, the Fund may not be required to purchase the Shares tendered hereby.

Until cash payment has been made, a non-interest bearing, non-transferable promissory note for the purchase price will be held in an account for the undersigned with U.S. Bank, National Association, the Fund’s transfer agent and agent designated for this purpose. A copy may be requested by calling your advisor and, upon request, will be provided to the undersigned at the email address on record with the Fund, or by mail at the address of the undersigned as maintained in the Fund’s records. Subsequently, cash payment of the purchase price for the Shares tendered by the undersigned will be made as instructed in Part 3 of this Notice of Intent to Tender. The undersigned understands that the purchase price will be based on the unaudited net asset value per Share as of June 30, 2023. All authority conferred or agreed to be conferred in this Notice of Intent to Tender will survive the death or incapacity of the undersigned and the obligation of the undersigned hereunder will be binding on the heirs, personal representatives, successors and assigns of the undersigned. Except as stated in the Offer to Purchase, this tender is irrevocable.

 

PLEASE MAIL OR EMAIL THIS NOTICE OF INTENT TO TENDER NO LATER THAN 5:00 P.M. EASTERN TIME ON THE EXPIRATION DATE. THIS NOTICE OF INTENT TO TENDER MUST BE RECEIVED IN GOOD ORDER, NO LATER THAN 5:00 P.M. EASTERN TIME ON THE EXPIRATION DATE, BY THE COMPANY’S TRANSFER AGENT, U.S. BANK, NATIONAL ASSOCIATION, AT THE FOLLOWING ADDRESS: U.S. Bank Global Fund Services, Attn: TA Alts Team, PO Box 701, Milwaukee WI 53201-0701; or email it to Alternativefundsupport@usbank.com.

PART 1 Stockholder Information:

Name of Stockholder: (account name)

 

 

Account Number: 

 

 

PART 2 Shares Being Tendered: (specify one)

    All of the undersigned’s Shares.

    A portion of the undersigned’s Shares expressed as the following percentage of current shareholdings:        %.

    The following number of Shares:            .

PART 3 Payment:

Payments will be directed back to the account from which your subscription funds were debited.

PART 4 Signature(s)

By signing below, you acknowledge that you have received and reviewed the Offer to Purchase and that the Fund will execute your tender request as detailed in Parts 1-3 unless a Notice of Withdrawal is properly submitted prior to the Expiration Date outlined in the Offer to Purchase.

 

 

Print Signatory Name and Title (if any)

 

Signature

     

Date

   

 

Print Signatory Name and Title (if more than one)

 

Signature

     

Date

   

 

Print Signatory Name and Title (if more than one)

 

Signature

     

Date