0000899243-21-010129.txt : 20210305 0000899243-21-010129.hdr.sgml : 20210305 20210305153657 ACCESSION NUMBER: 0000899243-21-010129 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210305 DATE AS OF CHANGE: 20210305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Octopus Titan VCT Plc CENTRAL INDEX KEY: 0001849526 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 21718271 BUSINESS ADDRESS: STREET 1: 33 HOBORN CITY: LONDON STATE: X0 ZIP: EC1N 2HT BUSINESS PHONE: 44 020 3140 0956 MAIL ADDRESS: STREET 1: 33 HOBORN CITY: LONDON STATE: X0 ZIP: EC1N 2HT REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Octopus Investments Ltd. CENTRAL INDEX KEY: 0001849530 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 21718272 BUSINESS ADDRESS: STREET 1: 33 HOLBORN CITY: LONDON STATE: X0 ZIP: EC1N 2HT BUSINESS PHONE: 44 020 3140 0956 MAIL ADDRESS: STREET 1: 33 HOLBORN CITY: LONDON STATE: X0 ZIP: EC1N 2HT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-02-23 0 0001817760 SmartKem, Inc. NONE 0001849530 Octopus Investments Ltd. C/O OCTOPUS INVESTMENTS LIMITED 33 HOLBORN LONDON X0 EC1N 2HT UNITED KINGDOM 0 0 1 0 0001849526 Octopus Titan VCT Plc C/O OCTOPUS TITAN VCT PLC 33 HOLBORN LONDON X0 EC1N 2HT UNITED KINGDOM 0 0 1 0 Common Stock, $0.0001 par value per share 6429932 I See footnotes Common Stock, $0.0001 par value per share 46096 I See footnotes These securities are directly owned by Octopus Titan VCT Plc ("Octopus Titan") managed by Octopus Investments Limited ("Octopus") and may be deemed beneficially owned by Octopus as the sole manager of Octopus Titan. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities are directly owned by Octopus Investments Nominees Limited ("Octopus Nominees") managed by Octopus and may be deemed beneficially owned by Octopus as the sole manager of Octopus Nominees. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Zoe Chambers, Principal of Octopus Titan VCT Plc 2021-03-05 /s/ Zoe Chambers, Principal of OCTOPUS INVESTMENTS LIMITED 2021-03-05