0001213900-20-043340.txt : 20201217 0001213900-20-043340.hdr.sgml : 20201217 20201217210320 ACCESSION NUMBER: 0001213900-20-043340 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glatt Carter CENTRAL INDEX KEY: 0001823250 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39819 FILM NUMBER: 201397787 MAIL ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dune Acquisition Holdings LLC CENTRAL INDEX KEY: 0001823247 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39819 FILM NUMBER: 201397788 BUSINESS ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 917 742 1904 MAIL ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dune Acquisition Corp CENTRAL INDEX KEY: 0001817232 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 851617911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 917-742-1904 MAIL ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2020-12-17 0 0001817232 Dune Acquisition Corp DUNE 0001823247 Dune Acquisition Holdings LLC C/O DUNE ACQUISITION CORPORATION 700 S. ROSEMARY AVENUE, SUITE 204 WEST PALM BEACH FL 33401 1 0 1 0 0001823250 Glatt Carter C/O DUNE ACQUISITION CORPORATION 700 S. ROSEMARY AVENUE, SUITE 204 WEST PALM BEACH FL 33401 1 1 1 0 See Remarks Class B Common Stock Class A Common Stock 4312500 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248698) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 562,500 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. Dune Acquisition Holdings LLC is the record holder of the securities reported herein. Carter Glatt is the manager of Dune Acquisition Holdings LLC and has voting and investment discretion with respect to the securities held of record by Dune Acquisition Holdings LLC. Mr. Glatt disclaims any beneficial ownership of the securities held by Dune Acquisition Holdings LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1 and 24.2 - Powers of Attorney. /s/ Appy Ali, Attorney-in-Fact for Dune Acquisition Holdings LLC 2020-12-17 /s/ Appy Ali, Attorney-in-Fact for Carter Glatt 2020-12-17 EX-24.1 2 ea131633ex24-1_duneacq.htm POWER OF ATTORNEY

Exhibit 24.1

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Daniel Nussen, Jesany Michel and Appy Ali, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Dune Acquisition Corporation (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: August 25, 2020

 

  DUNE ACQUISITION HOLDINGS LLC
     
  By: /s/ Carter Glatt
    Name:   Carter Glatt
    Title: Managing Member

 

 EX-24.2 3 ea131633ex24-2_duneacq.htm POWER OF ATTORNEY

Exhibit 24.2 

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Daniel Nussen, Jesany Michel and Appy Ali, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Dune Acquisition Corporation (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: August 25, 2020

 

  By: /s/ Carter Glatt
    Name:  Carter Glatt

 

 EX-99.1 4 ea131633ex99-1_duneacq.htm JOINT FILER INFORMATION

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer:   Dune Acquisition Holdings LLC
     
Address of Joint Filer:       c/o Dune Acquisition Corporation
700 S. Rosemary Avenue, Suite 204
West Palm Beach, Florida 33401
     
Relationship of Joint Filer to Issuer:      

10% Owner Director (Director by Deputization). Mr. Glatt serves as a Director of the Issuer. Altitude Dune Acquisition Holdings LLC may be deemed a director by deputization as a result of such service of Mr. Glatt.

     
Issuer Name and Ticker or Trading Symbol:   Dune Acquisition Corporation [DUNE]
     
Date of Event Requiring Statement:  
(Month/Day/Year):   12/17/2020
     
Name of Joint Filer:   Carter Glatt
     
Address of Joint Filer:       c/o Dune Acquisition Corporation
700 S. Rosemary Avenue, Suite 204
West Palm Beach, Florida 33401
     
Relationship of Joint Filer to Issuer:     10% Owner, Officer (Chief Executive Officer) and Director
     
Issuer Name and Ticker or Trading Symbol:   Dune Acquisition Corporation [DUNE]
     
Date of Event Requiring Statement:   12/17/2020
Month/Day/Year):