-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FI7d4eZiGbL/Of63kwacQ9oJvjYJjEK2VOY23uHYx07WRpdSWuLkMjq+Hbs36PdO kPmjLg9rfsIL7puT2E3kDQ== 0001184782-04-000003.txt : 20040721 0001184782-04-000003.hdr.sgml : 20040721 20040721101512 ACCESSION NUMBER: 0001184782-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031114 FILED AS OF DATE: 20040721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 04923475 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 c0001184782d20040721f4f.xml PRIMARY DOCUMENT X0202 4 2003-11-14 0 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Preferred Stock 500 I Note 1 Preferred Stock 375 I Note 2 Preferred Stock 2003-11-14 5 J 0 100 0 A 100 I Note 5 Common Stock 10546 I Note 1 Common Stock 22781 I Note 2 Common Stock 262433 I Note 3 Common Stock 2004-06-24 5 J 0 46471 0 D 20992 I Note 4 Common Stock 258368 I Note 5 Stock Options (Right to buy) 7.05 2003-10-04 2012-10-04 Common Stock 6000 6000 D Stock Options (Right to buy) 8.52 2004-06-01 5 A 0 7500 8.52 A 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 10000 10000 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 11 2002-07-26 2011-07-26 Common Stock 10000 10000 D Previously reported - correction in footnote regarding Trust date. Note 5 - Beneficiary under Trust dated 12/19/80 Patrick J. Herbert III, Trustee (stock acquired by Trust) Note 1 - Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Note 2 - Beneficiary under Trust dated 07/24/1968 United States Trust Co., Trustee Note 3 - Beneficiary under Trust dated 07/26/1972 United States Trust Co., and Patrick J. Herbert, III, Trustee Amount of shares is indicative of proportional interest rather than whole trust. Note 4 - Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Michael Simpson 2004-07-21 -----END PRIVACY-ENHANCED MESSAGE-----