0001140361-16-083798.txt : 20161027 0001140361-16-083798.hdr.sgml : 20161027 20161027174524 ACCESSION NUMBER: 0001140361-16-083798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161025 FILED AS OF DATE: 20161027 DATE AS OF CHANGE: 20161027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwind Paul CENTRAL INDEX KEY: 0001576028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 161956467 MAIL ADDRESS: STREET 1: 475 N. MARTINGALE ROAD, SUITE 1050 CITY: SCHAUMBURG STATE: IL ZIP: 60173 4 1 doc1.xml FORM 4 X0306 4 2016-10-25 0 0000018172 CASTLE A M & CO CAS 0001576028 Schwind Paul 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 Controller, CAO Stock Option (Right to Buy) 0.54 2016-10-25 4 A 0 43100 0.00 A 2017-10-25 2026-10-25 Common Stock 43100 43100 D Restricted Stock Unit 2017-12-31 2017-12-31 Common Stock 3658 3658 D Stock options granted by Issuer pursuant to the A.M. Castle & Co. 2016-2018 Long-Term Compensation Plan. These options vest in three equal annual installments beginning on the first anniversary of the date of the grant. As of October 25, 2016, Reporting Person owns options to purchase an aggregate of 53,552 shares of Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. Paul Schwind, By: Marec E. Edgar, Attorney-In-Fact 2016-10-27