0001140361-11-029449.txt : 20110524 0001140361-11-029449.hdr.sgml : 20110524 20110524093632 ACCESSION NUMBER: 0001140361-11-029449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110524 DATE AS OF CHANGE: 20110524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 11866973 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc1.xml FORM 4 X0303 4 2011-05-23 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 1 0 1 0 Common Stock 2011-05-23 4 M 0 5000 13.00 A 32839 D Common Stock 2011-05-23 4 S 0 3601 18.15 D 29238 D Common Stock 2073 I See Note 2 Employee Stock Option (right to buy) 13.00 2011-05-23 4 M 0 5000 0 D 2002-06-01 2011-06-01 Common Stock 5000 0 D This transaction was executed in multiple trades at prices ranging from $18.08 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Beneficiary under Simpson Estates, Inc. Pension Trust, dated 12/28/85. Robert J. Perna, Attorney-in-Fact 2011-05-24