0001104659-20-041654.txt : 20200401 0001104659-20-041654.hdr.sgml : 20200401 20200401105612 ACCESSION NUMBER: 0001104659-20-041654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scheinkman Steven W. CENTRAL INDEX KEY: 0001383591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 20764163 MAIL ADDRESS: STREET 1: C/O A.M CASTLE & CO. STREET 2: 1420 KENSINGTON ROAD, SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER NAME: FORMER CONFORMED NAME: Scheinkman Steve DATE OF NAME CHANGE: 20061214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A. M. Castle & Co. CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE A M & CO DATE OF NAME CHANGE: 19920703 4 1 a4.xml 4 X0306 4 2020-03-27 0 0000018172 A. M. Castle & Co. CTAM 0001383591 Scheinkman Steven W. 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 1 0 0 0 Common Stock 2020-03-27 4 A 0 364849 A 971976 D Convertible Note 3.77 2020-03-27 4 D 0 1004378 D 2017-08-31 2020-01-01 Common Stock 266461 0 D Convertible Note 0.46 2020-03-27 4 A 0 494015 A 2020-03-27 2020-03-27 Common Stock 1083850 494015 D Reflects the disposition of an aggregate principal amount (including accrued PIK interest) of $1,004,378 of the Company's 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes") in exchange for a combination of (i) an aggregate principal amount of $494,015 of the Company's new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and (ii) 364,849 shares of the Company's common stock ("New Shares"), pursuant to a public exchange offer launched by the Company on February 27, 2020 and completed on March 27, 2020. The Old Notes were restricted incentive awards issued pursuant to the Company's 2017 Management Incentive Plan (the "Plan") and vested in full on January 1, 2020. The New Notes are convertible into 1,083,850 shares of common stock as of the date of this filing. /s/ Steven W. Scheinkman, by Jeremy Steele, Attorney-in-Fact 2020-04-01