-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bo6P7bP7cC/5B2j777JHNIkx3SsNi+BMuxMIR/k15nW3qoLp1ezeFcFpVN5dsv6u VvvHCOHqVfBhRNzdEgxxbg== 0000018172-07-000079.txt : 20071213 0000018172-07-000079.hdr.sgml : 20071213 20071213093350 ACCESSION NUMBER: 0000018172-07-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 071303377 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-12-11 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Common Stock 2007-12-11 2007-12-13 4 S 0 100 27.72 D 94615 D Common Stock 2007-12-11 2007-12-13 4 S 0 100 27.73 D 94515 D Common Stock 2007-12-11 2007-12-13 4 S 0 600 27.74 D 93915 D Common Stock 2007-12-11 2007-12-13 4 S 0 681 27.75 D 93234 D Common Stock 2007-12-11 2007-12-13 4 S 0 100 27.78 D 93134 D Common Stock 2007-12-11 2007-12-13 4 S 0 400 27.79 D 92734 D Common Stock 2007-12-11 2007-12-13 4 S 0 1250 27.8 D 91484 D Common Stock 2007-12-11 2007-12-13 4 S 0 2300 27.81 D 89184 D Common Stock 2007-12-11 2007-12-13 4 S 0 675 27.82 D 88509 D Common Stock 2007-12-11 2007-12-13 4 S 0 300 27.83 D 88209 D Common Stock 2007-12-11 2007-12-13 4 S 0 300 27.88 D 87909 D Common Stock 2007-12-11 2007-12-13 4 S 0 100 27.9 D 87809 D Common Stock 2007-12-11 2007-12-13 4 S 0 300 27.91 D 87509 D Common Stock 2007-12-12 2007-12-13 4 G 0 2110 0 D 85399 D Common Stock 10546 I Note 1 Common Stock 22781 I Note 2 Common Stock 262433 I Note 3 Common Stock 20992 I Note 4 Common Stock 157872 I Note 5 Stock Options (Right to buy) 7.05 2003-10-04 2012-10-04 Common Stock 6000 6000 D Stock Options (Right to buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 10000 10000 D Stock Options (Right to buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to buy) 11 2002-07-26 2011-07-26 Common Stock 10000 10000 D Stock Options (Right to buy) 14.22 2006-07-01 2015-07-01 Common Stock 7500 7500 D Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 3 - Beneficiary under Trust dated 07/26/1972 United States Trust Co., and Patrick J. Herbert, III, Trustee Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust) Note 4 - Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee Note 2 - Beneficiary under Trust dated 07/24/1968 United States Trust Co., Trustee Note 1 - Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Sherry L. Holland 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----