0001096906-23-001981.txt : 20231013 0001096906-23-001981.hdr.sgml : 20231013 20231013151147 ACCESSION NUMBER: 0001096906-23-001981 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231009 FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Costas Martin Noe CENTRAL INDEX KEY: 0001996414 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56579 FILM NUMBER: 231324912 MAIL ADDRESS: STREET 1: 5345 E.N. BELT ROAD CITY: NORTH LAS VEGAS STATE: NV ZIP: 89115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boxabl Inc. CENTRAL INDEX KEY: 0001816937 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 852511929 STATE OF INCORPORATION: NV BUSINESS ADDRESS: STREET 1: 6120 N HOLLYWOOD BLVD STE 104 CITY: LAS VEGAS STATE: NV ZIP: 89115 BUSINESS PHONE: 5106982462 MAIL ADDRESS: STREET 1: 5345 E. N. BELT ROAD CITY: NORTH LAS VEGAS STATE: NV ZIP: 89115 3/A 1 form3.xml PRIMARY DOCUMENT X0206 3/A 2023-10-09 2023-10-10 0 0001816937 Boxabl Inc. BOX 0001996414 Costas Martin Noe 5345 E. N. BELT ROAD NORTH LAS VEGAS NV 89115 0 1 0 0 Chief Financial Officer Restricted Stock Units 2026-10-02 Common Stock, par value $0.00001 7142857.0000 D The Restricted Stock Units ("RSUs) were granted October 2, 2023, and become subject to monetization once fully vested and upon the occurrence of a "Qualifying Transaction," defined as the first to occur of (i) a time at which the Company tenders for and successfully acquires the RSUs, (ii) the date of the closing of a transaction (or series of transactions) that results in a "change of control" of the Company; or (iii) the first trading day that is on or after the expiration of the "lock up" period after the effective date of the initial underwritten sale of the Company's equity securities to the public on an established securities market. If Mr. Costas' employment terminates for any reason prior to a Qualifying Transaction, such termination will result in the immediate cancellation and lapse of the RSUs. In the event of termination for cause after a Qualifying Transaction but prior to payment, he will not be entitled to payment. The RSUs will be settled in shares of the Company's Common Stock and a cash payment made in a single sum within fifteen business days after the closing of a Qualifying Transaction. /s/ Martin Noe Costas 2023-10-13