0001144204-12-008913.txt : 20120214 0001144204-12-008913.hdr.sgml : 20120214 20120214164801 ACCESSION NUMBER: 0001144204-12-008913 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOLE FOOD CO INC CENTRAL INDEX KEY: 0000018169 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 990035300 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33795 FILM NUMBER: 12611231 BUSINESS ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8188796600 MAIL ADDRESS: STREET 1: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: DOLE FOOD COMPANY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE & COOKE INC DATE OF NAME CHANGE: 19910731 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 1900 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 1900 CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13G/A 1 v301562_sc13ga.htm SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

DOLE FOOD COMPANY, INC.

(Name of Issuer)

 

Common Stock, $.001 par value per share

(Title and Class of Securities)

 

256603101

(CUSIP Number)

 

December 31, 2011

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

 

  Rule 13d-1(b)
  ¨ Rule 13d-1(c)
  ¨ Rule 13d-1(d)

 

 
 

 

CUSIP No. 256603101    Page 2 of 5 Pages

1

NAMES OF REPORTING PERSONS

S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS

 

ALETHEIA RESEARCH AND MANAGEMENT, INC., IRS number 95-4647814, as general partner of various limited partnerships and on behalf of various managed accounts.

 

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) ¨

 

3 SEC USE ONLY
   
4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

 

Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

 

 
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

12

TYPE OF REPORTING PERSON

 

Aletheia Research and Management, Inc.- IA

 

 

2
 

 

CUSIP No. 256603101    Page 3 of 5 Pages

 

Item 1(a).

Name of Issuer:

 

Dole Food Company, Inc.

 

Item 1(b).

Address of Issuer's Principal Executive Offices:

 

One Dole Drive, Westlake Village, California 91362

 

Item 2(a).

Name of Person Filing:

 

Aletheia Research and Management, Inc.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

 

100 Wilshire Boulevard, Suite 1960, Santa Monica, CA 90401

 

Item 2(c).

Citizenship:

 

Not Applicable.

 

Item 2(d).

Title of Class of Securities:

 

Common Stock, $.001 par value.

 

Item 2(e).

CUSIP Number:

 

256603101

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

  

  (a)  ¨  Broker or Dealer registered under Section 15 of the Act.
       
  (b) ¨ Bank as defined in Section 3(a)(6) of the Act.
       
  (c) ¨ Insurance Company as defined in Section 3(a)(19) of the Act.
       
  (d) ¨ Investment Company registered under Section 8 of the Investment Company Act.
       
  (e) x Investment Adviser registered in accordance with Rule 13d-1(b)(1)(ii)(E).

 

3
 

 

CUSIP No. 256603101    Page 4 of 5 Pages

 

  (f) ¨ Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F).
       
  (g) ¨ Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
       
  (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
       
  (i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act of 1940.
       
  (j) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
       
      If this Statement is filed pursuant to Rule 13d-1(c), check this box ¨.

 

     
Item 4.

Ownership.

 

(a)   Amount beneficially owned:           Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

(b)   Percent of Class:                               Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer

 

(c)   Number of Shares as to which the person has:

 

(i)       Sole power to vote or to direct the vote: N/A

 

(ii)      Shared power to vote or to direct the vote: N/A

 

(iii)     Sole power to dispose or to direct the disposition of: N/A

 

(iv)     Shared Power to dispose or to direct the disposition of: N/A

 

Item 5. Ownership of Five Percent or Less of a Class.
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. x.
   
Item 6

Ownership of More than Five Percent on Behalf of Another Person.

 

Various accounts and funds managed by the reporting person have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities held in their respective accounts. To the knowledge of the reporting person, the interest of any one such account does not exceed 5% of the class of securities.

   
Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not Applicable.

 

4
 

 

CUSIP No. 256603101   Page 5 of 5 Pages

 

Item 8.

Identification and Classification of Members of the Group.

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.

Certification.

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

Date: February 14, 2012 ALETHEIA RESEARCH AND MANAGEMENT, INC.

 

  By:  /s/ Peter J. Eichler, Jr.
    Name: Peter J. Eichler, Jr.
    Title: Chief Executive Officer

 

5