0001816590-24-000029.txt : 20240205 0001816590-24-000029.hdr.sgml : 20240205 20240205171226 ACCESSION NUMBER: 0001816590-24-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nath Kabir CENTRAL INDEX KEY: 0001940258 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 24596771 MAIL ADDRESS: STREET 1: C/O COMPASS PATHWAYS PLC STREET 2: 33 BROADWICK STREET CITY: LONDON STATE: X0 ZIP: W1F 0DQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-716-676-6461 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wk-form4_1707171123.xml FORM 4 X0508 4 2024-02-01 0 0001816590 COMPASS Pathways plc CMPS 0001940258 Nath Kabir C/O COMPASS PATHWAYS PLC 33 BROADWICK STREET LONDON X0 W1F 0DQ UNITED KINGDOM 1 1 0 0 Chief Executive Officer 0 Ordinary Shares 2024-02-01 4 A 0 92000 0 A 161406 D Ordinary Shares 2024-02-02 4 F 0 3158 10.89 D 158248 D Share Option (Right to Buy) 11.34 2024-02-01 4 A 0 275000 0 A 2024-03-01 2034-01-31 Ordinary Shares 275000 275000 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2025. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. This Option shall vest in forty-eight equal monthly installments beginning on March 1, 2024. /s/ Meredith Prithviraj by Power of Attorney for Kabir Nath 2024-02-05