Delaware | 255 East Paces Ferry Road NE, Suite 700 Atlanta, Georgia 30305 (404) 671-4000 | 85-1365053 | ||||||
(State or other jurisdiction of incorporation or organization) | (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) __________________________ | (I.R.S. Employer Identification No.) | ||||||
Sharecare, Inc. 2021 Omnibus Incentive Plan | ||||||||
(Full title of the plan) __________________________ | ||||||||
Jeff Arnold Chief Executive Officer Sharecare, Inc. 255 East Paces Ferry Road NE, Suite 700 Atlanta, Georgia 30305 (404) 671-4000 | ||||||||
(Name, address, including zip code, and telephone number, including area code, of agent for service) __________________________ | ||||||||
Copies to: Carrie Ratliff Chief Legal Officer Sharecare, Inc. 255 East Paces Ferry Road NE, Suite 700 Atlanta, GA 30305 (404) 671-4000 | ||||||||
Large accelerated filer: | o | Accelerated filer: | x | |||||||||||
Non-accelerated filer: | o | Smaller reporting company: | o | |||||||||||
Emerging growth company: | x |
Exhibit Number | Description of Exhibit | |||||||
3.1 | ||||||||
3.2 | ||||||||
3.3 | ||||||||
4.1 | ||||||||
4.2 | ||||||||
4.3 | ||||||||
4.4 | ||||||||
4.5 | ||||||||
4.6 | ||||||||
4.7 | ||||||||
4.8 | ||||||||
4.9 | ||||||||
5.1* | ||||||||
23.1* | ||||||||
23.2* | Consent of King & Spalding LLP (included in Exhibit 5.1). | |||||||
24.1* | Power of Attorney (included on signature pages). | |||||||
107* |
By: | /s/ Jeffrey T. Arnold | ||||
Name: Jeffrey T. Arnold Title: Chief Executive Officer, Chairman and Director |
Signature | Title | |||||||
/s/ Jeffrey T. Arnold | Chief Executive Officer and Chairman (Principal Executive Officer) | |||||||
Jeffrey T. Arnold | ||||||||
/s/ Justin Ferrero | Chief Financial Officer (Principal Financial Officer) | |||||||
Justin Ferrero | ||||||||
/s/ Michael Blalock | Chief Accounting Officer (Principal Accounting Officer) | |||||||
Michael Blalock | ||||||||
/s/ Jeffrey A. Allred | Director | |||||||
Jeffrey A. Allred | ||||||||
/s/ John H. Chadwick | Director | |||||||
John H. Chadwick | ||||||||
/s/ Sandro Galea | Director | |||||||
Sandro Galea | ||||||||
/s/ Kenneth R. Goulet | Director | |||||||
Kenneth R. Goulet | ||||||||
/s/ Brent Layton | Director | |||||||
Brent Layton | ||||||||
/s/ Veronica Mallet | Director | |||||||
Veronica Mallet | ||||||||
/s/ Alan G. Mnuchin | Director | |||||||
Alan G. Mnuchin | ||||||||
/s/ Rajeev Ronanki | Director | |||||||
/s/ Rajeev Ronanki | ||||||||
/s/ Jeffrey Sagansky | Director | |||||||
Jeffrey Sagansky |
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered (1) | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Equity | Common Stock, $0.0001 par value per share | Other(3) | 35,012,616(2) | $1.4775(3) | $51,731,140.14 | $0.00011020 | $5,700.77 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Offering Amounts | $51,731,140.14 | - | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | - | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets(4) | - | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $5,700.77 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
(1) | Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers any additional shares of common stock, par value $0.0001 per share (the “Common Stock”), of Sharecare, Inc. (the “Registrant”) that become issuable under the Sharecare, Inc. 2021 Omnibus Incentive Plan (the “Incentive Plan”) by reason of any future share splits, share dividends, recapitalizations or any other similar transactions effected without the receipt of consideration by the Registrant, which results in an increase in the number of outstanding shares of Common Stock. | ||||
(2) | Represents (i) 17,289,435 shares of Common Stock that were automatically added to the shares authorized for issuance under the Incentive Plan on January 1, 2022 and (ii) 17,723,181 shares of Common Stock that were automatically added to the shares authorized for issuance under the Incentive Plan on January 1, 2023, each pursuant to an “evergreen” provision contained in the Incentive Plan. Pursuant to such provision, the total number of shares of Common Stock under the Incentive Plan will automatically increase on January 1st of each year for a period of ten years commencing on January 1, 2022 and ending on (and including) January 1, 2031, in an amount equal to 5% of the total number of shares of Common Stock outstanding on December 31st of the preceding year. Notwithstanding the foregoing, the board of directors of the Registrant may act prior to January 1st of a given year to provide that the increase for such year will be a lesser number of shares of Common Stock than as provided in the Incentive Plan. | ||||
(3) | Estimated in accordance with Rule 457(h) solely for the purpose of calculating the registration fee on the basis of $1.4775 per share, which is the average of the high and low prices of a share of Common Stock on May 4, 2023, as reported on The Nasdaq Stock Market. | ||||
(4) | The Registrant does not have any fee offsets. |
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