0000950170-23-027637.txt : 20230613 0000950170-23-027637.hdr.sgml : 20230613 20230613123047 ACCESSION NUMBER: 0000950170-23-027637 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Lufax Holding Ltd CENTRAL INDEX KEY: 0001816007 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39654 FILM NUMBER: 231010782 BUSINESS ADDRESS: STREET 1: BUILDING NO. 6, LANE 2777 JINXIU EAST RD STREET 2: PUDONG NEW DISTRICT CITY: SHANGHAI STATE: F4 ZIP: 200120 BUSINESS PHONE: 86-2138632121 MAIL ADDRESS: STREET 1: BUILDING NO. 6, LANE 2777 JINXIU EAST RD STREET 2: PUDONG NEW DISTRICT CITY: SHANGHAI STATE: F4 ZIP: 200120 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Tun Kung Co Ltd CENTRAL INDEX KEY: 0001844421 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1, STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 8618128828898 MAIL ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1, STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 144 1 primary_doc.xml 144 0001844421 XXXXXXXX LIVE 0001816007 Lufax Holding Limited 001-39654 Building No. 6 Lane 2777 Jinxiu East Road Pudong New District Shanghai F4 200120 86-2138632121 Tun Kung Company Limited Owner Affiliate American Depository Shares ("ADS") each representing half Ordinary Share, par value US$0.00001 per share Goldman Sachs & Co. LLC

200 West Street, New York, NY New York NY 10282

30000000 47400000.00 2292220236 06/13/2023 NYSE American Depository Shares ("ADS") each representing half Ordinary Share, par value US$0.00001 per share 12/02/2014 Pre-IPO Investment Lufax Holding Ltd N 960190000 12/02/2014 Cash Y In accordance with the procedures described in the Commission's interpretive letter to Goldman Sachs & Co. dated December 20, 1999 and the Commission's interpretive letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., dated December 1. 2011, the 30,000,000 ADSs noticed in this Form 144 are subject to a covered call contract between Tun Kung Company Limited (TK) and Goldman Sachs International, an affiliate of the applicable broker named in this Form 144. The contract provides for an up-front cash payment to TK based upon the then-current market price of the shares. Upon the expiration or early termination of the contract, TK will be obligated to deliver the number of shares underlying the contract depending on the then-current market price of the shares. TK has pledged the shares subject to the contract to secure its obligations thereunder. Any initial hedging activity in connection with the contract will be conducted by the abovenamed broker 06/13/2023 /s/ Jun Yao, Dongzhi Xu