X0306 4 2020-12-14 0 0001806201 Open Lending Corp LPRO 0001814733 Bregal Sagemount I, L.P. SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814601 Bregal North America General Partner Jersey Ltd SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814533 Bregal Investments, Inc. 277 PARK AVENUE 29TH FLOOR NEW YORK NY 10172 0 0 1 0 Common Stock 2020-12-14 4 S 0 605195 26.88 D 19732962 D Common Stock 2020-12-14 4 S 0 4826933 26.88 D 14906029 D Common Stock 2020-12-14 4 S 0 1105 26.88 D 36030 I See Footnote Common Stock 2020-12-14 4 S 0 8814 26.88 D 27216 I See Footnote Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on December 14, 2020 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated December 7, 2020, between the Issuer, Bregal Sagemount, Bregal Investments (defined below) and the other selling shareholders party thereto. Bregal Sagemount is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters by Bregal Sagemount on December 14, 2020, pursuant to the Underwriting Agreement dated December 9, 2020, as described in the registration statement on Form S-1 filed with the SEC on December 7, 2020 (the "Offering"). Represents shares sold to the Issuer by Bregal Investments on December 14, 2020 in connection with the Offering pursuant to the Stock Repurchase Agreement. The shares reported are held directly by Bregal Investments. Each of Bregal Sagemount and the General Partner disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters by Bregal Investments on December 14, 2020, pursuant to the Offering. Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Paul Andrew Bradshaw, Director 2020-12-16 Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Elena Dinamling Bubod, Alternate Director 2020-12-16 Bregal North America General Partner Jersey Limited, By: /s/ Paul Andrew Bradshaw, Director 2020-12-16 Bregal North America General Partner Jersey Limited, By: /s/ Elena Dinamling Bubod, Alternate Director 2020-12-16 Bregal Investments, Inc., By: /s/ Michelle S. Riley, Secretary 2020-12-16 Bregal Investments, Inc., By: /s/ Ronald Fishman, Treasurer 2020-12-16