The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CUTERA INC | COM | 232109108 | 2,925,750 | 830,000 | SH | SOLE | 830,000 | 0 | 0 | |||
| CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 2,000,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | |||
| CUTERA INC | NOTE 4.000% 6/0 | 232109AG3 | 8,250,000 | 8,250,000 | PRN | SOLE | 8,250,000 | 0 | 0 | |||
| EHEALTH INC | COM | 28238P109 | 12,862,000 | 1,475,000 | SH | SOLE | 1,475,000 | 0 | 0 | |||
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 14,679,630 | 567,000 | SH | SOLE | 567,000 | 0 | 0 | |||
| GARRETT MOTION INC | COM | 366505105 | 6,875,370 | 711,000 | SH | SOLE | 711,000 | 0 | 0 | |||
| KLX ENERGY SERVICS HOLDNGS I | COM NEW | 48253L205 | 5,630,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
| LIQUIDIA CORPORATION | COM NEW | 53635D202 | 25,094,580 | 2,086,000 | SH | SOLE | 2,086,000 | 0 | 0 | |||
| NOBLE CORP PLC | ORD SHS A | G65431127 | 14,929,600 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | |||
| OPORTUN FINL CORP | COM | 68376D104 | 7,820,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
| THE REALREAL INC | COM | 88339P101 | 3,631,421 | 1,806,677 | SH | SOLE | 1,806,677 | 0 | 0 | |||
| THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 3,000,000 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | |||
| THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 | 2,000,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | |||
| RH | COM | 74967X103 | 5,246,640 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | |||
| SOTERA HEALTH CO | COM | 83601L102 | 8,425,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
| U S SILICA HLDGS INC | COM | 90346E103 | 5,881,200 | 520,000 | SH | SOLE | 520,000 | 0 | 0 | |||
| VALARIS LTD | CL A | G9460G101 | 17,485,350 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | |||
| VERMILION ENERGY INC | COM | 923725105 | 12,120,300 | 1,005,000 | SH | SOLE | 1,005,000 | 0 | 0 | |||