0001405086-24-000071.txt : 20240221 0001405086-24-000071.hdr.sgml : 20240221 20240221120448 ACCESSION NUMBER: 0001405086-24-000071 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 EFFECTIVENESS DATE: 20240221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINDELL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001814465 ORGANIZATION NAME: IRS NUMBER: 834341973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-23836 FILM NUMBER: 24657572 BUSINESS ADDRESS: STREET 1: 88 PINE STREET STREET 2: SUITE 2240 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-907-5217 MAIL ADDRESS: STREET 1: 88 PINE STREET STREET 2: SUITE 2240 CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: FIN Capital Management LLC DATE OF NAME CHANGE: 20200608 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001814465 XXXXXXXX 12-31-2023 12-31-2023 true 1 RESTATEMENT FINDELL CAPITAL MANAGEMENT LLC

88 PINE STREET SUITE 2240 NEW YORK NY 10005

13F HOLDINGS REPORT 028-23836 000307394 802-118294 Y Mr. Brian Finn, as the Principal of Findell Capital Management LLC, has investment discretion over the investment portfolios reported herein. BRIAN FINN 646-907-5217 /S/BRIAN FINN NEW YORK NY 02-21-2024 0 18 158856841 false INFORMATION TABLE 2 findell-rev-table-q42023.xml CUTERA INC COM 232109108 2925750 830000 SH SOLE 830000 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 2000000 2000000 PRN SOLE 2000000 0 0 CUTERA INC NOTE 4.000% 6/0 232109AG3 8250000 8250000 PRN SOLE 8250000 0 0 EHEALTH INC COM 28238P109 12862000 1475000 SH SOLE 1475000 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 14679630 567000 SH SOLE 567000 0 0 GARRETT MOTION INC COM 366505105 6875370 711000 SH SOLE 711000 0 0 KLX ENERGY SERVICS HOLDNGS I COM NEW 48253L205 5630000 500000 SH SOLE 500000 0 0 LIQUIDIA CORPORATION COM NEW 53635D202 25094580 2086000 SH SOLE 2086000 0 0 NOBLE CORP PLC ORD SHS A G65431127 14929600 310000 SH SOLE 310000 0 0 OPORTUN FINL CORP COM 68376D104 7820000 2000000 SH SOLE 2000000 0 0 THE REALREAL INC COM 88339P101 3631421 1806677 SH SOLE 1806677 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 3000000 3000000 PRN SOLE 3000000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 2000000 2000000 PRN SOLE 2000000 0 0 RH COM 74967X103 5246640 18000 SH SOLE 18000 0 0 SOTERA HEALTH CO COM 83601L102 8425000 500000 SH SOLE 500000 0 0 U S SILICA HLDGS INC COM 90346E103 5881200 520000 SH SOLE 520000 0 0 VALARIS LTD CL A G9460G101 17485350 255000 SH SOLE 255000 0 0 VERMILION ENERGY INC COM 923725105 12120300 1005000 SH SOLE 1005000 0 0