0001209191-23-050640.txt : 20230927 0001209191-23-050640.hdr.sgml : 20230927 20230927160421 ACCESSION NUMBER: 0001209191-23-050640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230925 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicol Ronald Lee CENTRAL INDEX KEY: 0001952798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39489 FILM NUMBER: 231284767 MAIL ADDRESS: STREET 1: 7442 SOUTH TUCSON WAY STREET 2: #130 CITY: CENTENNIAL STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuburu, Inc. CENTRAL INDEX KEY: 0001814215 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7442 S TUSCON WAY STREET 2: SUITE 130 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 767-1400 MAIL ADDRESS: STREET 1: 7442 S TUSCON WAY STREET 2: SUITE 130 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Tailwind Acquisition Corp. DATE OF NAME CHANGE: 20200604 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-25 0 0001814215 Nuburu, Inc. BURU 0001952798 Nicol Ronald Lee C/O NUBURU, INC. 7442 S. TUCSON WAY, SUITE 130 CENTENNIAL CO 80112 1 1 0 0 Executive Chairman 0 Stock Option (right to buy) 0.323 2023-09-25 4 A 0 2160000 0.00 A 2023-10-25 2033-09-25 Common Stock 2160000 2160000 D The shares subject to this stock option are subject to service-based vesting requirements. 1/24th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested October 25, 2025, subject to the Reporting Person remaining a service provider through each such vesting date. /s/ Brian Knaley, by power of attorney on behalf of Ronald Lee Nicol 2023-09-27