0001209191-23-047985.txt : 20230901 0001209191-23-047985.hdr.sgml : 20230901 20230901170817 ACCESSION NUMBER: 0001209191-23-047985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230901 DATE AS OF CHANGE: 20230901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hummel Kristi CENTRAL INDEX KEY: 0001884418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39489 FILM NUMBER: 231233337 MAIL ADDRESS: STREET 1: 300 INNOVATIVE WAY STREET 2: SUITE 201 CITY: NASHUA STATE: NH ZIP: 03062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuburu, Inc. CENTRAL INDEX KEY: 0001814215 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7442 S TUSCON WAY STREET 2: SUITE 130 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 767-1400 MAIL ADDRESS: STREET 1: 7442 S TUSCON WAY STREET 2: SUITE 130 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Tailwind Acquisition Corp. DATE OF NAME CHANGE: 20200604 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-31 0 0001814215 Nuburu, Inc. BURU 0001884418 Hummel Kristi C/O NUBURU, INC. 7442 S TUCSON WAY, SUITE 130 CENTENNIAL CO 80112 1 0 0 0 0 Stock Option (right to buy) 0.389 2023-08-31 4 A 0 105000 0.00 A 2033-08-31 Common Stock 105000 105000 D Stock Option (right to buy) 0.389 2023-08-31 4 A 0 18750 0.00 A 2033-08-31 Common Stock 18750 18750 D The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date. The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date. /s/ Brian Knaley, by power of attorney on behalf of Kristi Hummel 2023-09-01