0001209191-23-047985.txt : 20230901
0001209191-23-047985.hdr.sgml : 20230901
20230901170817
ACCESSION NUMBER: 0001209191-23-047985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230901
DATE AS OF CHANGE: 20230901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hummel Kristi
CENTRAL INDEX KEY: 0001884418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 231233337
MAIL ADDRESS:
STREET 1: 300 INNOVATIVE WAY
STREET 2: SUITE 201
CITY: NASHUA
STATE: NH
ZIP: 03062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuburu, Inc.
CENTRAL INDEX KEY: 0001814215
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 767-1400
MAIL ADDRESS:
STREET 1: 7442 S TUSCON WAY
STREET 2: SUITE 130
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: Tailwind Acquisition Corp.
DATE OF NAME CHANGE: 20200604
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-31
0
0001814215
Nuburu, Inc.
BURU
0001884418
Hummel Kristi
C/O NUBURU, INC.
7442 S TUCSON WAY, SUITE 130
CENTENNIAL
CO
80112
1
0
0
0
0
Stock Option (right to buy)
0.389
2023-08-31
4
A
0
105000
0.00
A
2033-08-31
Common Stock
105000
105000
D
Stock Option (right to buy)
0.389
2023-08-31
4
A
0
18750
0.00
A
2033-08-31
Common Stock
18750
18750
D
The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.
The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.
/s/ Brian Knaley, by power of attorney on behalf of Kristi Hummel
2023-09-01