0001209191-23-036497.txt : 20230612 0001209191-23-036497.hdr.sgml : 20230612 20230612200652 ACCESSION NUMBER: 0001209191-23-036497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230608 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Solo Alberto CENTRAL INDEX KEY: 0001866086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39391 FILM NUMBER: 231009953 MAIL ADDRESS: STREET 1: 1000 NW 57 CT. STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareMax, Inc. CENTRAL INDEX KEY: 0001813914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 850992224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 NW 57 COURT, SUITE 400 CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 786-360-4768 MAIL ADDRESS: STREET 1: 1000 NW 57 COURT, SUITE 400 CITY: MIAMI STATE: FL ZIP: 33126 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Healthcare Technology Acquisitions Corp. DATE OF NAME CHANGE: 20200602 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-08 0 0001813914 CareMax, Inc. CMAX 0001866086 de Solo Alberto C/O CAREMAX, INC. 1000 NW 57 COURT SUITE 400 MIAMI FL 33126 0 1 0 0 EVP and COO 0 Class A Common Stock 2023-06-08 4 M 0 6300 A 27708 D Class A Common Stock 2894429 I C.G.D. Investment Group Restricted Stock Units 0.00 2023-06-08 4 M 0 6300 0.00 D Class A Common Stock 6300 6300 D Performance Stock Units 0.00 2023-06-08 4 A 0 47250 0.00 A Class A Common Stock 47250 47250 D Restricted Stock Units 0.00 2023-06-08 4 A 0 94500 0.00 A Class A Common Stock 94500 94500 D Stock Option (Employee Right to Buy) 3.72 2023-06-08 4 A 0 94500 0.00 A 2033-06-08 Class A Common Stock 94500 94500 D On June 8, 2023, the reporting person received shares of the issuer's Class A common stock ("Common Stock") in settlement of restricted stock units, which vested on June 8, 2023. The reported securities are held by C.G.D. Investment Group ("C.G.D."). Mr. de Solo beneficially owns the reported securities owned by C.G.D. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock in accordance with the issuer's 2021 Long-Term Incentive Plan (the "Plan"). On October 29, 2021, the reporting person was granted 18,900 RSUs, vesting in three equal installments on October 29, 2022, June 8, 2023, and June 8, 2024. Each performance stock unit ("PSU") represents a contingent right to receive one share Common Stock in accordance with the Plan. The PSUs vest based on the volume weighted average price (the "VWAP") of the Common Stock during the thirty trading days prior to June 8, 2025 (the "Measurement Period"). The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the VWAP of the Common Stock during the Measurement Period. Each RSU represents a contingent right to receive one share of Common Stock in accordance with the Plan. The RSUs will vest in three equal installments on June 8, 2024, June 8, 2025 and June 8, 2026. Each stock option represents a contingent right to receive, upon the exercise of a vested stock option, one share of Common Stock in accordance with the Plan. The stock options will vest in three equal installments on June 8, 2024, June 8, 2025 and June 8, 2026. /s/ Meredith Longsworth, Esq., as Attorney-in-Fact for Alberto de Solo 2023-06-12