0001104659-22-122167.txt : 20221125
0001104659-22-122167.hdr.sgml : 20221125
20221125201254
ACCESSION NUMBER: 0001104659-22-122167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221122
FILED AS OF DATE: 20221125
DATE AS OF CHANGE: 20221125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACE Equity Partners LLC
CENTRAL INDEX KEY: 0001951361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39406
FILM NUMBER: 221420968
BUSINESS ADDRESS:
STREET 1: 1013 CENTRE ROAD, SUITE 4035
CITY: WILINGTON
STATE: DE
ZIP: 19805
BUSINESS PHONE: (302) 633-2102
MAIL ADDRESS:
STREET 1: 1013 CENTRE ROAD, SUITE 4035
CITY: WILINGTON
STATE: DE
ZIP: 19805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACE SO5 Holdings Ltd
CENTRAL INDEX KEY: 0001909358
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39406
FILM NUMBER: 221420967
BUSINESS ADDRESS:
STREET 1: 8 MARINA VIEW
STREET 2: ASIA SQUARE TOWER 1, #43-01
CITY: SINGAPORE
STATE: U0
ZIP: 018960
BUSINESS PHONE: (302) 633-2102
MAIL ADDRESS:
STREET 1: 8 MARINA VIEW
STREET 2: ASIA SQUARE TOWER 1, #43-01
CITY: SINGAPORE
STATE: U0
ZIP: 018960
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ko David Young
CENTRAL INDEX KEY: 0001951600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39406
FILM NUMBER: 221420965
MAIL ADDRESS:
STREET 1: 1013 CENTRE ROAD, SUITE 4035
CITY: WILINGTON
STATE: DE
ZIP: 19805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACE Equity Partners International PTE Ltd.
CENTRAL INDEX KEY: 0001951364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39406
FILM NUMBER: 221420966
BUSINESS ADDRESS:
STREET 1: 1013 CENTRE ROAD, SUITE 4035
CITY: WILINGTON
STATE: DE
ZIP: 19805
BUSINESS PHONE: (302) 633-2102
MAIL ADDRESS:
STREET 1: 1013 CENTRE ROAD, SUITE 4035
CITY: WILINGTON
STATE: DE
ZIP: 19805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tempo Automation Holdings, Inc.
CENTRAL INDEX KEY: 0001813658
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 921138525
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2460 ALAMEDA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-320-1261
MAIL ADDRESS:
STREET 1: 2460 ALAMEDA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
FORMER COMPANY:
FORMER CONFORMED NAME: ACE Convergence Acquisition Corp.
DATE OF NAME CHANGE: 20200529
4
1
tm2231345-2_4seq1.xml
FORM 4
X0306
4
2022-11-22
1
0001813658
Tempo Automation Holdings, Inc.
TMPO
0001951361
ACE Equity Partners LLC
31, NONHYEON-RO, 36-GIL, GANGNAM-GU
SEOUL
M5
06296
KOREA, REPUBLIC OF
0
0
1
0
0001909358
ACE SO5 Holdings Ltd
8 MARINA VIEW
ASIA SQUARE TOWER 1, #43-01
SINGAPORE
U0
018960
SINGAPORE
0
0
1
0
0001951364
ACE Equity Partners International PTE Ltd.
8 MARINA VIEW
ASIA SQUARE TOWER 1, #43-01
SINGAPORE
U0
018960
SINGAPORE
0
0
1
0
0001951600
Ko David Young
31, NONHYEON-RO, 36-GIL, GANGNAM-GU
SEOUL
M5
06296
KOREA, REPUBLIC OF
0
0
1
0
Common Stock
2022-11-22
4
J
0
485714
A
485714
I
See Footnote
Common Stock
2022-11-22
4
J
0
95694
A
95694
I
See Footnote
Common Stock
2022-11-22
4
P
0
520000
A
520000
I
See Footnote
Class B ordinary shares
2022-11-22
4
J
0
755930
D
Common Stock
755930
0
I
See Footnote
Private Placement Warrants
11.50
2022-11-22
4
J
0
891714
A
2027-11-22
Common Stock
891714
891714
I
See Footnote
Private Placement Warrants
11.50
2022-11-22
4
J
0
468750
A
2027-11-22
Common Stock
468750
468750
I
See Footnote
On November 22, 2022, pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated as of August 12, 2022, as amended (the "Merger Agreement"), entered into by and among ACE Convergence Acquisition Corp. (the "Issuer"), ACE Convergence Subsidiary Corp., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Tempo Automation, Inc. ("Tempo"), Merger Sub merged with and into Tempo, with Tempo as the surviving corporation and a wholly owned subsidiary of the Issuer (the "Business Combination"). After the closing of the Business Combination, the Issuer changed its name to "Tempo Automation Holdings, Inc."
In connection with the Business Combination, the Issuer domesticated as a Delaware corporation (the "Domestication"). Immediately prior to the Domestication, the Reporting Person received 485,714 Issuer Class A ordinary shares in exchange for the 755,930 Issuer Class B ordinary shares held by him. These Class A ordinary shares were then converted into shares of Issuer common stock in the Domestication. The 485,714 shares include 135,000 shares subject to forfeiture if the vesting conditions set forth in the Sponsor Support Agreement, dated as of October 13, 2021, as amended from time to time, entered into in connection with the Business Combination by and among the Issuer, Tempo and other parties thereto are not met.
Reflects securities held directly by ACE SO5 Holdings Limited ("ACE SO5"). ACE Equity Partners International Pte Ltd. ("AEPI") is the sole owner of the voting equity of ACE SO5. The sole shareholder of AEPI is ACE Equity Partners LLC, which is wholly owned and controlled by David Y. Ko. Denis Tse is the manager of ACE SO5. Mr. Tse disclaims beneficial ownership of securities held by ACE SO5.
Reflects shares of Issuer common stock received for Tempo common stock held immediately prior to the closing of the Business Combination pursuant to the terms of the Merger Agreement.
Reflects securities held directly by AEPI. The sole shareholder of AEPI is ACE Equity Partners LLC, which is wholly owned and controlled by David Y. Ko.
Reflects 200,000 shares of Issuer common stock purchased from the Issuer at $10.00 per share, plus an additional 320,000 shares received for no additional consideration as incentive shares pursuant to the terms of the Third Amended and Restated Subscription Agreement entered into with respect to such purchase.
Reflects securities held directly by Acme Height Limited ("Acme Height"). AEPI is the sole owner of Acme Height. The sole shareholder of AEPI is ACE Equity Partners LLC, which is wholly owned and controlled by David Y. Ko.
Represents Private Placement Warrants distributed to ACE SO5 in January 2022 by ACE Convergence Acquisition LLC (the "Sponsor") which were originally acquired by the Sponsor from the Issuer in connection with the Issuer's initial public offering.
Each warrant is exercisable for one share of the Issuer's common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing thirty days following the closing of the Business Combination and expire on November 22, 2027, or earlier upon redemption or liquidation.
Represents Private Placement Warrants distributed to ACE SO3 Holdings Limited ("ACE SO3") in May 2022.
Reflects securities held directly by ACE SO3. The sole shareholder of ACE SO3 is ACE Equity Partners LLC, which is wholly owned and controlled by David Y. Ko.
The Reporting Persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.
ACE SO5 Holdings Limited, By: /s/ Denis T. Tse, as Director
2022-11-25
ACE Equity Partners International Pte Ltd., By: /s/ Denis T. Tse, as Chief Executive Officer
2022-11-25
ACE Equity Partners LLC, By: /s/ David Y. Ko, as Chief Executive Officer
2022-11-25
/s/ David Y. Ko
2022-11-25