Chief Compliance Officer

0001812492-20-000005.txt : 20201105 0001812492-20-000005.hdr.sgml : 20201105 20201105164324 ACCESSION NUMBER: 0001812492-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 EFFECTIVENESS DATE: 20201105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Disciplined Investments, LLC CENTRAL INDEX KEY: 0001812492 IRS NUMBER: 465229388 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20290 FILM NUMBER: 201291191 BUSINESS ADDRESS: STREET 1: 2222 SOUTH UTICA PLACE STREET 2: SUITE 200 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-388-2690 MAIL ADDRESS: STREET 1: 2222 SOUTH UTICA PLACE STREET 2: SUITE 200 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001812492 XXXXXXXX 09-30-2020 09-30-2020 Disciplined Investments, LLC

2222 SOUTH UTICA PLACE SUITE 200 TULSA OK 74114

13F HOLDINGS REPORT 028-20290 N Adam Leavitt Chief Compliance Officer 918-388-2690 Adam Leavitt Tulsa OK 11-04-2020 0 420 135606 false INFORMATION TABLE 2 discipline3q20.xml 3M CO COM Stock 88579Y101 11 67 SH SOLE 67 0 0 ABBOTT LABS COM Stock 002824100 67 615 SH SOLE 615 0 0 ABBVIE INC COM Stock 00287Y109 32 366 SH SOLE 366 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 45 200 SH SOLE 200 0 0 AFLAC INC COM Stock 001055102 24 670 SH SOLE 670 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 75 251 SH SOLE 251 0 0 AKEBIA THERAPEUTICS INC COM Stock 00972D105 0 187 SH SOLE 187 0 0 ALCON AG ORD SHS Stock H01301128 2 43 SH SOLE 43 0 0 ALERIAN MLP ETF ETF 00162Q452 137 6852 SH SOLE 6852 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 138 470 SH SOLE 470 0 0 ALIGN TECHNOLOGY INC COM Stock 016255101 1 3 SH SOLE 3 0 0 ALLIANCEBERNSTEIN GLOBAL HIGH COM CEF 01879R106 6 589 SH SOLE 589 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 7 5 SH SOLE 5 0 0 AMAZON COM INC COM Stock 023135106 28 9 SH SOLE 9 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 75 918 SH SOLE 918 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 2 28 SH SOLE 28 0 0 APPLE INC COM Stock 037833100 903 7793 SH SOLE 7793 0 0 AT&T INC COM Stock 00206R102 29 1016 SH SOLE 1016 0 0 ATLAS CORP SHS Stock Y0436Q109 2 233 SH SOLE 233 0 0 AURORA CANNABIS INC COM Stock 05156X884 0 49 SH SOLE 49 0 0 AUTODESK INC COM Stock 052769106 39 170 SH SOLE 170 0 0 BANCFIRST CORP COM Stock 05945F103 547 13400 SH SOLE 13400 0 0 BANK OZK COM Stock 06417N103 5 227 SH SOLE 227 0 0 BCE INC COM NEW Stock 05534B760 15 366 SH SOLE 366 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 53 250 SH SOLE 250 0 0 BIODELIVERY SCIENCES INTL INC COM Stock 09060J106 7 2000 SH SOLE 2000 0 0 BIOGEN INC COM Stock 09062X103 13 47 SH SOLE 47 0 0 BLACKROCK CAP INVT CORP COM CEF 092533108 1 212 SH SOLE 212 0 0 BRIGHTHOUSE FINL INC COM Stock 10922N103 0 2 SH SOLE 2 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 21 346 SH SOLE 346 0 0 BURLINGTON STORES INC COM Stock 122017106 10 50 SH SOLE 50 0 0 CANOPY GROWTH CORP COM Stock 138035100 1 96 SH SOLE 96 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 8 107 SH SOLE 107 0 0 CARRIER GLOBAL CORPORATION COM Stock 14448C104 5 157 SH SOLE 157 0 0 CATERPILLAR INC DEL COM Stock 149123101 81 540 SH SOLE 540 0 0 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 1 230 SH SOLE 230 0 0 CENTENNIAL RESOURCE DEV INC CL A Stock 15136A102 0 546 SH SOLE 546 0 0 CF INDS HLDGS INC COM Stock 125269100 4 127 SH SOLE 127 0 0 CHAMPIONX CORPORATION COM Stock 15872M104 1 172 SH SOLE 172 0 0 CHEVRON CORP NEW COM Stock 166764100 12 167 SH SOLE 167 0 0 CISCO SYS INC COM Stock 17275R102 64 1618 SH SOLE 1618 0 0 CLEARBRIDGE MLP AND MIDSTRM FD COM CEF 184692200 1 84 SH SOLE 84 0 0 CME GROUP INC COM Stock 12572Q105 11 65 SH SOLE 65 0 0 COCA COLA CO COM Stock 191216100 164 3314 SH SOLE 3314 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 112 1450 SH SOLE 1450 0 0 COLONY CAP INC NEW CL A COM REIT 19626G108 1 528 SH SOLE 528 0 0 COMCAST CORP NEW CL A Stock 20030N101 32 684 SH SOLE 684 0 0 CONOCOPHILLIPS COM Stock 20825C104 29 888 SH SOLE 888 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 5 34 SH SOLE 34 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 27 421 SH SOLE 421 0 0 CONTINENTAL RES INC COM Stock 212015101 2 200 SH SOLE 200 0 0 CORNING INC COM Stock 219350105 29 900 SH SOLE 900 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 36 100 SH SOLE 100 0 0 CRONOS GROUP INC COM Stock 22717L101 2 423 SH SOLE 423 0 0 CUSHING NEXTGEN INFRA INCM FD COM CEF 231647207 1 31 SH SOLE 31 0 0 DEVON ENERGY CORP NEW COM Stock 25179M103 66 6972 SH SOLE 6972 0 0 DIAGEO PLC SPON ADR NEW ADR 25243Q205 7 50 SH SOLE 50 0 0 DISCOVER FINL SVCS COM Stock 254709108 13 228 SH SOLE 228 0 0 DISH NETWORK CORPORATION CL A Stock 25470M109 4 128 SH SOLE 128 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 111 896 SH SOLE 896 0 0 DNP SELECT INCOME FD INC COM CEF 23325P104 8 780 SH SOLE 780 0 0 DOLBY LABORATORIES INC COM CL A Stock 25659T107 5 68 SH SOLE 68 0 0 DOMINION ENERGY INC COM Stock 25746U109 10 130 SH SOLE 130 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 28 317 SH SOLE 317 0 0 DUKE REALTY CORP COM NEW REIT 264411505 60 1623 SH SOLE 1623 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 3 56 SH SOLE 56 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 1 42 SH SOLE 42 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Stock Y2188B108 2 666 SH SOLE 666 0 0 ECOLAB INC COM Stock 278865100 50 250 SH SOLE 250 0 0 EMERSON ELEC CO COM Stock 291011104 19 286 SH SOLE 286 0 0 ENBRIDGE INC COM Stock 29250N105 35 1211 SH SOLE 1211 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 35 1153 SH SOLE 1153 0 0 ERICSSON ADR B SEK 10 ADR 294821608 1 67 SH SOLE 67 0 0 ESSENTIAL UTILS INC COM Stock 29670G102 18 444 SH SOLE 444 0 0 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 4 378 SH SOLE 378 0 0 EVERSOURCE ENERGY COM Stock 30040W108 76 914 SH SOLE 914 0 0 EVOLENT HEALTH INC CL A Stock 30050B101 3 225 SH SOLE 225 0 0 EXXON MOBIL CORP COM Stock 30231G102 87 2529 SH SOLE 2529 0 0 FACEBOOK INC CL A Stock 30303M102 18 70 SH SOLE 70 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF ETF 316092303 2 52 SH SOLE 52 0 0 FIDELITY MSCI REAL ESTATE INDEX ETF ETF 316092857 71 3013 SH SOLE 3013 0 0 FIDELITY MSCI UTILITIES INDEX ETF ETF 316092865 2 52 SH SOLE 52 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 1 51 SH SOLE 51 0 0 FIRST TR ENERGY INFRASTRCTR FD COM CEF 33738C103 0 2 SH SOLE 2 0 0 FIRST TR HIGH INCOME L/S FD COM CEF 33738E109 5 337 SH SOLE 337 0 0 FIRST TR SR FLG RTE INCM FD II COM CEF 33733U108 2 191 SH SOLE 191 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 46 727 SH SOLE 727 0 0 FIRST TRUST LOW DURATION STRATEGIC FOCUS ETF ETF 33740F870 30 1482 SH SOLE 1482 0 0 FIRST TRUST MULTI CAP VALUE ALPHADEX FUND ETF 33733C108 9 203 SH SOLE 203 0 0 FIRST TRUST RIVERFRONT DYNAMIC DEVELOPED INTERNATIONAL ETF ETF 33739P608 0 6 SH SOLE 6 0 0 FIRST TRUST RIVERFRONT DYNAMIC EMERGING MARKETS ETF ETF 33739P707 0 5 SH SOLE 5 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 13 828 SH SOLE 828 0 0 FS KKR CAP CORP II COM Stock 35952V303 85 5792 SH SOLE 5792 0 0 FS KKR CAPITAL CORP COM CEF 302635206 1 85 SH SOLE 85 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT CEF 36465A109 0 80 SH SOLE 80 0 0 GENERAL ELECTRIC CO COM Stock 369604103 2 401 SH SOLE 401 0 0 GENERAL MTRS CO COM Stock 37045V100 1 30 SH SOLE 30 0 0 GENUINE PARTS CO COM Stock 372460105 16 173 SH SOLE 173 0 0 GILEAD SCIENCES INC COM Stock 375558103 20 323 SH SOLE 323 0 0 GULFPORT ENERGY CORP COM NEW Stock 402635304 0 3 SH SOLE 3 0 0 HANOVER INS GROUP INC COM Stock 410867105 28 300 SH SOLE 300 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 55 523 SH SOLE 523 0 0 HELMERICH & PAYNE INC COM Stock 423452101 14 955 SH SOLE 955 0 0 HESS CORP COM Stock 42809H107 7 159 SH SOLE 159 0 0 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 18 1901 SH SOLE 1901 0 0 HIGHLAND GLOBAL ALLOCATION FD COM CEF 43010T104 3 518 SH SOLE 518 0 0 HIGHLAND INCOME FD HIGHLAND INCOME CEF 43010E404 3 310 SH SOLE 310 0 0 HOME DEPOT INC COM Stock 437076102 173 624 SH SOLE 624 0 0 HONEYWELL INTL INC COM Stock 438516106 4 25 SH SOLE 25 0 0 HP INC COM Stock 40434L105 28 1491 SH SOLE 1491 0 0 HSBC HLDGS PLC SPON ADR NEW ADR 404280406 1 36 SH SOLE 36 0 0 HUMANA INC COM Stock 444859102 62 150 SH SOLE 150 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 31 159 SH SOLE 159 0 0 ILLUMINA INC COM Stock 452327109 14 46 SH SOLE 46 0 0 INGERSOLL RAND INC COM Stock 45687V106 3 88 SH SOLE 88 0 0 INTEL CORP COM Stock 458140100 179 3458 SH SOLE 3458 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 10 79 SH SOLE 79 0 0 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 2 13 SH SOLE 13 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 2 3 SH SOLE 3 0 0 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF ETF 46138J502 21 1000 SH SOLE 1000 0 0 INVESCO DB COMMODITY INDEX TRACKING FUND ETF 46138B103 1 79 SH SOLE 79 0 0 INVESCO DYNAMIC MARKET ETF ETF 46137V712 80 859 SH SOLE 859 0 0 INVESCO FINANCIAL PREFERRED ETF ETF 46137V621 26 1367 SH SOLE 1367 0 0 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 1274 93206 SH SOLE 93206 0 0 INVESCO PREFERRED ETF ETF 46138E511 49 3355 SH SOLE 3355 0 0 INVESCO QQQ TRUST ETF 46090E103 1752 6306 SH SOLE 6306 0 0 INVESCO QUALITY MUN INCOME TR COM CEF 46133G107 27 2186 SH SOLE 2186 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 337 3113 SH SOLE 3113 0 0 INVESCO S&P 500 HIGH BETA ETF ETF 46138E370 5 110 SH SOLE 110 0 0 INVESCO S&P 500 PURE GROWTH ETF ETF 46137V266 6 41 SH SOLE 41 0 0 INVESCO S&P 500 REVENUE ETF ETF 46138G698 14 252 SH SOLE 252 0 0 INVESCO S&P MIDCAP MOMENTUM ETF ETF 46137V464 46 700 SH SOLE 700 0 0 INVESCO S&P SMALLCAP 600 EQUAL WEIGHT ETF ETF 46137V183 9 181 SH SOLE 181 0 0 INVESCO S&P ULTRA DIVIDEND REVENUE ETF ETF 46138G656 3 98 SH SOLE 98 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 158 3587 SH SOLE 3587 0 0 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 46434V100 324 6222 SH SOLE 6222 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 4367 41961 SH SOLE 41961 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 855 9879 SH SOLE 9879 0 0 ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288646 687 12517 SH SOLE 12517 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 50 372 SH SOLE 372 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 21 169 SH SOLE 169 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 983 9638 SH SOLE 9638 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 13 735 SH SOLE 735 0 0 ISHARES COMMODITIES SELECT STRATEGY ETF ETF 46431W853 164 6571 SH SOLE 6571 0 0 ISHARES CONVERTIBLE BOND ETF ETF 46435G102 61 749 SH SOLE 749 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 205 3975 SH SOLE 3975 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 4 102 SH SOLE 102 0 0 ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND ETF 46435G672 7 126 SH SOLE 126 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 5 86 SH SOLE 86 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 1238 23439 SH SOLE 23439 0 0 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF ETF 46435G326 8 149 SH SOLE 149 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2882 8575 SH SOLE 8575 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 22 298 SH SOLE 298 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 1326 11231 SH SOLE 11231 0 0 ISHARES CORE U.S. REIT ETF ETF 464288521 18 400 SH SOLE 400 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 892 17595 SH SOLE 17595 0 0 ISHARES FTSE EPRA/NARIET DEV REIT EX-US INDEX FUND ETF 464288489 19 779 SH SOLE 779 0 0 ISHARES GLOBAL REIT ETF ETF 46434V647 27 1277 SH SOLE 1277 0 0 ISHARES IBOXX USD HIGH YIELD CORPORATE BOND ETF ETF 464288513 377 4494 SH SOLE 4494 0 0 ISHARES IBOXX USD INVESTMENT GRADE CORP BOND ETF ETF 464287242 998 7410 SH SOLE 7410 0 0 ISHARES INTERMEDIATE GOV/CR BOND ETF ETF 464288612 8 66 SH SOLE 66 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 7 276 SH SOLE 276 0 0 ISHARES J.P. MORGAN USD EM MKTS BOND ETF ETF 464288281 215 1934 SH SOLE 1934 0 0 ISHARES MBS ETF ETF 464288588 118 1067 SH SOLE 1067 0 0 ISHARES MICRO-CAP ETF ETF 464288869 2 18 SH SOLE 18 0 0 ISHARES MSCI EAFE ETF ETF 464287465 2825 44382 SH SOLE 44382 0 0 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 2930 32603 SH SOLE 32603 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 3575 60605 SH SOLE 60605 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 1487 36840 SH SOLE 36840 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 647 14664 SH SOLE 14664 0 0 ISHARES MSCI EMERGING MARKETS SMALL-CAP ETF ETF 464286475 56 1285 SH SOLE 1285 0 0 ISHARES MSCI FRANCE ETF ETF 464286707 19 680 SH SOLE 680 0 0 ISHARES MSCI INTL VALUE FACTOR ETF ETF 46435G409 66 3353 SH SOLE 3353 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 18 306 SH SOLE 306 0 0 ISHARES MSCI TAIWAN ETF ETF 46434G772 688 15313 SH SOLE 15313 0 0 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 10 65 SH SOLE 65 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 11 83 SH SOLE 83 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 124 1068 SH SOLE 1068 0 0 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 1443 39601 SH SOLE 39601 0 0 ISHARES RESIDENTIAL AND MULTISECTOR REAL ESTATE ETF ETF 464288562 421 6908 SH SOLE 6908 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 813 4344 SH SOLE 4344 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 8117 37424 SH SOLE 37424 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 8187 69301 SH SOLE 69301 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2113 14109 SH SOLE 14109 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 1416 6391 SH SOLE 6391 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 1310 13192 SH SOLE 13192 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 2 12 SH SOLE 12 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 2695 15588 SH SOLE 15588 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 2271 28088 SH SOLE 28088 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 666 2882 SH SOLE 2882 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 531 4724 SH SOLE 4724 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 222 926 SH SOLE 926 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 372 2762 SH SOLE 2762 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 964 5203 SH SOLE 5203 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 104 588 SH SOLE 588 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 1713 13991 SH SOLE 13991 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 142 2023 SH SOLE 2023 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 90 1107 SH SOLE 1107 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 49 439 SH SOLE 439 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 741 6854 SH SOLE 6854 0 0 ISHARES TIPS BOND ETF ETF 464287176 635 5023 SH SOLE 5023 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 127 1588 SH SOLE 1588 0 0 JD.COM INC SPON ADR CL A ADR 47215P106 17 213 SH SOLE 213 0 0 JOHNSON & JOHNSON COM Stock 478160104 137 917 SH SOLE 917 0 0 JOHNSON CTLS INTL PLC SHS Stock G51502105 2 40 SH SOLE 40 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 136 1415 SH SOLE 1415 0 0 JPMORGAN DIVERSIFIED RETURN EMERGING MARKETS EQUITY ETF ETF 46641Q308 2 32 SH SOLE 32 0 0 JPMORGAN DIVERSIFIED RETURN U.S. MID CAP EQUITY ETF ETF 46641Q886 1 23 SH SOLE 23 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM CEF 48661E108 190 47157 SH SOLE 47157 0 0 KELLOGG CO COM Stock 487836108 2 38 SH SOLE 38 0 0 KIRBY CORP COM Stock 497266106 43 1200 SH SOLE 1200 0 0 KKR INCOME OPPORTUNITIES FD COM CEF 48249T106 2 117 SH SOLE 117 0 0 KRAFT HEINZ CO COM Stock 500754106 3 85 SH SOLE 85 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 47 278 SH SOLE 278 0 0 LAUDER ESTEE COS INC CL A Stock 518439104 262 1200 SH SOLE 1200 0 0 LIBERTY LATIN AMERICA LTD COM CL C Stock G9001E128 0 6 SH SOLE 6 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM Stock 531229409 4 135 SH SOLE 135 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM Stock 531229607 7 226 SH SOLE 226 0 0 LILLY ELI & CO COM Stock 532457108 104 700 SH SOLE 700 0 0 LIQUIDIA TECHNOLOGIES INC COM Stock 53635D202 1 200 SH SOLE 200 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 33 85 SH SOLE 85 0 0 LOWES COS INC COM Stock 548661107 88 533 SH SOLE 533 0 0 MACQUARIE INFRASTRUCTURE CORP COM Stock 55608B105 8 292 SH SOLE 292 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 199 5832 SH SOLE 5832 0 0 MANNKIND CORP COM NEW Stock 56400P706 0 33 SH SOLE 33 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 10 31 SH SOLE 31 0 0 MCDONALDS CORP COM Stock 580135101 59 267 SH SOLE 267 0 0 MEDTRONIC PLC SHS Stock G5960L103 45 432 SH SOLE 432 0 0 MERCADOLIBRE INC COM Stock 58733R102 1 1 SH SOLE 1 0 0 MERCK & CO. INC COM Stock 58933Y105 58 697 SH SOLE 697 0 0 METLIFE INC COM Stock 59156R108 1 30 SH SOLE 30 0 0 MICROSOFT CORP COM Stock 594918104 3393 16129 SH SOLE 16129 0 0 MURPHY OIL CORP COM Stock 626717102 3 359 SH SOLE 359 0 0 NABORS INDUSTRIES LTD SHS Stock G6359F137 0 1 SH SOLE 1 0 0 NETFLIX INC COM Stock 64110L106 7 13 SH SOLE 13 0 0 NEUBERGER BERMAN MLP & ENERGY COM CEF 64129H104 4 1612 SH SOLE 1612 0 0 NEXPOINT STRATEGIC OPPORTES FD COM NEW CEF 65340G205 4 445 SH SOLE 445 0 0 NEXTERA ENERGY INC COM Stock 65339F101 149 537 SH SOLE 537 0 0 NORDSTROM INC COM Stock 655664100 1 74 SH SOLE 74 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 19 217 SH SOLE 217 0 0 NUTANIX INC CL A Stock 67059N108 2 110 SH SOLE 110 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 11 732 SH SOLE 732 0 0 NUVEEN MUN VALUE FD INC COM CEF 670928100 389 36491 SH SOLE 36491 0 0 NVIDIA CORPORATION COM Stock 67066G104 3 6 SH SOLE 6 0 0 OGE ENERGY CORP COM Stock 670837103 35 1173 SH SOLE 1173 0 0 OLIN CORP COM PAR USD1 Stock 680665205 1 79 SH SOLE 79 0 0 ONEOK INC NEW COM Stock 682680103 33 1267 SH SOLE 1267 0 0 ORACLE CORP COM Stock 68389X105 18 304 SH SOLE 304 0 0 OTIS WORLDWIDE CORP COM Stock 68902V107 5 78 SH SOLE 78 0 0 PACER GLOBAL CASH COWS DIVIDEND ETF ETF 69374H709 2 65 SH SOLE 65 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 30 153 SH SOLE 153 0 0 PENNANTPARK FLOATING RATE CAP COM CEF 70806A106 1 90 SH SOLE 90 0 0 PENNANTPARK INVT CORP COM CEF 708062104 1 351 SH SOLE 351 0 0 PENTAIR PLC SHS Stock G7S00T104 0 9 SH SOLE 9 0 0 PEPSICO INC COM Stock 713448108 356 2567 SH SOLE 2567 0 0 PERSPECTA INC COM Stock 715347100 0 10 SH SOLE 10 0 0 PFIZER INC COM Stock 717081103 23 618 SH SOLE 618 0 0 PHILLIPS 66 COM Stock 718546104 29 552 SH SOLE 552 0 0 PIMCO 0-5 YR HY CORP BOND INDEX ETF ETF 72201R783 7 73 SH SOLE 73 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX ETF ETF 72201R205 134 2485 SH SOLE 2485 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 179 1290 SH SOLE 1290 0 0 PROSHARES ULTRA QQQ ETF 74347R206 10 108 SH SOLE 108 0 0 PROSHARES ULTRA S&P 500 ETF 74347R107 6 86 SH SOLE 86 0 0 PROSHARES ULTRA SMALLCAP600 ETF 74347R818 4 57 SH SOLE 57 0 0 PRUDENTIAL FINL INC COM Stock 744320102 4 56 SH SOLE 56 0 0 SPDR S&P MIDCAP400 ETF 01/15/2021 USD320 PUT 30S99JKF3 474 1400 SH Put SOLE 0 0 1400 SPDR S&P MIDCAP400 ETF 01/21/2022 USD290 PUT 4355409DB 542 1600 SH Put SOLE 0 0 1600 TESLA MOTORS INC 06/17/2022 USD300 PUT 4914739LL 215 500 SH Put SOLE 0 0 500 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 9 157 SH SOLE 157 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 7 118 SH SOLE 118 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 2 94 SH SOLE 94 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 0 6 SH SOLE 6 0 0 RPM INTL INC COM Stock 749685103 37 446 SH SOLE 446 0 0 S&P GLOBAL INC COM Stock 78409V104 1 4 SH SOLE 4 0 0 SALESFORCE COM INC COM Stock 79466L302 2 8 SH SOLE 8 0 0 SANOFI SPONSORED ADR ADR 80105N105 8 166 SH SOLE 166 0 0 SAP SE SPON ADR ADR 803054204 12 75 SH SOLE 75 0 0 SCHLUMBERGER LTD COM Stock 806857108 15 938 SH SOLE 938 0 0 SCHWAB CHARLES CORP COM Stock 808513105 2 60 SH SOLE 60 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 80 3000 SH SOLE 3000 0 0 SCHWAB FUND EM MKTS LARGE COMP INDEX ETF ETF 808524730 1 36 SH SOLE 36 0 0 SCHWAB FUND INTL SMALL COMP INDEX ETF ETF 808524748 2 55 SH SOLE 55 0 0 SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX ETF 808524755 11 447 SH SOLE 447 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 45 759 SH SOLE 759 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 11 357 SH SOLE 357 0 0 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF ETF 808524888 134 4125 SH SOLE 4125 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 17 332 SH SOLE 332 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 1041 13076 SH SOLE 13076 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 31 379 SH SOLE 379 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 72 624 SH SOLE 624 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 44 850 SH SOLE 850 0 0 SCHWAB U.S. MID-CAP 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