Chief Compliance Officer

0001104659-21-138990.txt : 20211115 0001104659-21-138990.hdr.sgml : 20211115 20211115141717 ACCESSION NUMBER: 0001104659-21-138990 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001812177 IRS NUMBER: 832404110 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20278 FILM NUMBER: 211409123 BUSINESS ADDRESS: STREET 1: 560 GREEN BAY RD STREET 2: SUITE 301 CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 971-371-3450 MAIL ADDRESS: STREET 1: 560 GREEN BAY RD STREET 2: SUITE 301 CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001812177 XXXXXXXX 09-30-2021 09-30-2021 false WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

560 Green Bay Rd Suite 301 Winnetka IL 60093

13F HOLDINGS REPORT 028-20278 N Joseph McDermott Chief Compliance Officer 917-715-6296 /s/ Joseph McDermott Winnetka IL 11-15-2021 0 335 162232 INFORMATION TABLE 2 infotable.xml Amazon Stock 023135106 1646 501 SH SOLE 501 0 0 GLOBAL PMTS INC COM Stock 37940X102 32 200 SH SOLE 200 0 0 Hewlett Packard Enterprise Stock 42824C109 430 30167 SH SOLE 30166 0 0 Ulta Beauty Stock 90384S303 9 26 SH SOLE 26 0 0 INVESCO QQQ TRUST ETF 46090E103 100 279 SH SOLE 279 0 0 STARBUCKS CORP COM Stock 855244109 279 2532 SH SOLE 2532 0 0 SQUARE INC CL A Stock 852234103 102 425 SH SOLE 425 0 0 XPO LOGISTICS INC COM Stock 983793100 3 38 SH SOLE 38 0 0 EBAY INC. COM Stock 278642103 58 832 SH SOLE 831 0 0 IONIS PHARMACEUTICALS INC COM Stock 462222100 64 1900 SH SOLE 1900 0 0 JOHNSON & JOHNSON COM Stock 478160104 307 1899 SH SOLE 1899 0 0 ABB LTD SPONSORED ADR ADR 000375204 36 1071 SH SOLE 1070 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 202 449 SH SOLE 448 0 0 CLEVELAND-CLIFFS INC NEW COM Stock 185899101 8 384 SH SOLE 384 0 0 SENSEONICS HLDGS INC COM Stock 81727U105 17 5000 SH SOLE 5000 0 0 SPDR S&P 500 FOSSIL FUEL RESERVES FREE ETF ETF 78468R796 85 799 SH SOLE 798 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 1539 11011 SH SOLE 11010 0 0 ARBOR REALTY TRUST INC COM REIT 038923108 167 9000 SH SOLE 9000 0 0 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 126 5800 SH SOLE 5800 0 0 PPG INDS INC COM Stock 693506107 18 126 SH SOLE 125 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 19 105 SH SOLE 104 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 74 776 SH SOLE 776 0 0 BIOGEN INC COM Stock 09062X103 67 236 SH SOLE 236 0 0 VENTAS INC COM REIT 92276F100 22 404 SH SOLE 403 0 0 Intel Stock 458140100 175 3280 SH SOLE 3280 0 0 CME Stock 12572Q105 275 1421 SH SOLE 1421 0 0 MEDTRONIC PLC SHS Stock G5960L103 16 126 SH SOLE 126 0 0 Netflix Stock 64110L106 222 363 SH SOLE 363 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 18 52 SH SOLE 52 0 0 HORMEL FOODS CORP COM Stock 440452100 3 64 SH SOLE 64 0 0 ISHARES MSCI GLOBAL IMPACT ETF ETF 46435G532 65 674 SH SOLE 674 0 0 Merck & Co Stock 58933Y105 4371 58194 SH SOLE 58193 0 0 OSHKOSH CORP COM Stock 688239201 4 34 SH SOLE 34 0 0 SPDR S&P 500 ETF ETF 78462F103 213 496 SH SOLE 496 0 0 Trade Desk Stock 88339J105 245 3490 SH SOLE 3490 0 0 AURORA CANNABIS INC COM Stock 05156X884 0 50 SH SOLE 50 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 2756 7928 SH SOLE 7927 0 0 Illinois Tool Works Stock 452308109 41 200 SH SOLE 200 0 0 ASHFORD HOSPITALITY TR INC COM SHS REIT 044103869 3 200 SH SOLE 200 0 0 EXACT SCIENCES CORP COM Stock 30063P105 326 3420 SH SOLE 3420 0 0 DOUBLELINE INCOME SOLUTIONS FD COM CEF 258622109 108 6100 SH SOLE 6100 0 0 ISHARES TIPS BOND ETF ETF 464287176 16 124 SH SOLE 124 0 0 OPKO HEALTH INC COM Stock 68375N103 2 500 SH SOLE 500 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 465 6272 SH SOLE 6272 0 0 ICHOR HOLDINGS SHS Stock G4740B105 119 2900 SH SOLE 2900 0 0 INTREPID POTASH INC COM Stock 46121Y201 1 30 SH SOLE 30 0 0 CORNING INC COM Stock 219350105 28 764 SH SOLE 763 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 209 1842 SH SOLE 1842 0 0 Verizon Stock 92343V104 4291 79446 SH SOLE 79446 0 0 FEDEX CORP COM Stock 31428X106 5 21 SH SOLE 21 0 0 PULTE GROUP INC COM Stock 745867101 28 612 SH SOLE 611 0 0 SHERWIN WILLIAMS CO COM Stock 824348106 20 72 SH SOLE 72 0 0 PepsiCo Stock 713448108 65 429 SH SOLE 429 0 0 CRONOS GROUP INC COM Stock 22717L101 3 500 SH SOLE 500 0 0 VIAVI SOLUTIONS INC COM Stock 925550105 0 6 SH SOLE 6 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 81 2404 SH SOLE 2403 0 0 HONEYWELL INTL INC COM Stock 438516106 71 333 SH SOLE 333 0 0 FORD MTR CO DEL COM Stock 345370860 38 2700 SH SOLE 2700 0 0 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 64 649 SH SOLE 648 0 0 XCEL ENERGY INC COM Stock 98389B100 18 282 SH SOLE 282 0 0 Home Depot Stock 437076102 170 519 SH SOLE 518 0 0 Baxter Stock 071813109 367 4569 SH SOLE 4568 0 0 Micro Focus Int'l PLC ADR 594837403 1 168 SH SOLE 167 0 0 iShares Russell 2000 Value ETF ETF 464287630 26 162 SH SOLE 162 0 0 INFOSYS LTD SPONSORED ADR ADR 456788108 134 6003 SH SOLE 6003 0 0 SOUTHERN CO COM Stock 842587107 15 240 SH SOLE 240 0 0 BECTON DICKINSON & CO COM Stock 075887109 64 262 SH SOLE 262 0 0 KeyCorp Stock 493267108 28 1272 SH SOLE 1272 0 0 iShares Russell 1000 Growth - ETF ETF 464287614 8125 29650 SH SOLE 29649 0 0 FUNKO INC COM CL A Stock 361008105 143 7860 SH SOLE 7860 0 0 FORTINET INC COM Stock 34959E109 15 51 SH SOLE 51 0 0 AON PLC SHS CL A Stock G0403H108 107 375 SH SOLE 375 0 0 ARK ISRAEL INNOVATIVE TECHNOLOGY ETF ETF 00214Q609 7 250 SH SOLE 250 0 0 PIEDMONT LITHIUM INC COM Stock 72016P105 4 75 SH SOLE 75 0 0 DENALI THERAPEUTICS INC COM Stock 24823R105 253 5020 SH SOLE 5020 0 0 FS KKR CAP CORP COM CEF 302635206 28 1286 SH SOLE 1285 0 0 NANOVIRICIDES INC COM Stock 630087302 0 50 SH SOLE 50 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 1 13 SH SOLE 13 0 0 WASTE CONNECTIONS INC COM Stock 94106B101 16 130 SH SOLE 130 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 209 764 SH SOLE 764 0 0 Adobe Stock 00724F101 136 237 SH SOLE 237 0 0 Exelon Stock 30161N101 3611 74699 SH SOLE 74699 0 0 Alphabet A Stock 02079K305 2698 1009 SH SOLE 1009 0 0 PROGRESSIVE CORP COM Stock 743315103 42 462 SH SOLE 461 0 0 FISERV INC COM Stock 337738108 26 238 SH SOLE 238 0 0 Comcast Stock 20030N101 120 2143 SH SOLE 2142 0 0 Microsoft Stock 594918104 2205 7822 SH SOLE 7822 0 0 DOCUSIGN INC COM Stock 256163106 167 647 SH SOLE 647 0 0 HEALTHPEAK PROPERTIES INC COM REIT 42250P103 9 271 SH SOLE 271 0 0 CVS Health Corp Stock 126650100 5448 64200 SH SOLE 64200 0 0 ACCO BRANDS CORP COM Stock 00081T108 2 206 SH SOLE 206 0 0 KEURIG DR PEPPER INC COM Stock 49271V100 9 254 SH SOLE 253 0 0 TILRAY INC COM CL 2 Stock 88688T100 2 142 SH SOLE 142 0 0 WRAP TECHNOLOGIES INC COM Stock 98212N107 62 10350 SH SOLE 10350 0 0 NIO INC SPON ADS ADR 62914V106 18 500 SH SOLE 500 0 0 BOEING CO COM Stock 097023105 147 670 SH SOLE 670 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 133 560 SH SOLE 559 0 0 NIKE INC CL B Stock 654106103 189 1301 SH SOLE 1301 0 0 Tesla Stock 88160R101 461 595 SH SOLE 595 0 0 DECKERS OUTDOOR CORP COM Stock 243537107 180 500 SH SOLE 500 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 20 545 SH SOLE 544 0 0 NORFOLK SOUTHN CORP COM Stock 655844108 60 252 SH SOLE 252 0 0 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF ETF 37954Y624 8 301 SH SOLE 300 0 0 GREEN DOT CORP CL A Stock 39304D102 95 1890 SH SOLE 1890 0 0 Walgreens Boots Alliance Stock 931427108 4593 97619 SH SOLE 97618 0 0 ACUITY BRANDS INC COM Stock 00508Y102 18 107 SH SOLE 106 0 0 WESTERN ASSET EMERGING MKTS DE COM CEF 95766A101 4 278 SH SOLE 278 0 0 Welltower REIT 95040Q104 4303 52216 SH SOLE 52215 0 0 LYFT INC CL A COM Stock 55087P104 14 253 SH SOLE 253 0 0 HANESBRANDS INC COM Stock 410345102 31 1778 SH SOLE 1777 0 0 UNITED AIRLS HLDGS INC COM Stock 910047109 9 190 SH SOLE 190 0 0 PINTEREST INC CL A Stock 72352L106 61 1200 SH SOLE 1200 0 0 GREENLANE HLDGS INC CL A Stock 395330103 1 301 SH SOLE 301 0 0 VANGUARD S&P 500 ETF ETF 922908363 1507 3822 SH SOLE 3821 0 0 IROBOT CORP COM Stock 462726100 83 1060 SH SOLE 1060 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 4 59 SH SOLE 59 0 0 FIFTH THIRD BANCORP COM Stock 316773100 100 2345 SH SOLE 2345 0 0 UBER TECHNOLOGIES INC COM Stock 90353T100 4 90 SH SOLE 90 0 0 FASTLY INC CL A Stock 31188V100 60 1489 SH SOLE 1489 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 10 132 SH SOLE 132 0 0 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 45 182 SH SOLE 182 0 0 CHEWY INC CL A Stock 16679L109 68 1000 SH SOLE 1000 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 80 918 SH SOLE 918 0 0 BOOKING HOLDINGS INC COM Stock 09857L108 21 9 SH SOLE 9 0 0 WABTEC COM Stock 929740108 4 46 SH SOLE 46 0 0 LILLY ELI & CO COM Stock 532457108 24 106 SH SOLE 106 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 54 212 SH SOLE 211 0 0 HOLOGIC INC COM Stock 436440101 44 600 SH SOLE 600 0 0 FLAHERTY & CRUMRINE PFD INCOME COM CEF 338480106 98 6236 SH SOLE 6236 0 0 MESOBLAST LTD SPONS ADR ADR 590717104 34 5719 SH SOLE 5719 0 0 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 405 6575 SH SOLE 6575 0 0 Huntington Ingalls Stock 446413106 3292 17051 SH SOLE 17051 0 0 Duke Energy Corp Stock 26441C204 4597 47105 SH SOLE 47105 0 0 Digital Realty Trust REIT 253868103 223 1544 SH SOLE 1544 0 0 ENCOMPASS HEALTH CORP COM Stock 29261A100 502 6684 SH SOLE 6684 0 0 BLACKROCK RES & COMMODITIES ST SHS CEF 09257A108 247 27632 SH SOLE 27632 0 0 EATON VANCE MUNI INCOME TRUST SH BEN INT CEF 27826U108 99 7180 SH SOLE 7180 0 0 LINDSAY CORP COM Stock 535555106 8 52 SH SOLE 51 0 0 iShares Select Dividend ETF ETF 464287168 2150 18738 SH SOLE 18738 0 0 American Electric Power Stock 025537101 41 509 SH SOLE 508 0 0 OAK STR HEALTH INC COM Stock 67181A107 32 750 SH SOLE 750 0 0 EDISON INTL COM Stock 281020107 14 256 SH SOLE 255 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 118 1056 SH SOLE 1055 0 0 AMC NETWORKS INC CL A Stock 00164V103 19 400 SH SOLE 400 0 0 MARATHON PETE CORP COM Stock 56585A102 22 352 SH SOLE 351 0 0 COMPASS PATHWAYS PLC SPONSORED ADS ADR 20451W101 12 400 SH SOLE 400 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 50 2063 SH SOLE 2063 0 0 NEW JERSEY RES CORP COM Stock 646025106 20 570 SH SOLE 570 0 0 VIATRIS INC COM Stock 92556V106 2 175 SH SOLE 174 0 0 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 74 833 SH SOLE 832 0 0 PURPLE BIOTECH LTD SPONSORED ADS ADR 74638P109 0 100 SH SOLE 100 0 0 Schwab US Dividend Equity ETF ETF 808524797 2848 38363 SH SOLE 38362 0 0 ISHARES MSCI GLOBAL MIN VOL FACTOR ETF ETF 464286525 100 972 SH SOLE 972 0 0 VIRTUS ALLIANZGI DIVERSIFIED COM CEF 92840N100 281 8292 SH SOLE 8292 0 0 ON24 INC COM Stock 68339B104 103 5175 SH SOLE 5175 0 0 ROBLOX CORP CL A Stock 771049103 17 225 SH SOLE 225 0 0 GROM SOCIAL ENTERPRISES INC COM NEW Stock 39878L308 0 1 SH SOLE 1 0 0 ISHARES GLOBAL 100 ETF ETF 464287572 40 568 SH SOLE 568 0 0 Organon & Co. Stock 68622V106 4 115 SH SOLE 114 0 0 VISA INC COM CL A Stock 92826C839 1314 5901 SH SOLE 5901 0 0 DIDI GLOBAL INC SPONSORED ADS ADR 23292E108 6 720 SH SOLE 720 0 0 DUOLINGO INC CL A COM Stock 26603R106 0 1 SH SOLE 1 0 0 GXO LOGISTICS INCORPORATED COMMON STOCK Stock 36262G101 3 38 SH SOLE 38 0 0 AIRSPAN NETWORKS HOLDINGS INC COM Stock 00951K104 0 63 SH SOLE 63 0 0 AIRSPAN NETWORKS HOLDINGS INC WT EXP 110126 Stock 00951K120 0 3 SH SOLE 3 0 0 AIRSPAN NETWORKS HOLDINGS INC WT EXP 110126 Stock 00951K138 0 3 SH SOLE 3 0 0 AIRSPAN NETWORKS HOLDINGS INC WT EXP 110126 Stock 00951K146 0 3 SH SOLE 3 0 0 ARCHAEA ENERGY INC COM CL A Stock 03940F103 9 500 SH SOLE 500 0 0 YELP INC CL A Stock 985817105 96 2568 SH SOLE 2568 0 0 UNITED STATES OIL FUND, LP ETF 91232N207 6 119 SH SOLE 119 0 0 Invesco S&P 500 GARP ETF 46137V431 32 363 SH SOLE 363 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 0 3 SH SOLE 3 0 0 PEMBINA PIPELINE CORP COM Stock 706327103 6 201 SH SOLE 201 0 0 NUVEEN PFD & INCM SECURTIES FD COM CEF 67072C105 216 22068 SH SOLE 22068 0 0 SPLUNK INC COM Stock 848637104 17 120 SH SOLE 120 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 316 1433 SH SOLE 1433 0 0 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 104 8850 SH SOLE 8850 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 27 100 SH SOLE 100 0 0 VANECK OIL SERVICES ETF ETF 92189H607 14 70 SH SOLE 70 0 0 iShares Core S&P Total US Stock Market - ETF ETF 464287150 8 77 SH SOLE 76 0 0 META PLATFORMS INC CL A Stock 30303M102 637 1878 SH SOLE 1878 0 0 RALPH LAUREN CORP CL A Stock 751212101 20 182 SH SOLE 182 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 0 2 SH SOLE 2 0 0 VANECK MORNINGSTAR WIDE MOAT ETF ETF 92189F643 140 1905 SH SOLE 1904 0 0 FIVE BELOW INC COM Stock 33829M101 47 266 SH SOLE 266 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 134 279 SH SOLE 279 0 0 EPAM SYS INC COM Stock 29414B104 35 62 SH SOLE 62 0 0 BROADCOM INC COM Stock 11135F101 129 267 SH SOLE 266 0 0 WISDOMTREE CHINA EX-STATE-OWNED ENTERPRISES FUND ETF 97717X719 7 125 SH SOLE 125 0 0 MPLX LP COM UNIT REP LTD Stock 55336V100 218 7645 SH SOLE 7645 0 0 NEW YORK CMNTY BANCORP INC COM Stock 649445103 23 1781 SH SOLE 1780 0 0 MAGNA INTL INC COM Stock 559222401 81 1073 SH SOLE 1072 0 0 Royal Bank of Canada Stock 780087102 11 110 SH SOLE 109 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 1 152 SH SOLE 152 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 252 15086 SH SOLE 15086 0 0 STRATASYS LTD SHS Stock M85548101 2 85 SH SOLE 85 0 0 Accenture Stock G1151C101 3179 9938 SH SOLE 9938 0 0 KROGER CO COM Stock 501044101 2 51 SH SOLE 51 0 0 ENBRIDGE INC COM Stock 29250N105 10 259 SH SOLE 259 0 0 WESTERN DIGITAL CORP. COM Stock 958102105 58 1023 SH SOLE 1022 0 0 Abbvie Stock 00287Y109 6039 55987 SH SOLE 55986 0 0 CANADIAN IMP BK COMM COM Stock 136069101 690 6200 SH SOLE 6200 0 0 S&P GLOBAL INC COM Stock 78409V104 63 149 SH SOLE 149 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 2 35 SH SOLE 34 0 0 NORWEGIAN CRUISE LINE HLDG LTD SHS Stock G66721104 30 1120 SH SOLE 1120 0 0 PTC INC COM Stock 69370C100 0 3 SH SOLE 3 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS CEF 72202D106 111 5275 SH SOLE 5275 0 0 INVESCO DYNAMIC LARGE CAP VALUE ETF ETF 46137V738 44 980 SH SOLE 980 0 0 ZOETIS INC CL A Stock 98978V103 58 300 SH SOLE 299 0 0 GLOBUS MED INC CL A Stock 379577208 8 102 SH SOLE 102 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 59 201 SH SOLE 201 0 0 ANSYS INC COM Stock 03662Q105 6 19 SH SOLE 19 0 0 RLI CORP COM Stock 749607107 301 3001 SH SOLE 3000 0 0 STRYKER CORPORATION COM Stock 863667101 26 100 SH SOLE 100 0 0 T-Mobile Stock 872590104 497 3887 SH SOLE 3887 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 69 69 SH SOLE 69 0 0 MGM RESORTS INTERNATIONAL COM Stock 552953101 39 900 SH SOLE 900 0 0 MCDONALDS CORP COM Stock 580135101 324 1343 SH SOLE 1343 0 0 NORDSTROM INC COM Stock 655664100 21 800 SH SOLE 800 0 0 AMETEK INC COM Stock 031100100 9 75 SH SOLE 75 0 0 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 9 75 SH SOLE 75 0 0 FLAHERTY & CRUMRINE DYNAMIC PF SHS CEF 33848W106 111 3850 SH SOLE 3850 0 0 CITRIX SYS INC COM Stock 177376100 158 1472 SH SOLE 1472 0 0 Cisco Stock 17275R102 6259 114993 SH SOLE 114992 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 4 26 SH SOLE 26 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 132 1691 SH SOLE 1691 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 51 500 SH SOLE 500 0 0 CDW CORP COM Stock 12514G108 60 331 SH SOLE 331 0 0 VANECK VECTORS LOW CARBON ENERGY ETF ETF 92189F502 53 358 SH SOLE 358 0 0 AT&T Stock 00206R102 10 376 SH SOLE 376 0 0 XILINX INC COM Stock 983919101 75 500 SH SOLE 499 0 0 ISHARES BIOTECHNOLOGY FUND ETF 464287556 21 128 SH SOLE 127 0 0 General Electric Stock 369604301 125 1209 SH SOLE 1209 0 0 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 71 1500 SH SOLE 1500 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 1 136 SH SOLE 136 0 0 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 7 28 SH SOLE 28 0 0 POTBELLY CORP COM Stock 73754Y100 0 10 SH SOLE 10 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 84 512 SH SOLE 512 0 0 WIX COM LTD SHS Stock M98068105 6 29 SH SOLE 29 0 0 Twitter Stock 90184L102 100 1650 SH SOLE 1650 0 0 iShares S&P 500 Growth - ETF ETF 464287309 316 4281 SH SOLE 4280 0 0 iShares Core S&P 500 - ETF ETF 464287200 1014 2353 SH SOLE 2352 0 0 CIGNA CORP NEW COM Stock 125523100 13 63 SH SOLE 63 0 0 ROSS STORES INC COM Stock 778296103 42 390 SH SOLE 390 0 0 AMC ENTMT HLDGS INC CL A COM Stock 00165C104 6 150 SH SOLE 150 0 0 Wells Fargo Stock 949746101 634 13664 SH SOLE 13664 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 82 1225 SH SOLE 1225 0 0 SALESFORCE COM INC COM Stock 79466L302 44 161 SH SOLE 161 0 0 DOLBY LABORATORIES INC COM CL A Stock 25659T107 27 305 SH SOLE 305 0 0 PROSHARES ULTRA QQQ ETF 74347R206 233 3200 SH SOLE 3200 0 0 Juniper Networks Stock 48203R104 4416 160454 SH SOLE 160454 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 48 134 SH SOLE 134 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 26 45 SH SOLE 45 0 0 MGIC INVT CORP WIS COM Stock 552848103 15 1014 SH SOLE 1013 0 0 Vanguard Mid-Cap Value ETF 922908512 397 2842 SH SOLE 2841 0 0 Lockheed Martin Stock 539830109 4839 14022 SH SOLE 14021 0 0 JPMorgan Chase Stock 46625H100 4047 24723 SH SOLE 24722 0 0 Chevron Stock 166764100 3547 34963 SH SOLE 34962 0 0 KOHLS CORP COM Stock 500255104 178 3781 SH SOLE 3781 0 0 TJX COS INC NEW COM Stock 872540109 659 9993 SH SOLE 9993 0 0 BK OF AMERICA CORP COM Stock 060505104 13 300 SH SOLE 300 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 18 151 SH SOLE 151 0 0 WALMART INC COM Stock 931142103 154 1107 SH SOLE 1106 0 0 International Business Machines Stock 459200101 749 5389 SH SOLE 5389 0 0 ORACLE CORP COM Stock 68389X105 219 2514 SH SOLE 2514 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 16 182 SH SOLE 182 0 0 Vanguard FTSE Emerging Markets ETF 922042858 0 9 SH SOLE 9 0 0 TEXAS INSTRS INC COM Stock 882508104 82 425 SH SOLE 424 0 0 Target Stock 87612E106 270 1178 SH SOLE 1178 0 0 Vanguard High Dividend ETF ETF 921946406 6511 63003 SH SOLE 63002 0 0 Pfizer Inc. Stock 717081103 66 1531 SH SOLE 1531 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 16 121 SH SOLE 120 0 0 Morgan Stanley Stock 617446448 10 105 SH SOLE 105 0 0 KLA CORP COM NEW Stock 482480100 6 19 SH SOLE 19 0 0 HP Inc. Stock 40434L105 1059 38717 SH SOLE 38717 0 0 Gilead Sciences Stock 375558103 4570 65430 SH SOLE 65429 0 0 Caterpillar Inc Stock 149123101 2968 15462 SH SOLE 15461 0 0 Alphabet C Stock 02079K107 4491 1685 SH SOLE 1685 0 0 AMERICAN EXPRESS CO COM Stock 025816109 144 860 SH SOLE 859 0 0 AMGEN INC COM Stock 031162100 158 745 SH SOLE 745 0 0 APPLIED MATLS INC COM Stock 038222105 39 300 SH SOLE 300 0 0 QIAGEN NV SHS NEW Stock N72482123 102 1966 SH SOLE 1966 0 0 JD.COM INC SPON ADR CL A ADR 47215P106 34 470 SH SOLE 470 0 0 HERCULES CAPITAL INC COM CEF 427096508 100 6050 SH SOLE 6050 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 6 125 SH SOLE 125 0 0 SAGE THERAPEUTICS INC COM Stock 78667J108 2 44 SH SOLE 44 0 0 EL POLLO LOCO HLDGS INC COM Stock 268603107 14 825 SH SOLE 825 0 0 Eaton Corp Stock G29183103 22 146 SH SOLE 146 0 0 iShares Expanded Tech Sector ETF ETF 464287549 26 64 SH SOLE 64 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 135 2410 SH SOLE 2410 0 0 iShares S&P Mid-Cap 400 Growth - ETF ETF 464287606 328 4141 SH SOLE 4141 0 0 CANOPY GROWTH CORP COM Stock 138035100 2 134 SH SOLE 134 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 98 665 SH SOLE 665 0 0 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 35 211 SH SOLE 211 0 0 BLACKROCK SCIENCE & TECHNOLOGY SHS CEF 09258G104 600 11507 SH SOLE 11506 0 0 ABIOMED INC COM Stock 003654100 4 13 SH SOLE 13 0 0 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY ETF ETF 33733E500 82 1317 SH SOLE 1317 0 0 ACADIA PHARMACEUTICALS INC COM Stock 004225108 30 1808 SH SOLE 1808 0 0 KRANESHARES BOSERA MSCI CHINA A ETF ETF 500767405 502 10977 SH SOLE 10977 0 0 LAM RESEARCH CORP COM Stock 512807108 7 12 SH SOLE 12 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 11 115 SH SOLE 115 0 0 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 22 78 SH SOLE 78 0 0 PROSHARES ULTRA BLOOMBERG CRUDE OIL ETF 74347Y888 7 80 SH SOLE 80 0 0 BARRICK GOLD CORP COM Stock 067901108 203 11225 SH SOLE 11225 0 0 Altria Group Stock 02209S103 4199 92255 SH SOLE 92255 0 0 Dominion Energy Stock 25746U109 13 183 SH SOLE 182 0 0 CITIGROUP INC COM NEW Stock 172967424 14 200 SH SOLE 200 0 0 FIDELITY MSCI REAL ESTATE INDEX ETF ETF 316092857 6 200 SH SOLE 200 0 0 3-D Systems Stock 88554D205 6 230 SH SOLE 230 0 0 AGILENT TECHNOLOGIES INC COM Stock 00846U101 52 328 SH SOLE 328 0 0 EXXON MOBIL CORP COM Stock 30231G102 285 4853 SH SOLE 4853 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 25 64 SH SOLE 64 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 14 92 SH SOLE 92 0 0 LOWES COS INC COM Stock 548661107 36 176 SH SOLE 175 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 3 57 SH SOLE 57 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 23 300 SH SOLE 300 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 33 840 SH SOLE 840 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 14 227 SH SOLE 226 0 0 NOVO-NORDISK A S ADR ADR 670100205 10 100 SH SOLE 100 0 0 PayPal Stock 70450Y103 36 138 SH SOLE 138 0 0 Crown Castle REIT 22822V101 5444 31411 SH SOLE 31410 0 0 LUMENTUM HLDGS INC COM Stock 55024U109 113 1350 SH SOLE 1350 0 0 BLACKROCK INC COM Stock 09247X101 9 11 SH SOLE 11 0 0 iShares S&P Mid-Cap - ETF ETF 464287507 2 6 SH SOLE 5 0 0 Houlihan Lokey Stock 441593100 3800 41257 SH SOLE 41257 0 0 ZILLOW GROUP INC CL C CAP STK Stock 98954M200 231 2625 SH SOLE 2625 0 0 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 3 63 SH SOLE 62 0 0 Invesco S&P 500 Eq. We. Healthcare ETF 46137V332 20 68 SH SOLE 68 0 0 Apple Stock 037833100 6871 48558 SH SOLE 48557 0 0 Abbott Labs Stock 002824100 49 417 SH SOLE 417 0 0 DISNEY WALT CO COM Stock 254687106 40 234 SH SOLE 234 0 0 INVESCO PREFERRED ETF ETF 46138E511 152 10125 SH SOLE 10125 0 0 SURGERY PARTNERS INC COM Stock 86881A100 874 20632 SH SOLE 20632 0 0 iShares Russell 1000 - ETF ETF 464287622 26 108 SH SOLE 107 0 0 iShares Russell 1000 Value - ETF ETF 464287598 492 3144 SH SOLE 3144 0 0