Chief Compliance Officer

0001104659-21-067592.txt : 20210517 0001104659-21-067592.hdr.sgml : 20210517 20210517102642 ACCESSION NUMBER: 0001104659-21-067592 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001812177 IRS NUMBER: 832404110 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20278 FILM NUMBER: 21928347 BUSINESS ADDRESS: STREET 1: 560 GREEN BAY RD STREET 2: SUITE 301 CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 971-371-3450 MAIL ADDRESS: STREET 1: 560 GREEN BAY RD STREET 2: SUITE 301 CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001812177 XXXXXXXX 03-31-2021 03-31-2021 false WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

560 Green Bay Rd Suite 301 Winnetka IL 60093

13F HOLDINGS REPORT 028-20278 N Joseph McDermott Chief Compliance Officer 917-715-6296 /s/ Joseph McDermott Winnetka IL 05-17-2021 0 316 144212 INFORMATION TABLE 2 infotable.xml Amazon Stock 023135106 1395 451 SH SOLE 451 0 0 Hewlett Packard Enterprise Stock 42824C109 442 28084 SH SOLE 28084 0 0 Ulta Beauty Stock 90384S303 8 26 SH SOLE 26 0 0 INVESCO QQQ TRUST ETF 46090E103 83 261 SH SOLE 260 0 0 STARBUCKS CORP COM Stock 855244109 277 2531 SH SOLE 2530 0 0 SQUARE INC CL A Stock 852234103 96 425 SH SOLE 425 0 0 XPO LOGISTICS INC COM Stock 983793100 5 38 SH SOLE 38 0 0 EBAY INC. COM Stock 278642103 51 829 SH SOLE 828 0 0 IONIS PHARMACEUTICALS INC COM Stock 462222100 85 1900 SH SOLE 1900 0 0 VULCAN MATLS CO COM Stock 929160109 4 25 SH SOLE 25 0 0 JOHNSON & JOHNSON COM Stock 478160104 351 2139 SH SOLE 2138 0 0 ABB LTD SPONSORED ADR ADR 000375204 32 1055 SH SOLE 1054 0 0 THOMSON REUTERS CORP. COM NEW Stock 884903709 4 45 SH SOLE 45 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 99 282 SH SOLE 282 0 0 CLEVELAND-CLIFFS INC NEW COM Stock 185899101 8 384 SH SOLE 384 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 26 480 SH SOLE 480 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 1 17 SH SOLE 17 0 0 SCOTTS MIRACLE-GRO CO CL A Stock 810186106 8 31 SH SOLE 31 0 0 SENSEONICS HLDGS INC COM Stock 81727U105 13 5000 SH SOLE 5000 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 1539 11361 SH SOLE 11360 0 0 ARBOR REALTY TRUST INC COM REIT 038923108 143 9000 SH SOLE 9000 0 0 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 128 5800 SH SOLE 5800 0 0 PPG INDS INC COM Stock 693506107 19 125 SH SOLE 124 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 28 167 SH SOLE 167 0 0 BIOGEN INC COM Stock 09062X103 11 41 SH SOLE 41 0 0 VENTAS INC COM REIT 92276F100 22 404 SH SOLE 403 0 0 APHRIA INC COM Stock 03765K104 3 170 SH SOLE 170 0 0 Intel Stock 458140100 148 2305 SH SOLE 2305 0 0 CME Stock 12572Q105 290 1421 SH SOLE 1421 0 0 MEDTRONIC PLC SHS Stock G5960L103 15 125 SH SOLE 124 0 0 CLOROX CO DEL COM Stock 189054109 1 7 SH SOLE 7 0 0 Netflix Stock 64110L106 189 363 SH SOLE 363 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 17 52 SH SOLE 52 0 0 HORMEL FOODS CORP COM Stock 440452100 3 64 SH SOLE 64 0 0 Merck & Co Stock 58933Y105 4313 55953 SH SOLE 55953 0 0 OSHKOSH CORP COM Stock 688239201 4 34 SH SOLE 34 0 0 SPDR S&P 500 ETF ETF 78462F103 196 496 SH SOLE 495 0 0 Trade Desk Stock 88339J105 227 349 SH SOLE 349 0 0 AURORA CANNABIS INC COM Stock 05156X884 0 50 SH SOLE 50 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 2819 7916 SH SOLE 7916 0 0 SBA COMMUNICATIONS CORP NEW CL A REIT 78410G104 3 12 SH SOLE 12 0 0 EXACT SCIENCES CORP COM Stock 30063P105 451 3420 SH SOLE 3420 0 0 DOUBLELINE INCOME SOLUTIONS FD COM CEF 258622109 111 6100 SH SOLE 6100 0 0 ISHARES TIPS BOND ETF ETF 464287176 15 120 SH SOLE 120 0 0 OPKO HEALTH INC COM Stock 68375N103 2 500 SH SOLE 500 0 0 VERTEX PHARMACEUTICALS INC COM Stock 92532F100 3 12 SH SOLE 12 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 490 6273 SH SOLE 6273 0 0 ICHOR HOLDINGS SHS Stock G4740B105 156 2900 SH SOLE 2900 0 0 INTREPID POTASH INC COM Stock 46121Y201 1 30 SH SOLE 30 0 0 CORNING INC COM Stock 219350105 33 755 SH SOLE 754 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 154 1842 SH SOLE 1842 0 0 Verizon Stock 92343V104 4407 75782 SH SOLE 75781 0 0 PULTE GROUP INC COM Stock 745867101 32 612 SH SOLE 611 0 0 SHERWIN WILLIAMS CO COM Stock 824348106 18 24 SH SOLE 24 0 0 PepsiCo Stock 713448108 60 425 SH SOLE 425 0 0 CRONOS GROUP INC COM Stock 22717L101 5 500 SH SOLE 500 0 0 VIAVI SOLUTIONS INC COM Stock 925550105 0 6 SH SOLE 6 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 70 2232 SH SOLE 2231 0 0 HONEYWELL INTL INC COM Stock 438516106 72 331 SH SOLE 331 0 0 FORD MTR CO DEL COM Stock 345370860 21 1700 SH SOLE 1700 0 0 XCEL ENERGY INC COM Stock 98389B100 19 282 SH SOLE 282 0 0 Home Depot Stock 437076102 157 515 SH SOLE 514 0 0 Baxter Stock 071813109 385 4562 SH SOLE 4562 0 0 Micro Focus Int'l PLC ADR 594837403 1 69 SH SOLE 69 0 0 iShares Russell 2000 Value ETF ETF 464287630 23 141 SH SOLE 141 0 0 INFOSYS LTD SPONSORED ADR ADR 456788108 112 6003 SH SOLE 6003 0 0 SOUTHERN CO COM Stock 842587107 15 240 SH SOLE 240 0 0 BECTON DICKINSON & CO COM Stock 075887109 70 289 SH SOLE 289 0 0 KeyCorp Stock 493267108 27 1365 SH SOLE 1364 0 0 iShares Russell 1000 Growth - ETF ETF 464287614 7338 30193 SH SOLE 30192 0 0 FUNKO INC COM CL A Stock 361008105 155 7860 SH SOLE 7860 0 0 FORTINET INC COM Stock 34959E109 9 51 SH SOLE 51 0 0 ARK ISRAEL INNOVATIVE TECHNOLOGY ETF ETF 00214Q609 8 250 SH SOLE 250 0 0 DENALI THERAPEUTICS INC COM Stock 24823R105 287 5020 SH SOLE 5020 0 0 FS KKR CAP CORP COM CEF 302635206 25 1250 SH SOLE 1250 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 1 13 SH SOLE 13 0 0 WASTE CONNECTIONS INC COM Stock 94106B101 14 130 SH SOLE 130 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 208 814 SH SOLE 814 0 0 Adobe Stock 00724F101 65 137 SH SOLE 137 0 0 Exelon Stock 30161N101 3120 71333 SH SOLE 71332 0 0 Alphabet A Stock 02079K305 338 164 SH SOLE 164 0 0 PROGRESSIVE CORP COM Stock 743315103 44 461 SH SOLE 461 0 0 FISERV INC COM Stock 337738108 28 238 SH SOLE 238 0 0 DROPBOX INC CL A Stock 26210C104 3 100 SH SOLE 100 0 0 CSX CORP COM Stock 126408103 16 163 SH SOLE 163 0 0 Comcast Stock 20030N101 99 1833 SH SOLE 1833 0 0 Microsoft Stock 594918104 1606 6812 SH SOLE 6812 0 0 DOCUSIGN INC COM Stock 256163106 131 647 SH SOLE 647 0 0 HEALTHPEAK PROPERTIES INC COM REIT 42250P103 8 267 SH SOLE 266 0 0 CVS Health Corp Stock 126650100 4803 63848 SH SOLE 63848 0 0 ACCO BRANDS CORP COM Stock 00081T108 2 204 SH SOLE 203 0 0 Perspecta Inc. Stock 715347100 1 25 SH SOLE 25 0 0 NISOURCE INC COM Stock 65473P105 8 336 SH SOLE 336 0 0 KEURIG DR PEPPER INC COM Stock 49271V100 9 251 SH SOLE 251 0 0 FOCUS FINL PARTNERS INC COM CL A Stock 34417P100 12 300 SH SOLE 300 0 0 WRAP TECHNOLOGIES INC COM Stock 98212N107 2 350 SH SOLE 350 0 0 NIO INC SPON ADS ADR 62914V106 19 500 SH SOLE 500 0 0 BOEING CO COM Stock 097023105 171 670 SH SOLE 670 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 88 398 SH SOLE 398 0 0 NIKE INC CL B Stock 654106103 172 1297 SH SOLE 1296 0 0 Tesla Stock 88160R101 214 320 SH SOLE 320 0 0 DECKERS OUTDOOR CORP COM Stock 243537107 165 500 SH SOLE 500 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 22 643 SH SOLE 643 0 0 NORFOLK SOUTHN CORP COM Stock 655844108 67 251 SH SOLE 250 0 0 DELL TECHNOLOGIES INC CL C Stock 24703L202 6 69 SH SOLE 69 0 0 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF ETF 37954Y624 8 300 SH SOLE 300 0 0 GREEN DOT CORP CL A Stock 39304D102 87 1890 SH SOLE 1890 0 0 Walgreens Boots Alliance Stock 931427108 5174 94247 SH SOLE 94247 0 0 ACUITY BRANDS INC COM Stock 00508Y102 18 107 SH SOLE 106 0 0 WESTERN ASSET EMERGING MKTS DE COM CEF 95766A101 4 278 SH SOLE 278 0 0 Welltower REIT 95040Q104 4022 56148 SH SOLE 56148 0 0 LYFT INC CL A COM Stock 55087P104 16 253 SH SOLE 253 0 0 HANESBRANDS INC COM Stock 410345102 34 1751 SH SOLE 1750 0 0 UNITED AIRLS HLDGS INC COM Stock 910047109 11 190 SH SOLE 190 0 0 PINTEREST INC CL A Stock 72352L106 89 1200 SH SOLE 1200 0 0 VANGUARD S&P 500 ETF ETF 922908363 1321 3627 SH SOLE 3626 0 0 IROBOT CORP COM Stock 462726100 130 1060 SH SOLE 1060 0 0 FIFTH THIRD BANCORP COM Stock 316773100 90 2391 SH SOLE 2391 0 0 UBER TECHNOLOGIES INC COM Stock 90353T100 5 90 SH SOLE 90 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 258 541 SH SOLE 541 0 0 FASTLY INC CL A Stock 31188V100 100 1489 SH SOLE 1489 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 10 130 SH SOLE 130 0 0 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 33 182 SH SOLE 182 0 0 CHEWY INC CL A Stock 16679L109 85 1000 SH SOLE 1000 0 0 SLACK TECHNOLOGIES INC COM CL A Stock 83088V102 1 24 SH SOLE 24 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 68 483 SH SOLE 483 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 54 629 SH SOLE 628 0 0 BOOKING HOLDINGS INC COM Stock 09857L108 21 9 SH SOLE 9 0 0 WABTEC COM Stock 929740108 3 44 SH SOLE 44 0 0 LILLY ELI & CO COM Stock 532457108 20 105 SH SOLE 105 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 62 221 SH SOLE 220 0 0 HOLOGIC INC COM Stock 436440101 45 600 SH SOLE 600 0 0 FLAHERTY & CRUMRINE PFD INCOME COM CEF 338480106 111 6236 SH SOLE 6236 0 0 MESOBLAST LTD SPONS ADR ADR 590717104 23 2749 SH SOLE 2749 0 0 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 309 6575 SH SOLE 6575 0 0 Duke Energy Corp Stock 26441C204 4449 46089 SH SOLE 46088 0 0 Digital Realty Trust REIT 253868103 219 1555 SH SOLE 1554 0 0 ENCOMPASS HEALTH CORP COM Stock 29261A100 547 6683 SH SOLE 6682 0 0 LINDSAY CORP COM Stock 535555106 9 51 SH SOLE 51 0 0 iShares Select Dividend ETF ETF 464287168 2111 18503 SH SOLE 18502 0 0 American Electric Power Stock 025537101 42 500 SH SOLE 499 0 0 OAK STR HEALTH INC COM Stock 67181A107 41 750 SH SOLE 750 0 0 EDISON INTL COM Stock 281020107 15 253 SH SOLE 252 0 0 ERICSSON ADR B SEK 10 ADR 294821608 5 385 SH SOLE 385 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 74 729 SH SOLE 728 0 0 AMC NETWORKS INC CL A Stock 00164V103 21 400 SH SOLE 400 0 0 MARATHON PETE CORP COM Stock 56585A102 18 345 SH SOLE 345 0 0 COMPASS PATHWAYS PLC SPONSORED ADS ADR 20451W101 15 400 SH SOLE 400 0 0 CHURCHILL CAPITAL CORP IV CL A Stock 171439102 13 562 SH SOLE 562 0 0 ALEXION PHARMACEUTICALS INC COM Stock 015351109 4 28 SH SOLE 28 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 48 2063 SH SOLE 2063 0 0 NEW JERSEY RES CORP COM Stock 646025106 23 570 SH SOLE 570 0 0 VIATRIS INC COM Stock 92556V106 2 136 SH SOLE 136 0 0 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 79 828 SH SOLE 828 0 0 PURPLE BIOTECH LTD SPONSORED ADS ADR 74638P109 0 100 SH SOLE 100 0 0 Schwab US Dividend Equity ETF ETF 808524797 2595 35583 SH SOLE 35583 0 0 ISHARES MSCI GLOBAL MIN VOL FACTOR ETF ETF 464286525 89 904 SH SOLE 904 0 0 VIRTUS ALLIANZGI DIVERSIFIED COM CEF 92840N100 261 8292 SH SOLE 8292 0 0 ROBLOX CORP CL A Stock 771049103 15 225 SH SOLE 225 0 0 VISA INC COM CL A Stock 92826C839 1223 5775 SH SOLE 5774 0 0 YELP INC CL A Stock 985817105 83 2125 SH SOLE 2125 0 0 UNITED STATES OIL FUND, LP ETF 91232N207 5 119 SH SOLE 119 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 0 3 SH SOLE 3 0 0 PEMBINA PIPELINE CORP COM Stock 706327103 6 195 SH SOLE 194 0 0 NUVEEN PFD & INCM SECURTIES FD COM CEF 67072C105 215 22068 SH SOLE 22068 0 0 SPLUNK INC COM Stock 848637104 16 120 SH SOLE 120 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 290 1432 SH SOLE 1432 0 0 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 102 8850 SH SOLE 8850 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 24 100 SH SOLE 100 0 0 iShares Core S&P Total US Stock Market - ETF ETF 464287150 7 76 SH SOLE 76 0 0 FACEBOOK INC CL A Stock 30303M102 555 1884 SH SOLE 1884 0 0 RALPH LAUREN CORP CL A Stock 751212101 22 182 SH SOLE 182 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 0 5 SH SOLE 4 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 89 1287 SH SOLE 1286 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 90 279 SH SOLE 279 0 0 EPAM SYS INC COM Stock 29414B104 25 62 SH SOLE 62 0 0 MONDELEZ INTL INC CL A Stock 609207105 0 7 SH SOLE 7 0 0 BROADCOM INC COM Stock 11135F101 124 267 SH SOLE 266 0 0 MPLX LP COM UNIT REP LTD Stock 55336V100 196 7645 SH SOLE 7645 0 0 NEW YORK CMNTY BANCORP INC COM Stock 649445103 22 1732 SH SOLE 1732 0 0 MAGNA INTL INC COM Stock 559222401 94 1064 SH SOLE 1064 0 0 Royal Bank of Canada Stock 780087102 10 108 SH SOLE 108 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 1 152 SH SOLE 152 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 250 15031 SH SOLE 15031 0 0 STRATASYS LTD SHS Stock M85548101 2 85 SH SOLE 85 0 0 Accenture Stock G1151C101 2673 9678 SH SOLE 9677 0 0 KROGER CO COM Stock 501044101 2 51 SH SOLE 51 0 0 ENBRIDGE INC COM Stock 29250N105 9 259 SH SOLE 259 0 0 WESTERN DIGITAL CORP. COM Stock 958102105 68 1023 SH SOLE 1022 0 0 EOG RES INC COM Stock 26875P101 9 127 SH SOLE 127 0 0 Abbvie Stock 00287Y109 5930 54795 SH SOLE 54795 0 0 S&P GLOBAL INC COM Stock 78409V104 53 149 SH SOLE 148 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 2 34 SH SOLE 34 0 0 NORWEGIAN CRUISE LINE HLDG LTD SHS Stock G66721104 31 1120 SH SOLE 1120 0 0 PTC INC COM Stock 69370C100 0 3 SH SOLE 3 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS CEF 72202D106 117 5275 SH SOLE 5275 0 0 ZOETIS INC CL A Stock 98978V103 47 299 SH SOLE 299 0 0 GLOBUS MED INC CL A Stock 379577208 6 102 SH SOLE 102 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 57 191 SH SOLE 190 0 0 ANSYS INC COM Stock 03662Q105 6 19 SH SOLE 19 0 0 RLI CORP COM Stock 749607107 335 3001 SH SOLE 3000 0 0 T-Mobile Stock 872590104 487 3887 SH SOLE 3887 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 51 69 SH SOLE 69 0 0 MGM RESORTS INTERNATIONAL COM Stock 552953101 27 700 SH SOLE 700 0 0 MCDONALDS CORP COM Stock 580135101 301 1341 SH SOLE 1341 0 0 AMETEK INC COM Stock 031100100 10 75 SH SOLE 75 0 0 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 8 75 SH SOLE 75 0 0 FLAHERTY & CRUMRINE DYNAMIC PF SHS CEF 33848W106 116 3850 SH SOLE 3850 0 0 CITRIX SYS INC COM Stock 177376100 206 1471 SH SOLE 1470 0 0 Cisco Stock 17275R102 5854 113207 SH SOLE 113206 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 3 26 SH SOLE 26 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 89 1198 SH SOLE 1198 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 39 500 SH SOLE 500 0 0 CDW CORP COM Stock 12514G108 55 330 SH SOLE 330 0 0 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 0 15 SH SOLE 15 0 0 AT&T Stock 00206R102 11 369 SH SOLE 369 0 0 XILINX INC COM Stock 983919101 62 500 SH SOLE 499 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 16 321 SH SOLE 321 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 19 127 SH SOLE 127 0 0 General Electric Stock 369604103 122 9283 SH SOLE 9282 0 0 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 115 1500 SH SOLE 1500 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 1 136 SH SOLE 136 0 0 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 9 48 SH SOLE 48 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 93 509 SH SOLE 509 0 0 WIX COM LTD SHS Stock M98068105 8 29 SH SOLE 29 0 0 Twitter Stock 90184L102 105 1650 SH SOLE 1650 0 0 iShares S&P 500 Growth - ETF ETF 464287309 280 4308 SH SOLE 4307 0 0 iShares Core S&P 500 - ETF ETF 464287200 1252 3146 SH SOLE 3145 0 0 CIGNA CORP NEW COM Stock 125523100 14 59 SH SOLE 59 0 0 ROSS STORES INC COM Stock 778296103 47 389 SH SOLE 389 0 0 Wells Fargo Stock 949746101 534 13664 SH SOLE 13664 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 95 1225 SH SOLE 1225 0 0 SALESFORCE COM INC COM Stock 79466L302 34 160 SH SOLE 160 0 0 DOLBY LABORATORIES INC COM CL A Stock 25659T107 30 304 SH SOLE 303 0 0 PROSHARES ULTRA QQQ ETF 74347R206 188 1600 SH SOLE 1600 0 0 Juniper Networks Stock 48203R104 3975 156941 SH SOLE 156940 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 43 133 SH SOLE 133 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 21 45 SH SOLE 45 0 0 MGIC INVT CORP WIS COM Stock 552848103 14 1014 SH SOLE 1013 0 0 Vanguard Mid-Cap Value ETF 922908512 389 2886 SH SOLE 2885 0 0 Lockheed Martin Stock 539830109 4958 13418 SH SOLE 13418 0 0 JPMorgan Chase Stock 46625H100 3713 24393 SH SOLE 24392 0 0 Chevron Stock 166764100 3567 34038 SH SOLE 34038 0 0 KOHLS CORP COM Stock 500255104 225 3767 SH SOLE 3766 0 0 TJX COS INC NEW COM Stock 872540109 661 9990 SH SOLE 9989 0 0 BK OF AMERICA CORP COM Stock 060505104 12 300 SH SOLE 300 0 0 WALMART INC COM Stock 931142103 149 1096 SH SOLE 1096 0 0 International Business Machines Stock 459200101 774 5808 SH SOLE 5807 0 0 ORACLE CORP COM Stock 68389X105 141 2006 SH SOLE 2006 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 14 181 SH SOLE 181 0 0 Vanguard FTSE Emerging Markets ETF 922042858 0 9 SH SOLE 9 0 0 TEXAS INSTRS INC COM Stock 882508104 80 422 SH SOLE 421 0 0 Target Stock 87612E106 232 1171 SH SOLE 1170 0 0 Vanguard High Dividend ETF ETF 921946406 7219 71415 SH SOLE 71414 0 0 PFIZER INC COM Stock 717081103 40 1112 SH SOLE 1111 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 16 120 SH SOLE 119 0 0 Morgan Stanley Stock 617446448 8 105 SH SOLE 105 0 0 KLA CORP COM NEW Stock 482480100 6 19 SH SOLE 19 0 0 HP Inc. Stock 40434L105 1189 37462 SH SOLE 37462 0 0 Gilead Sciences Stock 375558103 3983 61635 SH SOLE 61635 0 0 Caterpillar Inc Stock 149123101 3594 15501 SH SOLE 15501 0 0 Alphabet C Stock 02079K107 509 246 SH SOLE 246 0 0 AMERICAN EXPRESS CO COM Stock 025816109 73 519 SH SOLE 518 0 0 AMGEN INC COM Stock 031162100 148 595 SH SOLE 595 0 0 APPLIED MATLS INC COM Stock 038222105 40 300 SH SOLE 300 0 0 JD.COM INC SPON ADR CL A ADR 47215P106 40 470 SH SOLE 470 0 0 SAGE THERAPEUTICS INC COM Stock 78667J108 3 44 SH SOLE 44 0 0 EL POLLO LOCO HLDGS INC COM Stock 268603107 13 825 SH SOLE 825 0 0 Eaton Corp Stock G29183103 20 144 SH SOLE 144 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 128 2410 SH SOLE 2410 0 0 iShares S&P Mid-Cap 400 Growth - ETF ETF 464287606 344 4391 SH SOLE 4391 0 0 CANOPY GROWTH CORP COM Stock 138035100 4 134 SH SOLE 134 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 151 665 SH SOLE 665 0 0 DAVE & BUSTERS ENTMT INC COM Stock 238337109 43 903 SH SOLE 903 0 0 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 24 164 SH SOLE 164 0 0 BLACKROCK SCIENCE & TECHNOLOGY SHS CEF 09258G104 615 11361 SH SOLE 11360 0 0 ABIOMED INC COM Stock 003654100 4 13 SH SOLE 13 0 0 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND ETF 33733E500 32 468 SH SOLE 468 0 0 ACADIA PHARMACEUTICALS INC COM Stock 004225108 47 1808 SH SOLE 1808 0 0 KRANESHARES BOSERA MSCI CHINA A ETF ETF 500767405 486 10977 SH SOLE 10977 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 1 9 SH SOLE 9 0 0 LAM RESEARCH CORP COM Stock 512807108 7 12 SH SOLE 12 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 10 112 SH SOLE 112 0 0 PROSHARES ULTRA BLOOMBERG CRUDE OIL ETF 74347Y888 4 80 SH SOLE 80 0 0 BARRICK GOLD CORP COM Stock 067901108 222 11225 SH SOLE 11225 0 0 Altria Group Stock 02209S103 4408 86163 SH SOLE 86162 0 0 Dominion Energy Stock 25746U109 17 227 SH SOLE 226 0 0 CITIGROUP INC COM NEW Stock 172967424 15 200 SH SOLE 200 0 0 3-D Systems Stock 88554D205 6 230 SH SOLE 230 0 0 AGILENT TECHNOLOGIES INC COM Stock 00846U101 42 328 SH SOLE 328 0 0 EXXON MOBIL CORP COM Stock 30231G102 267 4775 SH SOLE 4774 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 24 64 SH SOLE 64 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 14 91 SH SOLE 91 0 0 LOWES COS INC COM Stock 548661107 33 175 SH SOLE 175 0 0 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF ETF 00214Q203 1 11 SH SOLE 11 0 0 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 1 5 SH SOLE 5 0 0 ARK INNOVATION ETF ETF 00214Q104 1 6 SH SOLE 6 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 3 57 SH SOLE 57 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 14 179 SH SOLE 179 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 32 840 SH SOLE 840 0 0 Westrock Stock 96145D105 0 2 SH SOLE 2 0 0 PayPal Stock 70450Y103 34 138 SH SOLE 138 0 0 Crown Castle REIT 22822V101 5608 32579 SH SOLE 32578 0 0 LUMENTUM HLDGS INC COM Stock 55024U109 123 1350 SH SOLE 1350 0 0 BLACKROCK INC COM Stock 09247X101 8 11 SH SOLE 11 0 0 iShares S&P Mid-Cap - ETF ETF 464287507 1 6 SH SOLE 5 0 0 Houlihan Lokey Stock 441593100 2671 40156 SH SOLE 40155 0 0 ZILLOW GROUP INC CL C CAP STK Stock 98954M200 340 2625 SH SOLE 2625 0 0 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 3 62 SH SOLE 62 0 0 Apple Stock 037833100 5666 46382 SH SOLE 46382 0 0 Abbott Labs Stock 002824100 5 42 SH SOLE 42 0 0 DISNEY WALT CO COM Stock 254687106 43 234 SH SOLE 234 0 0 INVESCO PREFERRED ETF ETF 46138E511 152 10125 SH SOLE 10125 0 0 SURGERY PARTNERS INC COM Stock 86881A100 913 20632 SH SOLE 20632 0 0 iShares Russell 1000 - ETF ETF 464287622 24 107 SH SOLE 107 0 0 iShares Russell 1000 Value - ETF ETF 464287598 488 3219 SH SOLE 3219 0 0