President & CCO

0001811783-24-000001.txt : 20240108 0001811783-24-000001.hdr.sgml : 20240108 20240108114613 ACCESSION NUMBER: 0001811783-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 EFFECTIVENESS DATE: 20240108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc CENTRAL INDEX KEY: 0001811783 ORGANIZATION NAME: IRS NUMBER: 742589344 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20292 FILM NUMBER: 24519038 BUSINESS ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5129180000 MAIL ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001811783 XXXXXXXX 12-31-2023 12-31-2023 Richard P Slaughter Associates Inc

13809 RESEARCH BLV SUITE 905 AUSTIN TX 78750

13F HOLDINGS REPORT 028-20292 N Brooks Slaughter President & CCO 5129180000 Brooks Slaughter Austin TX 01-08-2024 0 143 404350816 false INFORMATION TABLE 2 Q4-12312023.xml AIR LEASE CORP CL A 00912X302 2389825 56982 SH SOLE 0 0 0 56982 ALPHABET INC CAP STK CL C 02079K107 273404 1940 SH SOLE 0 0 0 1940 AMAZON COM INC COM 023135106 732806 4823 SH SOLE 0 0 0 4823 AMERICAN ELEC PWR CO INC COM 025537101 1400476 17243 SH SOLE 0 0 0 17243 APPLE INC COM 037833100 5286296 27457 SH SOLE 0 0 0 27457 APPLE INC COM 037833100 673855 35 SH Call SOLE 0 0 0 35 ARES CAPITAL CORP COM 04010L103 1430502 71418 SH SOLE 0 0 0 71418 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1835060 41536 SH SOLE 0 0 0 41536 AT&T INC COM 00206R102 3685206 219619 SH SOLE 0 0 0 219619 B & G FOODS INC NEW COM 05508R106 1079589 102818 SH SOLE 0 0 0 102818 BCE INC COM NEW 05534B760 1358767 34504 SH SOLE 0 0 0 34504 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 915189 2566 SH SOLE 0 0 0 2566 BLACKROCK INC COM 09247X101 2222708 2738 SH SOLE 0 0 0 2738 BLACKROCK TCP CAPITAL CORP COM 09259E108 1891302 163891 SH SOLE 0 0 0 163891 BLOCK INC CL A 852234103 1813625 23447 SH SOLE 0 0 0 23447 BONDBLOXX ETF TRUST BLOOMBERG ONE YR 09789C861 245614 4934 SH SOLE 0 0 0 4934 BONDBLOXX ETF TRUST BLOOMBERG TEN YR 09789C812 32301429 676895 SH SOLE 0 0 0 676895 BONDBLOXX ETF TRUST BLOOMBERG TWO YR 09789C853 248038 5019 SH SOLE 0 0 0 5019 BP PLC SPONSORED ADR 055622104 2738756 77366 SH SOLE 0 0 0 77366 BRISTOL-MYERS SQUIBB CO COM 110122108 1509283 29415 SH SOLE 0 0 0 29415 BROADCOM INC COM 11135F101 2857600 2560 SH SOLE 0 0 0 2560 CHECK POINT SOFTWARE TECH LT ORD M22465104 2899954 18980 SH SOLE 0 0 0 18980 CITIGROUP INC COM NEW 172967424 2754663 53551 SH SOLE 0 0 0 53551 CITIZENS FINANCIAL GROUP INC COM 174610105 2424886 73171 SH SOLE 0 0 0 73171 CNA FINL CORP COM 126117100 2860071 67598 SH SOLE 0 0 0 67598 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 11605215 383390 SH SOLE 0 0 0 383390 COTERRA ENERGY INC COM 127097103 1310247 51342 SH SOLE 0 0 0 51342 CUMMINS INC COM 231021106 1508093 6295 SH SOLE 0 0 0 6295 DEVON ENERGY CORP NEW COM 25179M103 1273383 28110 SH SOLE 0 0 0 28110 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 736245 25188 SH SOLE 0 0 0 25188 DIODES INC COM 254543101 2016784 25047 SH SOLE 0 0 0 25047 EXXON MOBIL CORP COM 30231G102 1303739 13040 SH SOLE 0 0 0 13040 FEDEX CORP COM 31428X106 2163027 8550 SH SOLE 0 0 0 8550 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 2504470 44516 SH SOLE 0 0 0 44516 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2424288 139809 SH SOLE 0 0 0 139809 GLOBAL X FDS S&P 500 COVERED 37954Y475 8347199 211643 SH SOLE 0 0 0 211643 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1324787 40563 SH SOLE 0 0 0 40563 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 20041930 317521 SH SOLE 0 0 0 317521 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 277024 4131 SH SOLE 0 0 0 4131 GOLDMAN SACHS GROUP INC COM 38141G104 1600945 4150 SH SOLE 0 0 0 4150 GOODYEAR TIRE & RUBR CO COM 382550101 2721560 190053 SH SOLE 0 0 0 190053 HONDA MOTOR LTD AMERN SHS 438128308 1549147 50118 SH SOLE 0 0 0 50118 HSBC HLDGS PLC SPON ADR NEW 404280406 1515020 37371 SH SOLE 0 0 0 37371 HUNTINGTON INGALLS INDS INC COM 446413106 2113469 8140 SH SOLE 0 0 0 8140 INNOVATOR ETFS TR PREM INCM 30 BAR 45783Y616 2019088 82177 SH SOLE 0 0 0 82177 INTEL CORP COM 458140100 2288937 45551 SH SOLE 0 0 0 45551 INTERNATIONAL PAPER CO COM 460146103 2353401 65101 SH SOLE 0 0 0 65101 INVESCO EXCH TRADED FD TR II EQUAL WEGT 0-30 46138E107 2749863 95382 SH SOLE 0 0 0 95382 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 235201 7814 SH SOLE 0 0 0 7814 IRON MTN INC NEW COM 46284V101 1768954 25278 SH SOLE 0 0 0 25278 ISHARES TR CORE MSCI EAFE 46432F842 1992312 28320 SH SOLE 0 0 0 28320 ISHARES INC CORE MSCI EMKT 46434G103 5681095 112319 SH SOLE 0 0 0 112319 ISHARES TR CORE TOTAL USD 46434V613 1039661 22567 SH SOLE 0 0 0 22567 ISHARES TR MSCI USA QLT FCT 46432F339 13225237 89882 SH SOLE 0 0 0 89882 ISHARES TR EDGE MSCI USA VL 46432F388 605543 5986 SH SOLE 0 0 0 5986 ISHARES TR ESG AW MSCI EAFE 46435G516 263861 3493 SH SOLE 0 0 0 3493 ISHARES TR ESG AWR US AGRGT 46435U549 326398 6837 SH SOLE 0 0 0 6837 ISHARES TR IBONDS 25 TRM HG 46435U168 12912230 558971 SH SOLE 0 0 0 558971 ISHARES TR IBONDS 24 TRM TS 46436E874 880290 36894 SH SOLE 0 0 0 36894 ISHARES TR IBONDS 25 TRM TS 46436E866 1178969 50643 SH SOLE 0 0 0 50643 ISHARES TR IBONDS 26 TRM TS 46436E858 264043 11553 SH SOLE 0 0 0 11553 ISHARES TR MRNGSTR LG-CP ET 464287127 410868 6248 SH SOLE 0 0 0 6248 ISHARES TR MSCI EAFE ETF 464287465 204198 2710 SH SOLE 0 0 0 2710 ISHARES TR EAFE SML CP ETF 464288273 541810 8753 SH SOLE 0 0 0 8753 ISHARES TR MSCI EMG MKT ETF 464287234 485495 12074 SH SOLE 0 0 0 12074 ISHARES TR INTL QLTY FACTOR 46434V456 19714853 524889 SH SOLE 0 0 0 524889 ISHARES TR INTERNATIONAL SL 46434V266 3792882 118048 SH SOLE 0 0 0 118048 ISHARES TR RUS 1000 VAL ETF 464287598 204414 1237 SH SOLE 0 0 0 1237 ISHARES TR S&P SML 600 GWT 464287887 314977 2517 SH SOLE 0 0 0 2517 ISHARES TR SP SMCP600VL ETF 464287879 337760 3277 SH SOLE 0 0 0 3277 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 26825412 530986 SH SOLE 0 0 0 530986 JABIL INC COM 466313103 2574626 20209 SH SOLE 0 0 0 20209 JOHNSON & JOHNSON COM 478160104 1436365 9164 SH SOLE 0 0 0 9164 JPMORGAN CHASE & CO COM 46625H100 4492511 26411 SH SOLE 0 0 0 26411 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 1191296 12966 SH SOLE 0 0 0 12966 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 625859 11969 SH SOLE 0 0 0 11969 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 13815209 251277 SH SOLE 0 0 0 251277 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 6926016 118515 SH SOLE 0 0 0 118515 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5158369 102695 SH SOLE 0 0 0 102695 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 263848 5200 SH SOLE 0 0 0 5200 LEGGETT & PLATT INC COM 524660107 1411243 53926 SH SOLE 0 0 0 53926 LKQ CORP COM 501889208 2301614 48161 SH SOLE 0 0 0 48161 MANULIFE FINL CORP COM 56501R106 1711490 77443 SH SOLE 0 0 0 77443 MERCK & CO INC COM 58933Y105 3522763 32313 SH SOLE 0 0 0 32313 MICROCHIP TECHNOLOGY INC. COM 595017104 365679 4055 SH SOLE 0 0 0 4055 MICROSOFT CORP COM 594918104 918289 2442 SH SOLE 0 0 0 2442 MODERNA INC COM 60770K107 2983798 30003 SH SOLE 0 0 0 30003 MORGAN STANLEY COM NEW 617446448 2957423 31715 SH SOLE 0 0 0 31715 NCR ATLEOS CORPORATION COM SHS 63001N106 1245906 51293 SH SOLE 0 0 0 51293 NCR CORP NEW COM 62886E108 1753496 103695 SH SOLE 0 0 0 103695 NETFLIX INC COM 64110L106 217148 446 SH SOLE 0 0 0 446 NEXTERA ENERGY INC COM 65339F101 322893 5316 SH SOLE 0 0 0 5316 NOVARTIS AG SPONSORED ADR 66987V109 1558068 15431 SH SOLE 0 0 0 15431 OLD REP INTL CORP COM 680223104 1545587 52571 SH SOLE 0 0 0 52571 PACER FDS TR PACER US SMALL 69374H857 1947664 40551 SH SOLE 0 0 0 40551 PAGSEGURO DIGITAL LTD COM CL A G68707101 2126110 170498 SH SOLE 0 0 0 170498 PEPSICO INC COM 713448108 292124 1720 SH SOLE 0 0 0 1720 PERMIAN RESOURCES CORP CLASS A COM 71424F105 3873633 284826 SH SOLE 0 0 0 284826 PFIZER INC COM 717081103 3119972 108370 SH SOLE 0 0 0 108370 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 668992 6704 SH SOLE 0 0 0 6704 PIMCO ETF TR MULTISECTOR BD 72201R585 1134547 44206 SH SOLE 0 0 0 44206 PIONEER NAT RES CO COM 723787107 1851212 8232 SH SOLE 0 0 0 8232 PROCORE TECHNOLOGIES INC COM 74275K108 1322102 19100 SH SOLE 0 0 0 19100 PROCORE TECHNOLOGIES INC COM 74275K108 1322102 191 SH Call SOLE 0 0 0 191 REGIONS FINANCIAL CORP NEW COM 7591EP100 2370096 122296 SH SOLE 0 0 0 122296 ROYAL BK CDA COM 780087102 1592797 15750 SH SOLE 0 0 0 15750 SANOFI SPONSORED ADR 80105N105 1483893 29839 SH SOLE 0 0 0 29839 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 244578 9866 SH SOLE 0 0 0 9866 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1509248 44745 SH SOLE 0 0 0 44745 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1105524 31686 SH SOLE 0 0 0 31686 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 725733 15567 SH SOLE 0 0 0 15567 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 495852 8907 SH SOLE 0 0 0 8907 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 226314 2728 SH SOLE 0 0 0 2728 SHELL PLC SPON ADS 780259305 3629857 55165 SH SOLE 0 0 0 55165 SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 82889N632 201416 8201 SH SOLE 0 0 0 8201 SIMPLIFY EXCHANGE TRADED FUN MULTI QIS ALTERN 82889N533 319006 12910 SH SOLE 0 0 0 12910 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1424022 23647 SH SOLE 0 0 0 23647 ADVISOR MANAGED PORTFOLIOS SOUNDWATCH HEDGD 00777X603 227294 9285 SH SOLE 0 0 0 9285 SOUTHWESTERN ENERGY CO COM 845467109 2019292 308289 SH SOLE 0 0 0 308289 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2294000 67450 SH SOLE 0 0 0 67450 SPDR SER TR PORTFOLI S&P1500 78464A805 1626293 27823 SH SOLE 0 0 0 27823 SPDR S&P 500 ETF TR TR UNIT 78462F103 641008 1348 SH SOLE 0 0 0 1348 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1000472 39020 SH SOLE 0 0 0 39020 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3918304 37676 SH SOLE 0 0 0 37676 TE CONNECTIVITY LTD SHS H84989104 2049473 14587 SH SOLE 0 0 0 14587 TOTALENERGIES SE SPONSORED ADS 89151E109 1530536 22715 SH SOLE 0 0 0 22715 VALE S A SPONSORED ADS 91912E105 2687619 169459 SH SOLE 0 0 0 169459 VALMONT INDS INC COM 920253101 2214375 9483 SH SOLE 0 0 0 9483 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 684954 1568 SH SOLE 0 0 0 1568 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7548359 134456 SH SOLE 0 0 0 134456 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 7127028 61958 SH SOLE 0 0 0 61958 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7383902 179657 SH SOLE 0 0 0 179657 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2693713 10380 SH SOLE 0 0 0 10380 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 5550418 50749 SH SOLE 0 0 0 50749 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1731089 7884 SH SOLE 0 0 0 7884 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2542895 17536 SH SOLE 0 0 0 17536 VANGUARD INDEX FDS SMALL CP ETF 922908751 258555 1212 SH SOLE 0 0 0 1212 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1683202 6962 SH SOLE 0 0 0 6962 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2295157 12753 SH SOLE 0 0 0 12753 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1553101 6547 SH SOLE 0 0 0 6547 WP CAREY INC COM 92936U109 1533858 23667 SH SOLE 0 0 0 23667 WALMART INC COM 931142103 248141 1574 SH SOLE 0 0 0 1574 WESTROCK CO COM 96145D105 2238260 53908 SH SOLE 0 0 0 53908