0001811783-22-000005.txt : 20221011 0001811783-22-000005.hdr.sgml : 20221011 20221011090657 ACCESSION NUMBER: 0001811783-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221011 DATE AS OF CHANGE: 20221011 EFFECTIVENESS DATE: 20221011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc CENTRAL INDEX KEY: 0001811783 IRS NUMBER: 742589344 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20292 FILM NUMBER: 221302583 BUSINESS ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5129180000 MAIL ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001811783 XXXXXXXX 09-30-2022 09-30-2022 Richard P Slaughter Associates Inc

13809 RESEARCH BLV SUITE 905 AUSTIN TX 78750

13F HOLDINGS REPORT 028-20292 N Brooks C Slaughter 512-918-0000 Brooks C Slaughter Austin TX 10-11-2022 0 122 238953 false INFORMATION TABLE 2 Q3-09302022.xml APPLE INC COM 037833100 2003 145 SH Call SOLE 145 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 875 177 SH Call SOLE 177 0 0 ABB LTD SPONSORED ADR 000375204 1122 43742 SH SOLE 43742 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1060 97173 SH SOLE 97173 0 0 AMAZON COM INC COM 023135106 300 2660 SH SOLE 2660 0 0 AMERICAN ELEC PWR CO INC COM 025537101 1145 13256 SH SOLE 13256 0 0 APPLE INC COM 037833100 3772 27295 SH SOLE 27295 0 0 BP PLC SPONSORED ADR 055622104 1199 42013 SH SOLE 42013 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3147 11786 SH SOLE 11786 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1349 18983 SH SOLE 18983 0 0 CNA FINL CORP COM 126117100 2305 62487 SH SOLE 62487 0 0 CHEVRON CORP NEW COM 166764100 1204 8381 SH SOLE 8381 0 0 CITIGROUP INC COM NEW 172967424 2640 63361 SH SOLE 63361 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 1733 50451 SH SOLE 50451 0 0 CUMMINS INC COM 231021106 1260 6193 SH SOLE 6193 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 2515 249349 SH SOLE 249349 0 0 HOME DEPOT INC COM 437076102 225 816 SH SOLE 816 0 0 HONDA MOTOR LTD AMERN SHS 438128308 962 44585 SH SOLE 44585 0 0 INTEL CORP COM 458140100 1116 43320 SH SOLE 43320 0 0 INTERNATIONAL PAPER CO COM 460146103 2000 63121 SH SOLE 63121 0 0 JABIL INC COM 466313103 2141 37104 SH SOLE 37104 0 0 JOHNSON & JOHNSON COM 478160104 1355 8298 SH SOLE 8298 0 0 LKQ CORP COM 501889208 2389 50681 SH SOLE 50681 0 0 LEGGETT & PLATT INC COM 524660107 3327 100155 SH SOLE 100155 0 0 LOCKHEED MARTIN CORP COM 539830109 2658 6881 SH SOLE 6881 0 0 MICROSOFT CORP COM 594918104 457 1963 SH SOLE 1963 0 0 OLD REP INTL CORP COM 680223104 1168 55841 SH SOLE 55841 0 0 POSCO SPONSORED ADR 693483109 1550 42341 SH SOLE 42341 0 0 PEPSICO INC COM 713448108 304 1864 SH SOLE 1864 0 0 PETMED EXPRESS INC COM 716382106 1677 85913 SH SOLE 85913 0 0 PFIZER INC COM 717081103 1831 41856 SH SOLE 41856 0 0 PIONEER NAT RES CO COM 723787107 1889 8728 SH SOLE 8728 0 0 ROYAL BK CDA COM 780087102 1245 13832 SH SOLE 13832 0 0 SHELL PLC SPON ADS 780259305 2024 40678 SH SOLE 40678 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2000 326891 SH SOLE 326891 0 0 SQUARE INC CL A 852234103 1447 26318 SH SOLE 26318 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3150 45951 SH SOLE 45951 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1207 19686 SH SOLE 19686 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 943 30042 SH SOLE 30042 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1836 13573 SH SOLE 13573 0 0 VALE S A SPONSORED ADS 91912E105 2619 196644 SH SOLE 196644 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 2205 201787 SH SOLE 201787 0 0 NCR CORP NEW COM 62886E108 1555 81802 SH SOLE 81802 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 1144 24595 SH SOLE 24595 0 0 AT&T INC COM 00206R102 2120 138260 SH SOLE 138260 0 0 AIR LEASE CORP CL A 00912X302 2303 74270 SH SOLE 74270 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2199 27501 SH SOLE 27501 0 0 ALPHABET INC CAP STK CL C 02079K107 2446 25449 SH SOLE 25449 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1423 52869 SH SOLE 52869 0 0 B & G FOODS INC NEW COM 05508R106 1311 79545 SH SOLE 79545 0 0 BCE INC COM NEW 05534B760 1151 27462 SH SOLE 27462 0 0 BLACKROCK INC COM 09247X101 1598 2904 SH SOLE 2904 0 0 BLACKSTONE INC COM 09260D107 1219 14568 SH SOLE 14568 0 0 BROADMARK RLTY CAP INC COM 11135B100 191 37500 SH SOLE 37500 0 0 EXXON MOBIL CORP COM 30231G102 628 7196 SH SOLE 7196 0 0 FEDEX CORP COM 31428X106 1296 8735 SH SOLE 8735 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1173 4006 SH SOLE 4006 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 2076 46797 SH SOLE 46797 0 0 IRON MTN INC NEW COM 46284V101 1146 26083 SH SOLE 26083 0 0 JPMORGAN CHASE & CO COM 46625H100 1057 10121 SH SOLE 10121 0 0 MERITAGE HOMES CORP COM 59001A102 1608 22896 SH SOLE 22896 0 0 MODERNA INC COM 60770K107 1885 15949 SH SOLE 15949 0 0 MOELIS & CO CL A 60786M105 895 26489 SH SOLE 26489 0 0 NEXTERA ENERGY INC COM 65339F101 514 6556 SH SOLE 6556 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1213 15967 SH SOLE 15967 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 950 19202 SH SOLE 19202 0 0 SAFETY INS GROUP INC COM 78648T100 1194 14646 SH SOLE 14646 0 0 SANOFI SPONSORED ADR 80105N105 1063 27970 SH SOLE 27970 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1041 27422 SH SOLE 27422 0 0 WP CAREY INC COM 92936U109 1099 15745 SH SOLE 15745 0 0 WESTROCK CO COM 96145D105 1444 46768 SH SOLE 46768 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 2003 151440 SH SOLE 151440 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 2336 20861 SH SOLE 20861 0 0 CNH INDL N V SHS N20944109 2302 206114 SH SOLE 206114 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2862 115644 SH SOLE 115644 0 0 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 673 12645 SH SOLE 12645 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 14464 286305 SH SOLE 286305 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 323 6560 SH SOLE 6560 0 0 ISHARES TR CORE S&P500 ETF 464287200 515 1437 SH SOLE 1437 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 778 22309 SH SOLE 22309 0 0 ISHARES TR CORE S&P MCP ETF 464287507 251 1147 SH SOLE 1147 0 0 ISHARES TR CORE S&P SCP ETF 464287804 308 3538 SH SOLE 3538 0 0 ISHARES TR SP SMCP600VL ETF 464287879 381 4622 SH SOLE 4622 0 0 ISHARES TR S&P SML 600 GWT 464287887 415 4091 SH SOLE 4091 0 0 ISHARES TR MSCI ACWI ETF 464288257 410 5270 SH SOLE 5270 0 0 ISHARES TR JPMORGAN USD EMG 464288281 533 6714 SH SOLE 6714 0 0 ISHARES TR MODERT ALLOC ETF 464289875 833 22760 SH SOLE 22760 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 462 11012 SH SOLE 11012 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 3691 146781 SH SOLE 146781 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 775 27957 SH SOLE 27957 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 340 7443 SH SOLE 7443 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1379 7914 SH SOLE 7914 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 3389 37696 SH SOLE 37696 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3998 43085 SH SOLE 43085 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4362 98354 SH SOLE 98354 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5621 154053 SH SOLE 154053 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 514 1568 SH SOLE 1568 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1687 13856 SH SOLE 13856 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 812 4766 SH SOLE 4766 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1642 8416 SH SOLE 8416 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2055 14334 SH SOLE 14334 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 322 1887 SH SOLE 1887 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 213 1192 SH SOLE 1192 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 560 25188 SH SOLE 25188 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 427 15416 SH SOLE 15416 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 2470 96455 SH SOLE 96455 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 462 7001 SH SOLE 7001 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 760 9290 SH SOLE 9290 0 0 ISHARES TR CORE MSCI EAFE 46432F842 603 11462 SH SOLE 11462 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6366 148138 SH SOLE 148138 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 16977 611136 SH SOLE 611136 0 0 ISHARES TR CORE TOTAL USD 46434V613 263 5928 SH SOLE 5928 0 0 ISHARES TR CORE DIV GRWTH 46434V621 5020 112892 SH SOLE 112892 0 0 ISHARES TR ULTR SH TRM BD 46434V878 1435 28700 SH SOLE 28700 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 284 6130 SH SOLE 6130 0 0 ISHARES TR IBONDS 23 TRM TS 46436E882 6293 254059 SH SOLE 254059 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 18055 352447 SH SOLE 352447 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3653 72844 SH SOLE 72844 0 0 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 1501 19646 SH SOLE 19646 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 429 1202 SH SOLE 1202 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1418 54998 SH SOLE 54998 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 1032 23414 SH SOLE 23414 0 0