0001811783-22-000003.txt : 20220411 0001811783-22-000003.hdr.sgml : 20220411 20220411171800 ACCESSION NUMBER: 0001811783-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220411 DATE AS OF CHANGE: 20220411 EFFECTIVENESS DATE: 20220411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc CENTRAL INDEX KEY: 0001811783 IRS NUMBER: 742589344 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20292 FILM NUMBER: 22820410 BUSINESS ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5129180000 MAIL ADDRESS: STREET 1: 13809 RESEARCH BLV STREET 2: SUITE 905 CITY: AUSTIN STATE: TX ZIP: 78750 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001811783 XXXXXXXX 03-31-2022 03-31-2022 Richard P Slaughter Associates Inc

13809 RESEARCH BLV SUITE 905 AUSTIN TX 78750

13F HOLDINGS REPORT 028-20292 N Brooks C Slaughter 512-918-0000 Brooks C Slaughter Austin TX 04-11-2022 0 133 272189 false INFORMATION TABLE 2 q1-03312022.xml APPLE INC CALL 037833900 401 2300 SH Call SOLE 2300 0 0 APPLE INC CALL 037833900 646 3700 SH Call SOLE 3700 0 0 APPLE INC CALL 037833900 663 3800 SH Call SOLE 3800 0 0 APPLE INC CALL 037833900 646 3700 SH Call SOLE 3700 0 0 APPLE INC PUT 037833950 1955 11200 SH Put SOLE 11200 0 0 PROCORE TECHNOLOGIES INC CALL 74275K908 347 6000 SH Call SOLE 6000 0 0 PROCORE TECHNOLOGIES INC CALL 74275K908 405 7000 SH Call SOLE 7000 0 0 APPLE INC COM 037833100 3958 22671 SH SOLE 22671 0 0 AMERISOURCEBERGEN CORP COM 03073E105 2061 13322 SH SOLE 13322 0 0 AMERICAN ELEC PWR CO INC COM 025537101 1363 13669 SH SOLE 13669 0 0 AIR LEASE CORP CL A 00912X302 2963 66372 SH SOLE 66372 0 0 AMAZON COM INC COM 023135106 563 173 SH SOLE 173 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1798 45717 SH SOLE 45717 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1384 89178 SH SOLE 89178 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2038 18733 SH SOLE 18733 0 0 BCE INC COM NEW 05534B760 1401 25269 SH SOLE 25269 0 0 B & G FOODS INC NEW COM 05508R106 1449 53735 SH SOLE 53735 0 0 BLACKROCK INC COM 09247X101 1869 2447 SH SOLE 2447 0 0 BP PLC SPONSORED ADR 055622104 1188 40414 SH SOLE 40414 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3825 10840 SH SOLE 10840 0 0 BROADMARK RLTY CAP INC COM 11135B100 324 37500 SH SOLE 37500 0 0 CITIGROUP INC COM NEW 172967424 1920 35968 SH SOLE 35968 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 1869 41237 SH SOLE 41237 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 2066 14948 SH SOLE 14948 0 0 CUMMINS INC COM 231021106 1173 5719 SH SOLE 5719 0 0 CNA FINL CORP COM 126117100 2718 55912 SH SOLE 55912 0 0 CNH INDL N V SHS N20944109 2641 166533 SH SOLE 166533 0 0 CHEVRON CORP NEW COM 166764100 1425 8755 SH SOLE 8755 0 0 DANAHER CORPORATION COM 235851102 225 770 SH SOLE 770 0 0 DISNEY WALT CO COM DISNEY 254687106 2396 17470 SH SOLE 17470 0 0 FEDEX CORP COM 31428X106 1891 8172 SH SOLE 8172 0 0 FISERV INC COM 337738108 223 2200 SH SOLE 2200 0 0 ALPHABET INC CAP STK CL C 02079K107 3029 1084 SH SOLE 1084 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1219 3694 SH SOLE 3694 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1853 129709 SH SOLE 129709 0 0 HOME DEPOT INC COM 437076102 229 766 SH SOLE 766 0 0 HONDA MOTOR LTD AMERN SHS 438128308 1108 39239 SH SOLE 39239 0 0 INTEL CORP COM 458140100 1318 26613 SH SOLE 26613 0 0 INTERNATIONAL PAPER CO COM 460146103 2412 52272 SH SOLE 52272 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 1894 46988 SH SOLE 46988 0 0 IRON MTN INC NEW COM 46284V101 1463 26405 SH SOLE 26405 0 0 JABIL INC COM 466313103 2237 36239 SH SOLE 36239 0 0 JOHNSON & JOHNSON COM 478160104 4026 22721 SH SOLE 22721 0 0 JPMORGAN CHASE & CO COM 46625H100 1119 8213 SH SOLE 8213 0 0 LEGGETT & PLATT INC COM 524660107 3030 87082 SH SOLE 87082 0 0 LOCKHEED MARTIN CORP COM 539830109 4053 9183 SH SOLE 9183 0 0 MOELIS & CO CL A 60786M105 1092 23280 SH SOLE 23280 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 829 11038 SH SOLE 11038 0 0 MODERNA INC COM 60770K107 2391 13882 SH SOLE 13882 0 0 MICROSOFT CORP COM 594918104 596 1933 SH SOLE 1933 0 0 MERITAGE HOMES CORP COM 59001A102 1546 19515 SH SOLE 19515 0 0 NCR CORP NEW COM 62886E108 2574 64062 SH SOLE 64062 0 0 NEXTERA ENERGY INC COM 65339F101 551 6516 SH SOLE 6516 0 0 NVIDIA CORPORATION COM 67066G104 420 1540 SH SOLE 1540 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1240 14134 SH SOLE 14134 0 0 OLD REP INTL CORP COM 680223104 1318 50977 SH SOLE 50977 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 2520 125701 SH SOLE 125701 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 1112 19202 SH SOLE 19202 0 0 PEPSICO INC COM 713448108 316 1888 SH SOLE 1888 0 0 PETMED EXPRESS INC COM 716382106 1685 65346 SH SOLE 65346 0 0 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 1078 35332 SH SOLE 35332 0 0 POSCO SPONSORED ADR 693483109 1878 31692 SH SOLE 31692 0 0 PPL CORP COM 69351T106 1189 41634 SH SOLE 41634 0 0 PIONEER NAT RES CO COM 723787107 1716 6865 SH SOLE 6865 0 0 ROYAL BK CDA COM 780087102 1349 12237 SH SOLE 12237 0 0 SAFETY INS GROUP INC COM 78648T100 1372 15109 SH SOLE 15109 0 0 SHELL PLC SPON ADS 780259305 3025 55077 SH SOLE 55077 0 0 SANOFI SPONSORED ADR 80105N105 1274 24832 SH SOLE 24832 0 0 SQUARE INC CL A 852234103 1945 14350 SH SOLE 14350 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2476 345413 SH SOLE 345413 0 0 SYNAPTICS INC COM 87157D109 239 1201 SH SOLE 1201 0 0 AT&T INC COM 00206R102 2276 96333 SH SOLE 96333 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 2249 157293 SH SOLE 157293 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1356 17074 SH SOLE 17074 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2713 26029 SH SOLE 26029 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 1224 24222 SH SOLE 24222 0 0 VALE S A SPONSORED ADS 91912E105 2138 106989 SH SOLE 106989 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1140 22392 SH SOLE 22392 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1150 25687 SH SOLE 25687 0 0 WALMART INC COM 931142103 250 1679 SH SOLE 1679 0 0 WP CAREY INC COM 92936U109 1312 16235 SH SOLE 16235 0 0 WESTROCK CO COM 96145D105 1880 39978 SH SOLE 39978 0 0 EXXON MOBIL CORP COM 30231G102 652 7896 SH SOLE 7896 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 3154 68689 SH SOLE 68689 0 0 ARK ETF TR INNOVATION ETF 00214Q104 3861 58257 SH SOLE 58257 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 3693 42349 SH SOLE 42349 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 694 25188 SH SOLE 25188 0 0 ISHARES TR CORE DIV GRWTH 46434V621 5547 103857 SH SOLE 103857 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 782 17334 SH SOLE 17334 0 0 ISHARES TR JPMORGAN USD EMG 464288281 784 8026 SH SOLE 8026 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 4086 126738 SH SOLE 126738 0 0 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 1033 15400 SH SOLE 15400 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 8550 261237 SH SOLE 261237 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 16881 272676 SH SOLE 272676 0 0 ISHARES TR ULTR SH TRM BD 46434V878 724 14446 SH SOLE 14446 0 0 ISHARES TR CORE MSCI EAFE 46432F842 876 12611 SH SOLE 12611 0 0 ISHARES INC CORE MSCI EMKT 46434G103 8840 159148 SH SOLE 159148 0 0 ISHARES TR CORE S&P MCP ETF 464287507 335 1252 SH SOLE 1252 0 0 ISHARES TR SP SMCP600VL ETF 464287879 472 4615 SH SOLE 4615 0 0 ISHARES TR S&P SML 600 GWT 464287887 459 3674 SH SOLE 3674 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 412 6560 SH SOLE 6560 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 17947 486770 SH SOLE 486770 0 0 ISHARES TR CORE S&P500 ETF 464287200 394 869 SH SOLE 869 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 265 1644 SH SOLE 1644 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 10539 171659 SH SOLE 171659 0 0 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 6198 66238 SH SOLE 66238 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 367 7302 SH SOLE 7302 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1301 5529 SH SOLE 5529 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 3005 28005 SH SOLE 28005 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 2598 75376 SH SOLE 75376 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 1319 36503 SH SOLE 36503 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 475 15416 SH SOLE 15416 0 0 ISHARES TR USA QUALITY FCTR 46432F339 617 4590 SH SOLE 4590 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 563 10552 SH SOLE 10552 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1383 36424 SH SOLE 36424 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1534 44771 SH SOLE 44771 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 5915 125425 SH SOLE 125425 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 1247 22441 SH SOLE 22441 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 557 1234 SH SOLE 1234 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 696 8973 SH SOLE 8973 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 309 1457 SH SOLE 1457 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1673 6743 SH SOLE 6743 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3663 20823 SH SOLE 20823 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3211 55758 SH SOLE 55758 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 1028 9832 SH SOLE 9832 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 222 937 SH SOLE 937 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1556 10402 SH SOLE 10402 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 651 1568 SH SOLE 1568 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 723 3245 SH SOLE 3245 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3305 26684 SH SOLE 26684 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 265 1165 SH SOLE 1165 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4181 90655 SH SOLE 90655 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 444 7443 SH SOLE 7443 0 0