0001209191-23-041702.txt : 20230706 0001209191-23-041702.hdr.sgml : 20230706 20230706194025 ACCESSION NUMBER: 0001209191-23-041702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Mohit CENTRAL INDEX KEY: 0001834019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 231074942 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-03 0 0001811414 QuantumScape Corp QS 0001834019 Singh Mohit C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 Chief Development Officer 1 Class A Common Stock 2023-07-03 4 M 0 10300 1.0542 A 710686 D Class A Common Stock 2023-07-03 4 S 0 10300 8.5165 D 700386 D Class A Common Stock 2023-07-05 4 M 0 76700 1.0542 A 777086 D Class A Common Stock 2023-07-05 4 S 0 76700 8.5876 D 700386 D Stock Option (Right to Buy) 1.0542 2023-07-03 4 M 0 10300 0.00 D 2016-06-17 2025-06-17 Class A Common Stock 10300 438187 D Stock Option (Right to Buy) 1.0542 2023-07-05 4 M 0 76700 0.00 D 2016-06-17 2025-06-17 Class A Common Stock 76700 361487 D The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023. Includes 410 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.555, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. Includes 657,534 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. /s/ Michael O. McCarthy III, attorney-in-fact 2023-07-06