0001209191-20-062075.txt : 20201207 0001209191-20-062075.hdr.sgml : 20201207 20201207204245 ACCESSION NUMBER: 0001209191-20-062075 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lukens Howard CENTRAL INDEX KEY: 0001834005 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 201374170 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-11-25 0 0001811414 QuantumScape Corp QS 0001834005 Lukens Howard C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 Chief Sales Officer Class A Common Stock 402175 D Class B Common Stock Class A Common Stock 764131 D Stock Option (right to buy) 0.1292 2014-03-12 2022-03-15 Class B Common Stock 1588590 D Stock Option (right to buy) 0.6439 2014-02-13 2023-04-08 Class B Common Stock 333804 D Stock Option (right to buy) 1.0542 2018-02-27 2025-02-27 Class A Common Stock 333804 D Stock Option (right to buy) 1.3252 2017-04-01 2027-03-15 Class A Common Stock 667610 D Stock Option (right to buy) 2.377 2019-06-05 2029-06-05 Class A Common Stock 603261 D Includes 402,175 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 1/6th of the RSUs vest on February 15, 2021 and 1/12th vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. 25% of the shares subject to the option vested and became exercisable on March 12, 2013, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. 25% of the shares subject to the option vested and became exercisable on February 13, 2014, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. 75% of the shares subject to the option vested and became exercisable on February 27, 2018, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. Shares subject to the option vested and became exercisable on April 1, 2017, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. Shares subject to the option vested and became exercisable on June 5, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date. Exhibit 24 - Power of Attorney /s/ Michael O. McCarthy III, Attorney-in-Fact 2020-12-07 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                POWER OF ATTORNEY

	The undersigned, as a Section 16 reporting person of QuantumScape,
Corporation (the "Company"), hereby constitutes and appoints Michael O.
McCarthy III and Kevin Hettrich, and each of them, as the undersigned's
true and lawful attorney-in-fact to:

      1. complete and execute Forms 3, 4 and 5 and other forms and all
amendments thereto as such attorney-in-fact shall in his or her discretion
determine to be required or advisable pursuant to Section 16 of the
Securities Exchange Act of 1934 (as amended) and the rules and regulations
promulgated thereunder, or any successor laws and regulations, as a
consequence of the undersigned's ownership, acquisition or disposition of
securities of the Company; and

      2. do all acts necessary in order to file such forms with the U.S.
Securities and Exchange Commission, any securities exchange or national
association, the Company and such other person or agency as the attorney-
in-fact shall deem appropriate.

      The undersigned hereby ratifies and confirms all that said attorneys-
in-fact and agents shall do or cause to be done by virtue hereof.  The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming, nor
is the Company assuming, any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

      This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect
to the undersigned's holdings of and transactions in securities issued by
the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the Company and the foregoing attorneys-in-fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 4th day of December, 2020.

      					Signature: /s/ Howard Lukens
      					Print Name: Howard Lukens