EX-FILING FEES 8 ex107.htm CALCULATION OF FILING FEE TABLES

Exhibit 107

Calculation of Filing Fee Tables

 

Form S-1

 

Applied UV, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

Table 1: Newly Registered and Carry Forward Securities

 

    Security Type   Security Class Title   Fee Calculation Rule or Carry Forward Rule   Amount Registered(1)   Proposed Maximum Offering Price Per Unit(2)   Maximum Aggregate Offering Price(1)   Fee Rate   Amount of Registration Fee(2)
Fees to be Paid   Equity   Units, each consisting of: (i) one share of common stock, $0.0001 par value per share (“Common Stock”); (ii) one-tenth of a Series A Warrant to purchase one share of Common Stock (the “Series A Warrant”); and (iii) one-tenth of a Series B Warrant to purchase one share of Common Stock (together with the Series A Warrant, “Warrants”)     —         —         —       $ 6,900,000       .00014760     $ 1,018.44  
    Equity   Common Stock included as part of the Units which include a share of Common Stock(2)     457 (o)     —         —         —         —         —    
    Other    Units, each consisting of: (i) one Pre-Funded Warrant exercisable for one share of Common Stock; and (ii) the Warrants(3)     —         —         —         —         —         —    
    Other   Pre-Funded Warrants to purchase Common Stock, included as part of the Units which include a Pre-Funded Warrant(3)     457 (g)     —         —         —         —         —    
    Equity   Common Stock underlying Pre-Funded Warrants(4)     457 (o)     —         —         —         —         —    
    Other   Warrants to Purchase Common Stock, included as part of the Units(4)     457 (g)     —         —         —         —         —    
    Equity   Common Stock underlying Warrants(5)     457 (o)     —         —       $ 28,800,000       .00014760     $ 4,250.88  
Carry Forward Securities         —         —         —         —         —         —    
                                                         
Total Offering Amounts                               $ 35,700,000       .00014760     $ 5,269.32  
Total Fee Offsets                                                  
Fees Previously Paid                                                 2,036.88  
Net Fee Due                                               $ 3,232.44  
(1)   Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”). Includes an additional 15% related to the exercise in full of the over-allotment option by the underwriters.
(2)   Pursuant to Rule 416 under the Securities Act, this registration statement shall also cover any additional shares of the registrant’s securities that become issuable by reason of any share splits, share dividends or similar transactions.
(3)   The registrant may issue Units which include a Pre-Funded Warrant to purchase Common Stock in lieu of a share of Common Stock in the offering. The purchase price of each Unit which includes a Pre-Funded Warrant will equal the price per share at which Units which include a share of Common Stock are being sold to the public in this offering, minus $0.001, which constitutes the pre-funded portion of the exercise price of the Pre-Funded Warrants, and the remaining unpaid exercise price of the Pre-Funded Warrants will equal $0.001 per share (subject to adjustment as provided for therein). The proposed maximum aggregate offering price of the Units which include a Pre-Funded Warrant will be reduced on a dollar-for-dollar basis based on the offering price of any Units which include a Pre-Funded Warrant issued in the offering, and the proposed maximum aggregate offering price of the Units which include a share of Common Stock to be issued in the offering will be reduced on a dollar-for-dollar basis based on the offering price of any Units which include a share of Common Stock issued in the offering. Accordingly, the proposed maximum aggregate offering price of the Units which include a share of Common Stock and Units which include a Pre-Funded Warrant is $35,700,000, including the Over-allotment Option, if any.
(4)   No separate registration fee is payable pursuant to Rule 457(g) under the Securities Act.
(5)   The exercise price of each Series A Warrant is equal to ten times the offering price per Unit and the exercise price of each Series B Warrant is equal to 20 times the offering price per Unit.