0001420506-23-002190.txt : 20231114
0001420506-23-002190.hdr.sgml : 20231114
20231114150020
ACCESSION NUMBER: 0001420506-23-002190
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Elequin Capital, LP
CENTRAL INDEX KEY: 0001810873
IRS NUMBER: 843389464
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-22205
FILM NUMBER: 231404721
BUSINESS ADDRESS:
STREET 1: 1359 BROADWAY
STREET 2: SUITE 1140
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2126593970
MAIL ADDRESS:
STREET 1: 1359 BROADWAY
STREET 2: SUITE 1140
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Elequin Securities, LLC
DATE OF NAME CHANGE: 20230117
FORMER COMPANY:
FORMER CONFORMED NAME: ELEQUIN CAPITAL LP
DATE OF NAME CHANGE: 20200428
13F-HR
1
primary_doc.xml
X0202
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false
true
false
0001810873
XXXXXXXX
09-30-2023
09-30-2023
false
Elequin Capital, LP
1359 BROADWAY
SUITE 1140
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-22205
000308371
802-128325
N
James Finlayson
Chief Operating Officer
929-346-7126
James Finlayson, Chief Operating Officer
NEW YORK
NY
11-13-2023
0
396
515453171
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR ELEQUIN CAPITAL, LP (6858)
8X8 INC NEW
COM
282914100
10
4
SH
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4
0
0
A SPAC II ACQUISITION CORP
ORD SHS CL A
G0543H109
5123
470
SH
SOLE
470
0
0
ABRDN ASIA PACIFIC INCOME FU
COM
003009107
20940
8547
SH
SOLE
8547
0
0
ABRDN EMRG MKTS EQTY INCM FD
COM
00301W105
65297
13689
SH
SOLE
13689
0
0
ABRDN TOTAL DYNAMIC DIVIDEND
COM SH BEN INT
00326L100
267821
35426
SH
SOLE
35426
0
0
ACADIA RLTY TR
COM SH BEN INT
004239109
309314
21555
SH
SOLE
21555
0
0
ACCOLADE INC
COM
00437E102
53
5
SH
SOLE
5
0
0
ACRI CAPITAL ACQUISITION COR
COM CL A
00501A101
11
1
SH
SOLE
1
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
440710
26485
SH
SOLE
26485
0
0
ADVENT CONV & INCOME FD
COM
00764C109
56006
5339
SH
SOLE
5339
0
0
AEVA TECHNOLOGIES INC
*W EXP 03/12/202
00835Q111
2
49
SH
SOLE
0
0
49
AGNC INVT CORP
COM
00123Q104
557097
54742
SH
SOLE
54742
0
0
AGREE RLTY CORP
COM
008492100
1468555
26585
SH
SOLE
26585
0
0
AIMFINITY INVESTMENT CORP I
UNIT 04/21/2027
G0135E142
853600
80000
SH
SOLE
0
0
80000
AIMFINITY INVESTMENT CORP I
*W EXP 04/21/202
G0135E126
3960
80000
SH
SOLE
0
0
80000
ALCHEMY INVTS ACQUISITN CORP
UNIT 11/30/2027
G0232F117
104500
10000
SH
SOLE
0
0
10000
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
14812
1527
SH
SOLE
1527
0
0
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
94987B105
26364
4322
SH
SOLE
4322
0
0
ALLSPRING MULTI SECTOR INCOM
COM
94987D101
4514
496
SH
SOLE
496
0
0
ALSET CAPITAL ACQUISITION CO
CLASS A COM
02115M109
19969
1900
SH
SOLE
1900
0
0
ALSET CAPITAL ACQUISITION CO
RIGHT 01/31/2027
02115M125
18142
86389
SH
SOLE
86389
0
0
ALTC ACQUISITION CORP
COM CL A
02156V109
362250
35000
SH
SOLE
35000
0
0
ANNALY CAPITAL MANAGEMENT IN
COM NEW
035710839
11286
600
SH
SOLE
600
0
0
APARTMENT INCOME REIT CORP
COM
03750L109
708310
23072
SH
SOLE
23072
0
0
APPLE INC
COM
037833100
171
1
SH
SOLE
1
0
0
ARBOR REALTY TRUST INC
COM
038923108
304
20
SH
SOLE
20
0
0
ARDAGH METAL PACKAGING S A
*W EXP 08/04/202
L02235114
2750
25000
SH
SOLE
0
0
25000
ARRIVAL
COM NEW
L0423Q124
1
1
SH
SOLE
1
0
0
ARROWROOT ACQUISITION CORP
UNIT 01/29/2026
04282M201
185325
17500
SH
SOLE
0
0
17500
ARYA SCIENCES ACQU CORP IV
CL A
G31659108
5410
500
SH
SOLE
500
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
22701
1703
SH
SOLE
1703
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
760
200
SH
SOLE
200
0
0
AST SPACEMOBILE INC
*W EXP 04/06/202
00217D118
1
1
SH
SOLE
0
0
1
ATHENA TECHNOLOGY ACQ CORP I
*W EXP 10/17/202
04687C113
6500
50000
SH
SOLE
0
0
50000
ATLANTIC UN BANKSHARES CORP
COM
04911A107
27773
965
SH
SOLE
965
0
0
BANDWIDTH INC
COM CL A
05988J103
23
2
SH
SOLE
2
0
0
BANK HAWAII CORP
COM
062540109
9739
196
SH
SOLE
196
0
0
BANK MARIN BANCORP
COM
063425102
49393
2702
SH
SOLE
2702
0
0
BANKUNITED INC
COM
06652K103
128981
5682
SH
SOLE
5682
0
0
BANNER CORP
COM NEW
06652V208
24411
576
SH
SOLE
576
0
0
BARCLAYS BANK PLC
IPTH SR B S&P
06748F324
62583
2507
SH
SOLE
2507
0
0
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
51435
4050
SH
SOLE
4050
0
0
BCB BANCORP INC
COM
055298103
9046
812
SH
SOLE
812
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
117774
5874
SH
SOLE
5874
0
0
BEYOND MEAT INC
COM
08862E109
1520
158
SH
SOLE
158
0
0
BIGCOMMERCE HLDGS INC
COM SER 1
08975P108
20
2
SH
SOLE
2
0
0
BITCOIN DEPOT INC
*W EXP 06/30/202
09174P113
4800
25275
SH
SOLE
0
0
25275
BLACKROCK CAP ALLOCATION TER
COM
09260U109
259559
17913
SH
SOLE
17913
0
0
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
5894
593
SH
SOLE
593
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
11763
1363
SH
SOLE
1363
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
66163
6835
SH
SOLE
6835
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
12612
962
SH
SOLE
962
0
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
915080
120247
SH
SOLE
120247
0
0
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
168835
17904
SH
SOLE
17904
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
111317
22308
SH
SOLE
22308
0
0
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
173552
4433
SH
SOLE
4433
0
0
BLACKROCK INCOME TR INC
COM NEW
09247F209
7647
672
SH
SOLE
672
0
0
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
15326
2202
SH
SOLE
2202
0
0
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
17890
1389
SH
SOLE
1389
0
0
BLACKROCK RES & COMMODITIES
SHS
09257A108
20317
2206
SH
SOLE
2206
0
0
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
521909
16616
SH
SOLE
16616
0
0
BLACKROCK SCIENCE & TECHNOLO
SHS BEN INT
09260K101
56051
3397
SH
SOLE
3397
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
108000
7124
SH
SOLE
7124
0
0
BLACKROCK UTILS INFRASTRUCTU
COM
09248D104
18997
958
SH
SOLE
958
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
8874
408
SH
SOLE
408
0
0
BLACKSTONE STRATEGIC CRED 20
COM SHS BEN IN
09257R101
9770
889
SH
SOLE
889
0
0
BLUESCAPE OPPORTUNITIES ACQU
*W EXP 10/28/202
G1195N113
1305
150000
SH
SOLE
0
0
150000
BOSTON PROPERTIES INC
COM
101121101
935739
15732
SH
SOLE
15732
0
0
BOX INC
CL A
10316T104
726
30
SH
SOLE
30
0
0
BRIDGER AEROSPACE GRP HLDGS
*W EXP 01/24/202
96812F110
16622
57317
SH
SOLE
0
0
57317
BRILLIANT ACQUISITION CORP
SHS
G1643W111
2324
200
SH
SOLE
200
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
736859
35460
SH
SOLE
35460
0
0
BROADCOM INC
COM
11135F101
165285
199
SH
SOLE
199
0
0
BROADSTONE NET LEASE INC
COM
11135E203
2006648
140325
SH
SOLE
140325
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
125550
10249
SH
SOLE
10249
0
0
BROOKLINE BANCORP INC DEL
COM
11373M107
121609
13349
SH
SOLE
13349
0
0
BYNORDIC ACQUISITION CORP
CLASS A COM
124420100
11913
1100
SH
SOLE
1100
0
0
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
199746
10716
SH
SOLE
10716
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
58491
10558
SH
SOLE
10558
0
0
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
2322
157
SH
SOLE
157
0
0
CARAVELLE INTERNATIONAL GROU
ORD SHS
G1901X108
17
25
SH
SOLE
25
0
0
CARTESIAN GROWTH CORP II
CLASS A ORD
G19305112
23892
2200
SH
SOLE
2200
0
0
CBRE GBL REAL ESTATE INC FD
COM
12504G100
444996
98888
SH
SOLE
98888
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
349
16
SH
SOLE
16
0
0
CLARIVATE PLC
5.25% PFD CONV A
G21810208
5846000
200000
SH
SOLE
200000
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
64709
14607
SH
SOLE
14607
0
0
CLOVER LEAF CAPITAL CORP
COM CL A
18915E105
190213
16598
SH
SOLE
16598
0
0
CNX RES CORP
COM
12653C108
1784
79
SH
SOLE
79
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
341945
17464
SH
SOLE
17464
0
0
COHEN & STEERS LTD DURATION
COM
19248C105
34891
2044
SH
SOLE
2044
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
432590
42746
SH
SOLE
42746
0
0
COHEN & STEERS REIT & PFD &
COM
19247X100
351849
20504
SH
SOLE
20504
0
0
COHEN & STEERS TOTAL RETURN
COM
19247R103
75655
7219
SH
SOLE
7219
0
0
COLUMBIA BKG SYS INC
COM
197236102
30633
1509
SH
SOLE
1509
0
0
COLUMBIA SELIGM PREM TECH GR
COM
19842X109
377106
13854
SH
SOLE
13854
0
0
COMERICA INC
COM
200340107
59292
1427
SH
SOLE
1427
0
0
CONNECTONE BANCORP INC
COM
20786W107
24284
1362
SH
SOLE
1362
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
134
2
SH
SOLE
2
0
0
CXAPP INC
COM CL A
23248B109
181
100
SH
SOLE
100
0
0
DATA KNIGHTS ACQUISITION COR
CLASS A COM
237699103
11260
1000
SH
SOLE
1000
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
26632270
11771000
PRN
SOLE
0
0
11771000
DIME CMNTY BANCSHARES INC
COM
25432X102
149800
7505
SH
SOLE
7505
0
0
DUFF & PHELPS UTLITY AND INF
COM
26433C105
372255
43185
SH
SOLE
43185
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
30626
347
SH
SOLE
347
0
0
EAGLE BANCORP INC MD
COM
268948106
106135
4948
SH
SOLE
4948
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
88673
9809
SH
SOLE
9809
0
0
EATON VANCE RISK-MANAGED DIV
COM
27829G106
395251
51465
SH
SOLE
51465
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
325960
15390
SH
SOLE
15390
0
0
EATON VANCE TAX MNGED BUY WR
COM
27828X100
282729
22421
SH
SOLE
22421
0
0
EATON VANCE TAX-ADVANTAGED G
COM
27828U106
77138
3613
SH
SOLE
3613
0
0
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
690681
57701
SH
SOLE
57701
0
0
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
378258
32778
SH
SOLE
32778
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
284338
37217
SH
SOLE
37217
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
743191
100840
SH
SOLE
100840
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
644099
41879
SH
SOLE
41879
0
0
ECOPETROL S A
SPONSORED ADS
279158109
11580
1000
SH
SOLE
1000
0
0
EF HUTTON ACQUISITION CORP I
RIGHT 11/18/2027
28201D125
4250
25000
SH
SOLE
25000
0
0
EMPIRE ST RLTY TR INC
CL A
292104106
430767
53578
SH
SOLE
53578
0
0
ENPHYS ACQUISITION CORP
CL A ORD SHS
G3167L109
109211
10401
SH
SOLE
10401
0
0
EQT CORP
NOTE 1.750% 5/0
26884LAK5
145099369
52146000
PRN
SOLE
0
0
52146000
EQUINIX INC
COM
29444U700
542516
747
SH
SOLE
747
0
0
ESGL HLDGS LTD
*W EXP 10/19/202
G3R95P116
585
30000
SH
SOLE
0
0
30000
ESPERION THERAPEUTICS INC NE
COM
29664W105
10
10
SH
SOLE
10
0
0
ESSEX PPTY TR INC
COM
297178105
1257906
5931
SH
SOLE
5931
0
0
EVEREST CONSOLIDATOR ACQ COR
CL A COM
29978K102
60505
5592
SH
SOLE
5592
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
2733362
22482
SH
SOLE
22482
0
0
F N B CORP
COM
302520101
59528
5517
SH
SOLE
5517
0
0
FAZE HOLDINGS INC
*W EXP 03/01/202
31423J110
110
7064
SH
SOLE
0
0
7064
FB FINL CORP
COM
30257X104
217436
7667
SH
SOLE
7667
0
0
FEDERAL RLTY INVT TR NEW
SH BEN INT NEW
313745101
73138
807
SH
SOLE
807
0
0
FIRST BANCORP N C
COM
318910106
44658
1587
SH
SOLE
1587
0
0
FIRST FINL BANCORP OH
COM
320209109
102155
5212
SH
SOLE
5212
0
0
FIRST FNDTN INC
COM
32026V104
105591
17367
SH
SOLE
17367
0
0
FIRST HORIZON CORPORATION
COM
320517105
246969
22411
SH
SOLE
22411
0
0
FIRST INDL RLTY TR INC
COM
32054K103
851813
17899
SH
SOLE
17899
0
0
FIRST INTST BANCSYSTEM INC
COM
32055Y201
70954
2845
SH
SOLE
2845
0
0
FIRST LONG IS CORP
COM
320734106
138143
12002
SH
SOLE
12002
0
0
FIRST MERCHANTS CORP
COM
320817109
135289
4863
SH
SOLE
4863
0
0
FIRST TR ENERGY INCOME & GRO
COM
33738G104
2709
206
SH
SOLE
206
0
0
FIRST TR EXCHANGE-TRADED FD
SSI STRG ETF
33739Q507
1325073
42648
SH
SOLE
42648
0
0
FIRST TR HIGH INCOME LONG /
COM
33738E109
31377
2927
SH
SOLE
2927
0
0
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
34592
2597
SH
SOLE
2597
0
0
FIRST TR MLP & ENERGY INCOM
COM
33739B104
791
100
SH
SOLE
100
0
0
FIRSTENERGY CORP
COM
337932107
26660
780
SH
SOLE
780
0
0
FLAHERTY & CRUMRINE DYNAMIC
SHS
33848W106
17206
1026
SH
SOLE
1026
0
0
FLAHERTY & CRUMRINE PFD SECS
COM
338478100
26160
2017
SH
SOLE
2017
0
0
FLAME ACQUISITION CORP
*W EXP 02/26/202
33850F116
16000
20000
SH
SOLE
0
0
20000
FLUSHING FINL CORP
COM
343873105
19695
1500
SH
SOLE
1500
0
0
FOREST ROAD ACQUISITION COR
*W EXP 01/15/202
34619V111
210
10000
SH
SOLE
0
0
10000
FRANKLIN LTD DURATION INCOME
COM
35472T101
15767
2589
SH
SOLE
2589
0
0
FRONTIER INVESTMENT CORP
CLASS A ORD SHS
G36816109
15675
1500
SH
SOLE
1500
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
425542
21890
SH
SOLE
21890
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
33
3
SH
SOLE
3
0
0
GE HEALTHCARE TECHNOLOGIES I
COMMON STOCK
36266G107
9049
133
SH
SOLE
133
0
0
GENERAL AMERN INVS CO INC
COM
368802104
93059
2262
SH
SOLE
2262
0
0
GILEAD SCIENCES INC
COM
375558103
128263
1719
SH
SOLE
1719
0
0
GLAUKOS CORP
COM
377322102
978
13
SH
SOLE
13
0
0
GLOBAL SYSTEMS DYNAMICS INC
CLASS A COM
37653T108
382
34
SH
SOLE
34
0
0
GOLDEN SUN ED GROUP LTD
CLASS A ORD
G4013A107
1592
2000
SH
SOLE
2000
0
0
GUESS INC
COM
401617105
541
25
SH
SOLE
25
0
0
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
26622
1800
SH
SOLE
1800
0
0
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
469485
48803
SH
SOLE
48803
0
0
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
195857
11028
SH
SOLE
11028
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
117702
3182
SH
SOLE
3182
0
0
HAYMAKER ACQUISITION CORP IV
UNIT 99/99/9999
G4375F124
261250
25000
SH
SOLE
0
0
25000
HEALTHCARE AI ACQUISITION CO
CLASS A ORD SHS
G4373K109
2185
196
SH
SOLE
196
0
0
HEALTHCARE RLTY TR
CL A COM
42226K105
1437777
94157
SH
SOLE
94157
0
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
286765
15619
SH
SOLE
15619
0
0
HEARTLAND FINL USA INC
COM
42234Q102
63216
2148
SH
SOLE
2148
0
0
HERBALIFE LTD
COM SHS
G4412G101
755
54
SH
SOLE
54
0
0
HERITAGE FINL CORP WASH
COM
42722X106
234440
14374
SH
SOLE
14374
0
0
HIGHWOODS PPTYS INC
COM
431284108
420114
20384
SH
SOLE
20384
0
0
HITEK GLOBAL INC
ORD SHS
G45139105
462
200
SH
SOLE
200
0
0
HONGLI GROUP INC.
ORDINARY SHARES
G4594M108
710
500
SH
SOLE
500
0
0
HOPE BANCORP INC
COM
43940T109
156282
17659
SH
SOLE
17659
0
0
HORIZON BANCORP INC
COM
440407104
78124
7315
SH
SOLE
7315
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
217604
13541
SH
SOLE
13541
0
0
HUDSON PAC PPTYS INC
COM
444097109
564618
84905
SH
SOLE
84905
0
0
INDEPENDENT BK CORP MASS
COM
453836108
407987
8311
SH
SOLE
8311
0
0
INFLECTION PT ACQUISITN CRP
UNIT 08/29/2031
G4790U128
259000
25000
SH
SOLE
0
0
25000
INNOVATIVE INTL ACQUSITIN CO
CLASS A ORD
G4809M109
1129
100
SH
SOLE
100
0
0
INNOVIVA INC
COM
45781M101
260
20
SH
SOLE
20
0
0
INTERNATIONAL MEDIA ACQUISIT
RIGHT 99/99/9999
459867123
7010
100000
SH
SOLE
100000
0
0
INTERPRIVATE III FINANCIAL P
COM CL A
46064R106
6687
596
SH
SOLE
596
0
0
INTUITIVE MACHINES INC
*W EXP 02/13/202
46125A118
3671
12660
SH
SOLE
0
0
12660
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1417
10
SH
SOLE
10
0
0
INVITATION HOMES INC
COM
46187W107
1562222
49297
SH
SOLE
49297
0
0
IONQ INC
COM
46222L108
35500
50
SH
SOLE
50
0
0
IONQ INC
*W EXP 10/01/202
46222L116
6
1
SH
SOLE
0
0
1
ISHARES SILVER TR
ISHARES
46428Q109
31324
1540
SH
SOLE
1540
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
22875
86
SH
SOLE
86
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
51373
501
SH
SOLE
501
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
13356
128
SH
SOLE
128
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
317721
7185
SH
SOLE
7185
0
0
ISRAEL ACQUISITIONS CORP
UNIT 12/12/2027
G49667135
53250
5000
SH
SOLE
0
0
5000
JPMORGAN CHASE & CO
COM
46625H100
238123
1642
SH
SOLE
1642
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
14886
1770
SH
SOLE
1770
0
0
KBR INC
NOTE 2.500%11/0
48242WAB2
122152078
52078000
PRN
SOLE
0
0
52078000
KEEN VISION ACQUISITION CORP
UNIT 99/99/9999
G52443101
256750
25000
SH
SOLE
0
0
25000
KENSINGTON CAPITAL ACQUISITI
SHS CL A
G5251K103
176921
16738
SH
SOLE
16738
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
675801
31550
SH
SOLE
31550
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
3349
280
SH
SOLE
280
0
0
KNIGHTSWAN ACQUISITION CORP
CL A COM
499103109
4255
405
SH
SOLE
405
0
0
LEARN CW INVESTMENT COR
CL A ORD SHS
G54157105
53300
5000
SH
SOLE
5000
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
740166
125028
SH
SOLE
125028
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
20565
4163
SH
SOLE
4163
0
0
LIBERTY MEDIA CORP DEL
COM LBTY LIV S A
531229748
1277
40
SH
SOLE
40
0
0
LIFEZONE METALS LIMITED
*W EXP 07/05/202
G5568L117
21084
17868
SH
SOLE
0
0
17868
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
119
7
SH
SOLE
7
0
0
LIVANOVA PLC
SHS
G5509L101
529
10
SH
SOLE
10
0
0
LUCID GROUP INC
COM
549498103
4075
729
SH
SOLE
729
0
0
MACERICH CO
COM
554382101
305360
27989
SH
SOLE
27989
0
0
MAGIC EMPIRE GLOBAL LTD
ORD SHS
G5865E105
1160
1000
SH
SOLE
1000
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
2329
274
SH
SOLE
274
0
0
MARS ACQUISITION CORP
UNIT 02/09/2028
G5870E132
535000
50000
SH
SOLE
0
0
50000
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
22809589
7837000
PRN
SOLE
0
0
7837000
MERCK & CO INC
COM
58933Y105
226490
2200
SH
SOLE
2200
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
21733
3715
SH
SOLE
3715
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
12184
2860
SH
SOLE
2860
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
3836343
29820
SH
SOLE
29820
0
0
MIDLAND STATES BANCORP INC
COM
597742105
4765
232
SH
SOLE
232
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
14638
720
SH
SOLE
720
0
0
MIRION TECHNOLOGIES INC
*W EXP 10/20/202
60471A119
108
80
SH
SOLE
0
0
80
MIRUM PHARMACEUTICALS INC
COM
604749101
3350
106
SH
SOLE
106
0
0
MODEL N INC
COM
607525102
293
12
SH
SOLE
12
0
0
MONTEREY CAP ACQUISITION COR
CLASS A COM
61244M109
9567
900
SH
SOLE
900
0
0
MOOLEC SCIENCE SA
ORDINARY SHARES
L64875104
3
1
SH
SOLE
1
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
24883
1997
SH
SOLE
1997
0
0
MORGAN STANLEY EMERGING MKTS
COM
617477104
10279
2413
SH
SOLE
2413
0
0
MORGAN STANLEY INDIA INVT FD
COM
61745C105
95211
4260
SH
SOLE
4260
0
0
NABORS ENERGY TRANSITION COR
*W EXP 09/01/202
G6363K114
4500
25000
SH
SOLE
0
0
25000
NEOGENOMICS INC
COM NEW
64049M209
74
6
SH
SOLE
6
0
0
NERDY INC
CL A COM
64081V109
24420
6600
SH
SOLE
6600
0
0
NEUBERGER BERMAN ENERGY INFR
COM
64129H104
688
100
SH
SOLE
100
0
0
NEW MTN FIN CORP
COM
647551100
686
53
SH
SOLE
53
0
0
NEXTGEN HEALTHCARE INC
COM
65343C102
759
32
SH
SOLE
32
0
0
NORTHERN TR CORP
COM
665859104
281116
4046
SH
SOLE
4046
0
0
NORTHVIEW ACQUISITION CORP
RIGHT 99/99/9999
66718N129
4250
25000
SH
SOLE
25000
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
180764
17670
SH
SOLE
17670
0
0
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
12897
1408
SH
SOLE
1408
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
163276
32268
SH
SOLE
32268
0
0
NUVEEN DOW 30 DYNMC OVERWRT
SHS
67075F105
232325
16958
SH
SOLE
16958
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
150325
18310
SH
SOLE
18310
0
0
NUVEEN MULTI ASSET INCOME FU
COM
670750108
163542
14707
SH
SOLE
14707
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
883678
39327
SH
SOLE
39327
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
115052
17172
SH
SOLE
17172
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
425009
33571
SH
SOLE
33571
0
0
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
154750
10442
SH
SOLE
10442
0
0
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
12205
840
SH
SOLE
840
0
0
NWTN INC
CLASS B ORD SHS
G6693P106
294
39
SH
SOLE
39
0
0
NWTN INC
*W EXP 12/31/202
G6693P114
1231
5327
SH
SOLE
0
0
5327
OCEANFIRST FINL CORP
COM
675234108
178430
12331
SH
SOLE
12331
0
0
OCULIS HOLDING AG
ORDINARY SHARES
H5870P102
3300
300
SH
SOLE
300
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
1037809
31297
SH
SOLE
31297
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
69434900
15490000
PRN
SOLE
0
0
15490000
PACIFIC PREMIER BANCORP
COM
69478X105
62886
2890
SH
SOLE
2890
0
0
PAGERDUTY INC
COM
69553P100
180
8
SH
SOLE
8
0
0
PAR TECHNOLOGY CORP
COM
698884103
308
8
SH
SOLE
8
0
0
PARAMOUNT GLOBAL
5.75% CONV PFD A
92556H305
1322677
74517
SH
SOLE
74517
0
0
PARK NATL CORP
COM
700658107
13989
148
SH
SOLE
148
0
0
PEABODY ENERGY CORP
COM
704551100
1300
50
SH
SOLE
50
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
24085
939
SH
SOLE
939
0
0
PENN ENTERTAINMENT INC
COM
707569109
757
33
SH
SOLE
33
0
0
PENNYMAC MTG INVT TR
COM
70931T103
25
2
SH
SOLE
2
0
0
PEPPERLIME HEALTH ACQUSTN CO
CLASS A ORD SHS
G70021103
4957
459
SH
SOLE
459
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
50727
3700
SH
SOLE
3700
0
0
PG&E CORP
COM
69331C108
24889
1543
SH
SOLE
1543
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
37730
3500
SH
SOLE
3500
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
30593
2597
SH
SOLE
2597
0
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
516658
91932
SH
SOLE
91932
0
0
PIMCO CORPORATE & INCM STRG
COM
72200U100
13326
1095
SH
SOLE
1095
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
69828
4041
SH
SOLE
4041
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
26136
2200
SH
SOLE
2200
0
0
PIMCO HIGH INCOME FD
COM SHS
722014107
4371
989
SH
SOLE
989
0
0
PIMCO INCOME STRATEGY FD
COM
72201H108
6688
872
SH
SOLE
872
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
13081
1985
SH
SOLE
1985
0
0
PINNACLE WEST CAP CORP
COM
723484101
19673
267
SH
SOLE
267
0
0
PIONEER HIGH INCOME FUND INC
COM
72369H106
10421
1553
SH
SOLE
1553
0
0
PIONEER NAT RES CO
COM
723787107
688650
3000
SH
SOLE
3000
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
33688845
13690000
PRN
SOLE
0
0
13690000
PORCH GROUP INC
COM
733245104
14
17
SH
SOLE
17
0
0
POWERUP ACQUISITION CORP
CLASS A ORDI SHS
G7207P103
108
10
SH
SOLE
10
0
0
PRA GROUP INC
COM
69354N106
173
9
SH
SOLE
9
0
0
PREMIER FINANCIAL CORP
COM
74052F108
80387
4712
SH
SOLE
4712
0
0
PROLOGIS INC.
COM
74340W103
540964
4821
SH
SOLE
4821
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
227913
14906
SH
SOLE
14906
0
0
PTC THERAPEUTICS INC
COM
69366J200
224
10
SH
SOLE
10
0
0
PUBLIC STORAGE
COM
74460D109
194214
737
SH
SOLE
737
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
3494
1043
SH
SOLE
1043
0
0
QIFU TECHNOLOGY INC
AMERICAN DEP
88557W101
9216
600
SH
SOLE
600
0
0
REALTY INCOME CORP
COM
756109104
2318914
46434
SH
SOLE
46434
0
0
REDWOODS ACQUISITION CORP
RIGHT 03/15/2027
758083125
3441
24578
SH
SOLE
24578
0
0
RENASANT CORP
COM
75970E107
27473
1049
SH
SOLE
1049
0
0
REPLIGEN CORP
COM
759916109
1272
8
SH
SOLE
8
0
0
REVANCE THERAPEUTICS INC
COM
761330109
184
16
SH
SOLE
16
0
0
REXFORD INDL RLTY INC
COM
76169C100
1230740
24939
SH
SOLE
24939
0
0
RIGEL RESOURCE ACQ CORP
CL A ORD SHS
G7573M106
3267
300
SH
SOLE
300
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
10878
1035
SH
SOLE
1035
0
0
RLJ LODGING TR
COM
74965L101
975603
99653
SH
SOLE
99653
0
0
ROSE HILL ACQUISITION CORP
CLASS A ORD
G7637J107
5370
453
SH
SOLE
453
0
0
ROYAL BK CDA
COM
780087102
6526522
74640
SH
SOLE
74640
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
154546
18665
SH
SOLE
18665
0
0
ROYCE VALUE TR INC
COM
780910105
653719
50794
SH
SOLE
50794
0
0
S & T BANCORP INC
COM
783859101
154925
5721
SH
SOLE
5721
0
0
SABA CAPITAL INCOME & OPRNT
SHS NEW
78518H202
7680
1000
SH
SOLE
1000
0
0
SABRE CORP
COM
78573M104
323
72
SH
SOLE
72
0
0
SANDY SPRING BANCORP INC
COM
800363103
161196
7522
SH
SOLE
7522
0
0
SEASTAR MEDICAL HOLDING CORP
*W EXP 10/28/202
81256L112
564
40000
SH
SOLE
0
0
40000
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
77964
1323
SH
SOLE
1323
0
0
SEMTECH CORP
COM
816850101
592
23
SH
SOLE
23
0
0
SHAKE SHACK INC
CL A
819047101
116
2
SH
SOLE
2
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
70852
659
SH
SOLE
659
0
0
SITE CTRS CORP
COM
82981J109
601396
48775
SH
SOLE
48775
0
0
SKILLSOFT CORP
*W EXP 06/11/202
83066P119
381
34352
SH
SOLE
0
0
34352
SL GREEN RLTY CORP
COM
78440X887
428279
11482
SH
SOLE
11482
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
676
1630
SH
SOLE
1630
0
0
SONDER HOLDINGS INC
*W EXP 01/18/202
83542D110
779
48700
SH
SOLE
0
0
48700
SOURCE CAP INC
COM
836144105
3936
102
SH
SOLE
102
0
0
SOUTHERN CO
COM
842587107
81094
1253
SH
SOLE
1253
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1749207
4085
SH
SOLE
4085
0
0
SPDR SER TR
S&P REGL BKG
78464A698
15622
374
SH
SOLE
374
0
0
SPDR SER TR
BLOOMBERG EMERGI
78464A391
3807
192
SH
SOLE
192
0
0
SPDR SER TR
BBG CONV SEC ETF
78464A359
3364372
49622
SH
SOLE
49622
0
0
SPECTRAL AI INC
*W EXP 09/11/202
84757T113
1300
10000
SH
SOLE
0
0
10000
SPROTT FOCUS TR INC
COM
85208J109
5452
724
SH
SOLE
724
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
63417
3661
SH
SOLE
3661
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
307851
21498
SH
SOLE
0
0
21498
SRH TOTAL RETURN FUND INC
COM
101507101
237495
18297
SH
SOLE
18297
0
0
STELLAR BANCORP INC
COM
858927106
29294
1374
SH
SOLE
1374
0
0
SUN CMNTYS INC
COM
866674104
2305027
19478
SH
SOLE
19478
0
0
SUNCAR TECHNOLOGY GROUP INC
*W EXP 05/17/202
G85727116
625
5000
SH
SOLE
0
0
5000
SUNSTONE HOTEL INVS INC NEW
COM
867892101
1658625
177393
SH
SOLE
177393
0
0
SYNCHRONY FINANCIAL
COM
87165B103
17089
559
SH
SOLE
559
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
21
1
SH
SOLE
1
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
7745
1691
SH
SOLE
1691
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
896115
57628
SH
SOLE
57628
0
0
TEKLA HEALTHCARE OPPORTUNITI
SHS
879105104
742179
43709
SH
SOLE
43709
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
282757
22675
SH
SOLE
22675
0
0
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
599513
51153
SH
SOLE
51153
0
0
TEMPLETON DRAGON FD INC
COM
88018T101
63187
7399
SH
SOLE
7399
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
13793
2992
SH
SOLE
2992
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
13078
3388
SH
SOLE
3388
0
0
TERRENO RLTY CORP
COM
88146M101
1521899
26794
SH
SOLE
26794
0
0
TH INTERNATIONAL LIMITED
ORDINARY SHARES
G8656L106
1602
885
SH
SOLE
885
0
0
THE REALREAL INC
COM
88339P101
36
17
SH
SOLE
17
0
0
THORNBURG INCM BUILDER OPP T
COM
885213108
146073
10005
SH
SOLE
10005
0
0
TMT ACQUISITION CORP
UNIT 03/27/2028
G89229101
386750
35000
SH
SOLE
0
0
35000
TOMPKINS FINL CORP
COM
890110109
154808
3160
SH
SOLE
3160
0
0
TOTALENERGIES SE
SPONSORED ADS
89151E109
66
1
SH
SOLE
1
0
0
TRAVERE THERAPEUTICS INC
COM
89422G107
232
26
SH
SOLE
26
0
0
TRI CONTL CORP
COM
895436103
260316
9790
SH
SOLE
9790
0
0
TRICO BANCSHARES
COM
896095106
88050
2749
SH
SOLE
2749
0
0
TWELVE SEAS INVESTMENT CO II
COM CL A
90118T106
156054
14962
SH
SOLE
14962
0
0
UMB FINL CORP
COM
902788108
42752
689
SH
SOLE
689
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
556380
20166
SH
SOLE
20166
0
0
UNIVEST FINANCIAL CORPORATIO
COM
915271100
63924
3678
SH
SOLE
3678
0
0
URBAN EDGE PPTYS
COM
91704F104
587037
38469
SH
SOLE
38469
0
0
VALLEY NATL BANCORP
COM
919794107
99262
11596
SH
SOLE
11596
0
0
VALUENCE MERGER CORP I
CLASS A ORD SHS
G9R16L100
11
1
SH
SOLE
1
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
8100
301
SH
SOLE
301
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
21343
284
SH
SOLE
284
0
0
VARONIS SYS INC
COM
922280102
580
19
SH
SOLE
19
0
0
VERITEX HLDGS INC
COM
923451108
136276
7592
SH
SOLE
7592
0
0
VERTICAL AEROSPACE LTD
*W EXP 09/15/202
G9471C115
2420
25000
SH
SOLE
0
0
25000
VIAVI SOLUTIONS INC
COM
925550105
256
28
SH
SOLE
28
0
0
VICI PPTYS INC
COM
925652109
2111205
72550
SH
SOLE
72550
0
0
VIRTUS ARTIFICIAL INTELLIGEN
COM
92838Y100
133434
8082
SH
SOLE
8082
0
0
VIRTUS CONVERTIBLE & INCOME
COM
92838X102
59224
19043
SH
SOLE
19043
0
0
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
513056
45283
SH
SOLE
45283
0
0
VIRTUS EQUITY & CONV INCM FD
COM
92841M101
27170
1366
SH
SOLE
1366
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
71342
14863
SH
SOLE
14863
0
0
VISA INC
COM CL A
92826C839
460
2
SH
SOLE
2
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
383822
78331
SH
SOLE
78331
0
0
WASHINGTON TR BANCORP INC
COM
940610108
174673
6634
SH
SOLE
6634
0
0
WATERSTONE FINL INC MD
COM
94188P101
115074
10509
SH
SOLE
10509
0
0
WELLTOWER INC
COM
95040Q104
1130742
13803
SH
SOLE
13803
0
0
WESTERN ACQSTN VENTURES CORP
COM
95758L107
1105
100
SH
SOLE
100
0
0
WESTERN ACQSTN VENTURES CORP
*W EXP 09/01/202
95758L115
803
25000
SH
SOLE
0
0
25000
WESTERN ASSET DIVERSIFIED IN
COM SHS BEN INT
95790K109
35867
2709
SH
SOLE
2709
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
21987
2649
SH
SOLE
2649
0
0
WESTERN ASSET HIGH INCOM FD
COM
95766J102
20266
4544
SH
SOLE
4544
0
0
WESTERN ASSET HIGH INCOME OP
COM
95766K109
7280
2000
SH
SOLE
2000
0
0
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
21222
1847
SH
SOLE
1847
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
11417
1460
SH
SOLE
1460
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
63223
7682
SH
SOLE
7682
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
14517
358
SH
SOLE
358
0
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
6000
50000
SH
SOLE
0
0
50000
WILLIAMS COS INC
COM
969457100
1547371
46000
SH
SOLE
46000
0
0
WINNEBAGO INDS INC
COM
974637100
654
11
SH
SOLE
11
0
0
WIX COM LTD
SHS
M98068105
643
7
SH
SOLE
7
0
0
WP CAREY INC
COM
92936U109
572166
10580
SH
SOLE
10580
0
0
WSFS FINL CORP
COM
929328102
6278
172
SH
SOLE
172
0
0
XOMETRY INC
CLASS A COM
98423F109
136
8
SH
SOLE
8
0
0
YS BIOPHARMA CO LTD
*W EXP 03/15/202
G9845F117
1545
37500
SH
SOLE
0
0
37500
ZALATORIS II ACQUISITION COR
CLASS A ORD
G9831X106
1056
100
SH
SOLE
100
0
0
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
618722
582000
PRN
SOLE
0
0
582000