0001420506-23-002190.txt : 20231114 0001420506-23-002190.hdr.sgml : 20231114 20231114150020 ACCESSION NUMBER: 0001420506-23-002190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elequin Capital, LP CENTRAL INDEX KEY: 0001810873 IRS NUMBER: 843389464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22205 FILM NUMBER: 231404721 BUSINESS ADDRESS: STREET 1: 1359 BROADWAY STREET 2: SUITE 1140 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126593970 MAIL ADDRESS: STREET 1: 1359 BROADWAY STREET 2: SUITE 1140 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Elequin Securities, LLC DATE OF NAME CHANGE: 20230117 FORMER COMPANY: FORMER CONFORMED NAME: ELEQUIN CAPITAL LP DATE OF NAME CHANGE: 20200428 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001810873 XXXXXXXX 09-30-2023 09-30-2023 false Elequin Capital, LP
1359 BROADWAY SUITE 1140 NEW YORK NY 10018
13F HOLDINGS REPORT 028-22205 000308371 802-128325 N
James Finlayson Chief Operating Officer 929-346-7126 James Finlayson, Chief Operating Officer NEW YORK NY 11-13-2023 0 396 515453171 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ELEQUIN CAPITAL, LP (6858) 8X8 INC NEW COM 282914100 10 4 SH SOLE 4 0 0 A SPAC II ACQUISITION CORP ORD SHS CL A G0543H109 5123 470 SH SOLE 470 0 0 ABRDN ASIA PACIFIC INCOME FU COM 003009107 20940 8547 SH SOLE 8547 0 0 ABRDN EMRG MKTS EQTY INCM FD COM 00301W105 65297 13689 SH SOLE 13689 0 0 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 267821 35426 SH SOLE 35426 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 309314 21555 SH SOLE 21555 0 0 ACCOLADE INC COM 00437E102 53 5 SH SOLE 5 0 0 ACRI CAPITAL ACQUISITION COR COM CL A 00501A101 11 1 SH SOLE 1 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 440710 26485 SH SOLE 26485 0 0 ADVENT CONV & INCOME FD COM 00764C109 56006 5339 SH SOLE 5339 0 0 AEVA TECHNOLOGIES INC *W EXP 03/12/202 00835Q111 2 49 SH SOLE 0 0 49 AGNC INVT CORP COM 00123Q104 557097 54742 SH SOLE 54742 0 0 AGREE RLTY CORP COM 008492100 1468555 26585 SH SOLE 26585 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 853600 80000 SH SOLE 0 0 80000 AIMFINITY INVESTMENT CORP I *W EXP 04/21/202 G0135E126 3960 80000 SH SOLE 0 0 80000 ALCHEMY INVTS ACQUISITN CORP UNIT 11/30/2027 G0232F117 104500 10000 SH SOLE 0 0 10000 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 14812 1527 SH SOLE 1527 0 0 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 26364 4322 SH SOLE 4322 0 0 ALLSPRING MULTI SECTOR INCOM COM 94987D101 4514 496 SH SOLE 496 0 0 ALSET CAPITAL ACQUISITION CO CLASS A COM 02115M109 19969 1900 SH SOLE 1900 0 0 ALSET CAPITAL ACQUISITION CO RIGHT 01/31/2027 02115M125 18142 86389 SH SOLE 86389 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 362250 35000 SH SOLE 35000 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 11286 600 SH SOLE 600 0 0 APARTMENT INCOME REIT CORP COM 03750L109 708310 23072 SH SOLE 23072 0 0 APPLE INC COM 037833100 171 1 SH SOLE 1 0 0 ARBOR REALTY TRUST INC COM 038923108 304 20 SH SOLE 20 0 0 ARDAGH METAL PACKAGING S A *W EXP 08/04/202 L02235114 2750 25000 SH SOLE 0 0 25000 ARRIVAL COM NEW L0423Q124 1 1 SH SOLE 1 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 185325 17500 SH SOLE 0 0 17500 ARYA SCIENCES ACQU CORP IV CL A G31659108 5410 500 SH SOLE 500 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 22701 1703 SH SOLE 1703 0 0 AST SPACEMOBILE INC COM CL A 00217D100 760 200 SH SOLE 200 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 1 1 SH SOLE 0 0 1 ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 04687C113 6500 50000 SH SOLE 0 0 50000 ATLANTIC UN BANKSHARES CORP COM 04911A107 27773 965 SH SOLE 965 0 0 BANDWIDTH INC COM CL A 05988J103 23 2 SH SOLE 2 0 0 BANK HAWAII CORP COM 062540109 9739 196 SH SOLE 196 0 0 BANK MARIN BANCORP COM 063425102 49393 2702 SH SOLE 2702 0 0 BANKUNITED INC COM 06652K103 128981 5682 SH SOLE 5682 0 0 BANNER CORP COM NEW 06652V208 24411 576 SH SOLE 576 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06748F324 62583 2507 SH SOLE 2507 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 51435 4050 SH SOLE 4050 0 0 BCB BANCORP INC COM 055298103 9046 812 SH SOLE 812 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 117774 5874 SH SOLE 5874 0 0 BEYOND MEAT INC COM 08862E109 1520 158 SH SOLE 158 0 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 20 2 SH SOLE 2 0 0 BITCOIN DEPOT INC *W EXP 06/30/202 09174P113 4800 25275 SH SOLE 0 0 25275 BLACKROCK CAP ALLOCATION TER COM 09260U109 259559 17913 SH SOLE 17913 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 5894 593 SH SOLE 593 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 11763 1363 SH SOLE 1363 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 66163 6835 SH SOLE 6835 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 12612 962 SH SOLE 962 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 915080 120247 SH SOLE 120247 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 168835 17904 SH SOLE 17904 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 111317 22308 SH SOLE 22308 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 173552 4433 SH SOLE 4433 0 0 BLACKROCK INCOME TR INC COM NEW 09247F209 7647 672 SH SOLE 672 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 15326 2202 SH SOLE 2202 0 0 BLACKROCK LTD DURATION INCOM COM SHS 09249W101 17890 1389 SH SOLE 1389 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 20317 2206 SH SOLE 2206 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 521909 16616 SH SOLE 16616 0 0 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 56051 3397 SH SOLE 3397 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 108000 7124 SH SOLE 7124 0 0 BLACKROCK UTILS INFRASTRUCTU COM 09248D104 18997 958 SH SOLE 958 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 8874 408 SH SOLE 408 0 0 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 9770 889 SH SOLE 889 0 0 BLUESCAPE OPPORTUNITIES ACQU *W EXP 10/28/202 G1195N113 1305 150000 SH SOLE 0 0 150000 BOSTON PROPERTIES INC COM 101121101 935739 15732 SH SOLE 15732 0 0 BOX INC CL A 10316T104 726 30 SH SOLE 30 0 0 BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 96812F110 16622 57317 SH SOLE 0 0 57317 BRILLIANT ACQUISITION CORP SHS G1643W111 2324 200 SH SOLE 200 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 736859 35460 SH SOLE 35460 0 0 BROADCOM INC COM 11135F101 165285 199 SH SOLE 199 0 0 BROADSTONE NET LEASE INC COM 11135E203 2006648 140325 SH SOLE 140325 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 125550 10249 SH SOLE 10249 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 121609 13349 SH SOLE 13349 0 0 BYNORDIC ACQUISITION CORP CLASS A COM 124420100 11913 1100 SH SOLE 1100 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 199746 10716 SH SOLE 10716 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 58491 10558 SH SOLE 10558 0 0 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 2322 157 SH SOLE 157 0 0 CARAVELLE INTERNATIONAL GROU ORD SHS G1901X108 17 25 SH SOLE 25 0 0 CARTESIAN GROWTH CORP II CLASS A ORD G19305112 23892 2200 SH SOLE 2200 0 0 CBRE GBL REAL ESTATE INC FD COM 12504G100 444996 98888 SH SOLE 98888 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 349 16 SH SOLE 16 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 5846000 200000 SH SOLE 200000 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 64709 14607 SH SOLE 14607 0 0 CLOVER LEAF CAPITAL CORP COM CL A 18915E105 190213 16598 SH SOLE 16598 0 0 CNX RES CORP COM 12653C108 1784 79 SH SOLE 79 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 341945 17464 SH SOLE 17464 0 0 COHEN & STEERS LTD DURATION COM 19248C105 34891 2044 SH SOLE 2044 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 432590 42746 SH SOLE 42746 0 0 COHEN & STEERS REIT & PFD & COM 19247X100 351849 20504 SH SOLE 20504 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 75655 7219 SH SOLE 7219 0 0 COLUMBIA BKG SYS INC COM 197236102 30633 1509 SH SOLE 1509 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 377106 13854 SH SOLE 13854 0 0 COMERICA INC COM 200340107 59292 1427 SH SOLE 1427 0 0 CONNECTONE BANCORP INC COM 20786W107 24284 1362 SH SOLE 1362 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 134 2 SH SOLE 2 0 0 CXAPP INC COM CL A 23248B109 181 100 SH SOLE 100 0 0 DATA KNIGHTS ACQUISITION COR CLASS A COM 237699103 11260 1000 SH SOLE 1000 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 26632270 11771000 PRN SOLE 0 0 11771000 DIME CMNTY BANCSHARES INC COM 25432X102 149800 7505 SH SOLE 7505 0 0 DUFF & PHELPS UTLITY AND INF COM 26433C105 372255 43185 SH SOLE 43185 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 30626 347 SH SOLE 347 0 0 EAGLE BANCORP INC MD COM 268948106 106135 4948 SH SOLE 4948 0 0 EATON VANCE LTD DURATION INC COM 27828H105 88673 9809 SH SOLE 9809 0 0 EATON VANCE RISK-MANAGED DIV COM 27829G106 395251 51465 SH SOLE 51465 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 325960 15390 SH SOLE 15390 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 282729 22421 SH SOLE 22421 0 0 EATON VANCE TAX-ADVANTAGED G COM 27828U106 77138 3613 SH SOLE 3613 0 0 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 690681 57701 SH SOLE 57701 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 378258 32778 SH SOLE 32778 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 284338 37217 SH SOLE 37217 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 743191 100840 SH SOLE 100840 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 644099 41879 SH SOLE 41879 0 0 ECOPETROL S A SPONSORED ADS 279158109 11580 1000 SH SOLE 1000 0 0 EF HUTTON ACQUISITION CORP I RIGHT 11/18/2027 28201D125 4250 25000 SH SOLE 25000 0 0 EMPIRE ST RLTY TR INC CL A 292104106 430767 53578 SH SOLE 53578 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 109211 10401 SH SOLE 10401 0 0 EQT CORP NOTE 1.750% 5/0 26884LAK5 145099369 52146000 PRN SOLE 0 0 52146000 EQUINIX INC COM 29444U700 542516 747 SH SOLE 747 0 0 ESGL HLDGS LTD *W EXP 10/19/202 G3R95P116 585 30000 SH SOLE 0 0 30000 ESPERION THERAPEUTICS INC NE COM 29664W105 10 10 SH SOLE 10 0 0 ESSEX PPTY TR INC COM 297178105 1257906 5931 SH SOLE 5931 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 60505 5592 SH SOLE 5592 0 0 EXTRA SPACE STORAGE INC COM 30225T102 2733362 22482 SH SOLE 22482 0 0 F N B CORP COM 302520101 59528 5517 SH SOLE 5517 0 0 FAZE HOLDINGS INC *W EXP 03/01/202 31423J110 110 7064 SH SOLE 0 0 7064 FB FINL CORP COM 30257X104 217436 7667 SH SOLE 7667 0 0 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 73138 807 SH SOLE 807 0 0 FIRST BANCORP N C COM 318910106 44658 1587 SH SOLE 1587 0 0 FIRST FINL BANCORP OH COM 320209109 102155 5212 SH SOLE 5212 0 0 FIRST FNDTN INC COM 32026V104 105591 17367 SH SOLE 17367 0 0 FIRST HORIZON CORPORATION COM 320517105 246969 22411 SH SOLE 22411 0 0 FIRST INDL RLTY TR INC COM 32054K103 851813 17899 SH SOLE 17899 0 0 FIRST INTST BANCSYSTEM INC COM 32055Y201 70954 2845 SH SOLE 2845 0 0 FIRST LONG IS CORP COM 320734106 138143 12002 SH SOLE 12002 0 0 FIRST MERCHANTS CORP COM 320817109 135289 4863 SH SOLE 4863 0 0 FIRST TR ENERGY INCOME & GRO COM 33738G104 2709 206 SH SOLE 206 0 0 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 1325073 42648 SH SOLE 42648 0 0 FIRST TR HIGH INCOME LONG / COM 33738E109 31377 2927 SH SOLE 2927 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 34592 2597 SH SOLE 2597 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 791 100 SH SOLE 100 0 0 FIRSTENERGY CORP COM 337932107 26660 780 SH SOLE 780 0 0 FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 17206 1026 SH SOLE 1026 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 26160 2017 SH SOLE 2017 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 16000 20000 SH SOLE 0 0 20000 FLUSHING FINL CORP COM 343873105 19695 1500 SH SOLE 1500 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 210 10000 SH SOLE 0 0 10000 FRANKLIN LTD DURATION INCOME COM 35472T101 15767 2589 SH SOLE 2589 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 15675 1500 SH SOLE 1500 0 0 GABELLI DIVID & INCOME TR COM 36242H104 425542 21890 SH SOLE 21890 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 33 3 SH SOLE 3 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 9049 133 SH SOLE 133 0 0 GENERAL AMERN INVS CO INC COM 368802104 93059 2262 SH SOLE 2262 0 0 GILEAD SCIENCES INC COM 375558103 128263 1719 SH SOLE 1719 0 0 GLAUKOS CORP COM 377322102 978 13 SH SOLE 13 0 0 GLOBAL SYSTEMS DYNAMICS INC CLASS A COM 37653T108 382 34 SH SOLE 34 0 0 GOLDEN SUN ED GROUP LTD CLASS A ORD G4013A107 1592 2000 SH SOLE 2000 0 0 GUESS INC COM 401617105 541 25 SH SOLE 25 0 0 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 26622 1800 SH SOLE 1800 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 469485 48803 SH SOLE 48803 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 195857 11028 SH SOLE 11028 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 117702 3182 SH SOLE 3182 0 0 HAYMAKER ACQUISITION CORP IV UNIT 99/99/9999 G4375F124 261250 25000 SH SOLE 0 0 25000 HEALTHCARE AI ACQUISITION CO CLASS A ORD SHS G4373K109 2185 196 SH SOLE 196 0 0 HEALTHCARE RLTY TR CL A COM 42226K105 1437777 94157 SH SOLE 94157 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 286765 15619 SH SOLE 15619 0 0 HEARTLAND FINL USA INC COM 42234Q102 63216 2148 SH SOLE 2148 0 0 HERBALIFE LTD COM SHS G4412G101 755 54 SH SOLE 54 0 0 HERITAGE FINL CORP WASH COM 42722X106 234440 14374 SH SOLE 14374 0 0 HIGHWOODS PPTYS INC COM 431284108 420114 20384 SH SOLE 20384 0 0 HITEK GLOBAL INC ORD SHS G45139105 462 200 SH SOLE 200 0 0 HONGLI GROUP INC. ORDINARY SHARES G4594M108 710 500 SH SOLE 500 0 0 HOPE BANCORP INC COM 43940T109 156282 17659 SH SOLE 17659 0 0 HORIZON BANCORP INC COM 440407104 78124 7315 SH SOLE 7315 0 0 HOST HOTELS & RESORTS INC COM 44107P104 217604 13541 SH SOLE 13541 0 0 HUDSON PAC PPTYS INC COM 444097109 564618 84905 SH SOLE 84905 0 0 INDEPENDENT BK CORP MASS COM 453836108 407987 8311 SH SOLE 8311 0 0 INFLECTION PT ACQUISITN CRP UNIT 08/29/2031 G4790U128 259000 25000 SH SOLE 0 0 25000 INNOVATIVE INTL ACQUSITIN CO CLASS A ORD G4809M109 1129 100 SH SOLE 100 0 0 INNOVIVA INC COM 45781M101 260 20 SH SOLE 20 0 0 INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 7010 100000 SH SOLE 100000 0 0 INTERPRIVATE III FINANCIAL P COM CL A 46064R106 6687 596 SH SOLE 596 0 0 INTUITIVE MACHINES INC *W EXP 02/13/202 46125A118 3671 12660 SH SOLE 0 0 12660 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1417 10 SH SOLE 10 0 0 INVITATION HOMES INC COM 46187W107 1562222 49297 SH SOLE 49297 0 0 IONQ INC COM 46222L108 35500 50 SH SOLE 50 0 0 IONQ INC *W EXP 10/01/202 46222L116 6 1 SH SOLE 0 0 1 ISHARES SILVER TR ISHARES 46428Q109 31324 1540 SH SOLE 1540 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 22875 86 SH SOLE 86 0 0 ISHARES TR NATIONAL MUN ETF 464288414 51373 501 SH SOLE 501 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 13356 128 SH SOLE 128 0 0 ISHARES TR MSCI INDIA ETF 46429B598 317721 7185 SH SOLE 7185 0 0 ISRAEL ACQUISITIONS CORP UNIT 12/12/2027 G49667135 53250 5000 SH SOLE 0 0 5000 JPMORGAN CHASE & CO COM 46625H100 238123 1642 SH SOLE 1642 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 14886 1770 SH SOLE 1770 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 122152078 52078000 PRN SOLE 0 0 52078000 KEEN VISION ACQUISITION CORP UNIT 99/99/9999 G52443101 256750 25000 SH SOLE 0 0 25000 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 176921 16738 SH SOLE 16738 0 0 KITE RLTY GROUP TR COM NEW 49803T300 675801 31550 SH SOLE 31550 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 3349 280 SH SOLE 280 0 0 KNIGHTSWAN ACQUISITION CORP CL A COM 499103109 4255 405 SH SOLE 405 0 0 LEARN CW INVESTMENT COR CL A ORD SHS G54157105 53300 5000 SH SOLE 5000 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 740166 125028 SH SOLE 125028 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 20565 4163 SH SOLE 4163 0 0 LIBERTY MEDIA CORP DEL COM LBTY LIV S A 531229748 1277 40 SH SOLE 40 0 0 LIFEZONE METALS LIMITED *W EXP 07/05/202 G5568L117 21084 17868 SH SOLE 0 0 17868 LITHIUM AMERS CORP NEW COM NEW 53680Q207 119 7 SH SOLE 7 0 0 LIVANOVA PLC SHS G5509L101 529 10 SH SOLE 10 0 0 LUCID GROUP INC COM 549498103 4075 729 SH SOLE 729 0 0 MACERICH CO COM 554382101 305360 27989 SH SOLE 27989 0 0 MAGIC EMPIRE GLOBAL LTD ORD SHS G5865E105 1160 1000 SH SOLE 1000 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 2329 274 SH SOLE 274 0 0 MARS ACQUISITION CORP UNIT 02/09/2028 G5870E132 535000 50000 SH SOLE 0 0 50000 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 22809589 7837000 PRN SOLE 0 0 7837000 MERCK & CO INC COM 58933Y105 226490 2200 SH SOLE 2200 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 21733 3715 SH SOLE 3715 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 12184 2860 SH SOLE 2860 0 0 MID-AMER APT CMNTYS INC COM 59522J103 3836343 29820 SH SOLE 29820 0 0 MIDLAND STATES BANCORP INC COM 597742105 4765 232 SH SOLE 232 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 14638 720 SH SOLE 720 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 108 80 SH SOLE 0 0 80 MIRUM PHARMACEUTICALS INC COM 604749101 3350 106 SH SOLE 106 0 0 MODEL N INC COM 607525102 293 12 SH SOLE 12 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 9567 900 SH SOLE 900 0 0 MOOLEC SCIENCE SA ORDINARY SHARES L64875104 3 1 SH SOLE 1 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 24883 1997 SH SOLE 1997 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 10279 2413 SH SOLE 2413 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 95211 4260 SH SOLE 4260 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 4500 25000 SH SOLE 0 0 25000 NEOGENOMICS INC COM NEW 64049M209 74 6 SH SOLE 6 0 0 NERDY INC CL A COM 64081V109 24420 6600 SH SOLE 6600 0 0 NEUBERGER BERMAN ENERGY INFR COM 64129H104 688 100 SH SOLE 100 0 0 NEW MTN FIN CORP COM 647551100 686 53 SH SOLE 53 0 0 NEXTGEN HEALTHCARE INC COM 65343C102 759 32 SH SOLE 32 0 0 NORTHERN TR CORP COM 665859104 281116 4046 SH SOLE 4046 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 4250 25000 SH SOLE 25000 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 180764 17670 SH SOLE 17670 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 12897 1408 SH SOLE 1408 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 163276 32268 SH SOLE 32268 0 0 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 232325 16958 SH SOLE 16958 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 150325 18310 SH SOLE 18310 0 0 NUVEEN MULTI ASSET INCOME FU COM 670750108 163542 14707 SH SOLE 14707 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 883678 39327 SH SOLE 39327 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 115052 17172 SH SOLE 17172 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 425009 33571 SH SOLE 33571 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 154750 10442 SH SOLE 10442 0 0 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 12205 840 SH SOLE 840 0 0 NWTN INC CLASS B ORD SHS G6693P106 294 39 SH SOLE 39 0 0 NWTN INC *W EXP 12/31/202 G6693P114 1231 5327 SH SOLE 0 0 5327 OCEANFIRST FINL CORP COM 675234108 178430 12331 SH SOLE 12331 0 0 OCULIS HOLDING AG ORDINARY SHARES H5870P102 3300 300 SH SOLE 300 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 1037809 31297 SH SOLE 31297 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 69434900 15490000 PRN SOLE 0 0 15490000 PACIFIC PREMIER BANCORP COM 69478X105 62886 2890 SH SOLE 2890 0 0 PAGERDUTY INC COM 69553P100 180 8 SH SOLE 8 0 0 PAR TECHNOLOGY CORP COM 698884103 308 8 SH SOLE 8 0 0 PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 1322677 74517 SH SOLE 74517 0 0 PARK NATL CORP COM 700658107 13989 148 SH SOLE 148 0 0 PEABODY ENERGY CORP COM 704551100 1300 50 SH SOLE 50 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 24085 939 SH SOLE 939 0 0 PENN ENTERTAINMENT INC COM 707569109 757 33 SH SOLE 33 0 0 PENNYMAC MTG INVT TR COM 70931T103 25 2 SH SOLE 2 0 0 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 4957 459 SH SOLE 459 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 50727 3700 SH SOLE 3700 0 0 PG&E CORP COM 69331C108 24889 1543 SH SOLE 1543 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 37730 3500 SH SOLE 3500 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 30593 2597 SH SOLE 2597 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 516658 91932 SH SOLE 91932 0 0 PIMCO CORPORATE & INCM STRG COM 72200U100 13326 1095 SH SOLE 1095 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 69828 4041 SH SOLE 4041 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 26136 2200 SH SOLE 2200 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 4371 989 SH SOLE 989 0 0 PIMCO INCOME STRATEGY FD COM 72201H108 6688 872 SH SOLE 872 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 13081 1985 SH SOLE 1985 0 0 PINNACLE WEST CAP CORP COM 723484101 19673 267 SH SOLE 267 0 0 PIONEER HIGH INCOME FUND INC COM 72369H106 10421 1553 SH SOLE 1553 0 0 PIONEER NAT RES CO COM 723787107 688650 3000 SH SOLE 3000 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 33688845 13690000 PRN SOLE 0 0 13690000 PORCH GROUP INC COM 733245104 14 17 SH SOLE 17 0 0 POWERUP ACQUISITION CORP CLASS A ORDI SHS G7207P103 108 10 SH SOLE 10 0 0 PRA GROUP INC COM 69354N106 173 9 SH SOLE 9 0 0 PREMIER FINANCIAL CORP COM 74052F108 80387 4712 SH SOLE 4712 0 0 PROLOGIS INC. COM 74340W103 540964 4821 SH SOLE 4821 0 0 PROVIDENT FINL SVCS INC COM 74386T105 227913 14906 SH SOLE 14906 0 0 PTC THERAPEUTICS INC COM 69366J200 224 10 SH SOLE 10 0 0 PUBLIC STORAGE COM 74460D109 194214 737 SH SOLE 737 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 3494 1043 SH SOLE 1043 0 0 QIFU TECHNOLOGY INC AMERICAN DEP 88557W101 9216 600 SH SOLE 600 0 0 REALTY INCOME CORP COM 756109104 2318914 46434 SH SOLE 46434 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 3441 24578 SH SOLE 24578 0 0 RENASANT CORP COM 75970E107 27473 1049 SH SOLE 1049 0 0 REPLIGEN CORP COM 759916109 1272 8 SH SOLE 8 0 0 REVANCE THERAPEUTICS INC COM 761330109 184 16 SH SOLE 16 0 0 REXFORD INDL RLTY INC COM 76169C100 1230740 24939 SH SOLE 24939 0 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 3267 300 SH SOLE 300 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 10878 1035 SH SOLE 1035 0 0 RLJ LODGING TR COM 74965L101 975603 99653 SH SOLE 99653 0 0 ROSE HILL ACQUISITION CORP CLASS A ORD G7637J107 5370 453 SH SOLE 453 0 0 ROYAL BK CDA COM 780087102 6526522 74640 SH SOLE 74640 0 0 ROYCE MICRO-CAP TR INC COM 780915104 154546 18665 SH SOLE 18665 0 0 ROYCE VALUE TR INC COM 780910105 653719 50794 SH SOLE 50794 0 0 S & T BANCORP INC COM 783859101 154925 5721 SH SOLE 5721 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 7680 1000 SH SOLE 1000 0 0 SABRE CORP COM 78573M104 323 72 SH SOLE 72 0 0 SANDY SPRING BANCORP INC COM 800363103 161196 7522 SH SOLE 7522 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 564 40000 SH SOLE 0 0 40000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 77964 1323 SH SOLE 1323 0 0 SEMTECH CORP COM 816850101 592 23 SH SOLE 23 0 0 SHAKE SHACK INC CL A 819047101 116 2 SH SOLE 2 0 0 SIMON PPTY GROUP INC NEW COM 828806109 70852 659 SH SOLE 659 0 0 SITE CTRS CORP COM 82981J109 601396 48775 SH SOLE 48775 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 381 34352 SH SOLE 0 0 34352 SL GREEN RLTY CORP COM 78440X887 428279 11482 SH SOLE 11482 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 676 1630 SH SOLE 1630 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 779 48700 SH SOLE 0 0 48700 SOURCE CAP INC COM 836144105 3936 102 SH SOLE 102 0 0 SOUTHERN CO COM 842587107 81094 1253 SH SOLE 1253 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1749207 4085 SH SOLE 4085 0 0 SPDR SER TR S&P REGL BKG 78464A698 15622 374 SH SOLE 374 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 3807 192 SH SOLE 192 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 3364372 49622 SH SOLE 49622 0 0 SPECTRAL AI INC *W EXP 09/11/202 84757T113 1300 10000 SH SOLE 0 0 10000 SPROTT FOCUS TR INC COM 85208J109 5452 724 SH SOLE 724 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 63417 3661 SH SOLE 3661 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 307851 21498 SH SOLE 0 0 21498 SRH TOTAL RETURN FUND INC COM 101507101 237495 18297 SH SOLE 18297 0 0 STELLAR BANCORP INC COM 858927106 29294 1374 SH SOLE 1374 0 0 SUN CMNTYS INC COM 866674104 2305027 19478 SH SOLE 19478 0 0 SUNCAR TECHNOLOGY GROUP INC *W EXP 05/17/202 G85727116 625 5000 SH SOLE 0 0 5000 SUNSTONE HOTEL INVS INC NEW COM 867892101 1658625 177393 SH SOLE 177393 0 0 SYNCHRONY FINANCIAL COM 87165B103 17089 559 SH SOLE 559 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 21 1 SH SOLE 1 0 0 TCW STRATEGIC INCOME FD INC COM 872340104 7745 1691 SH SOLE 1691 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 896115 57628 SH SOLE 57628 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 742179 43709 SH SOLE 43709 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 282757 22675 SH SOLE 22675 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 599513 51153 SH SOLE 51153 0 0 TEMPLETON DRAGON FD INC COM 88018T101 63187 7399 SH SOLE 7399 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 13793 2992 SH SOLE 2992 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 13078 3388 SH SOLE 3388 0 0 TERRENO RLTY CORP COM 88146M101 1521899 26794 SH SOLE 26794 0 0 TH INTERNATIONAL LIMITED ORDINARY SHARES G8656L106 1602 885 SH SOLE 885 0 0 THE REALREAL INC COM 88339P101 36 17 SH SOLE 17 0 0 THORNBURG INCM BUILDER OPP T COM 885213108 146073 10005 SH SOLE 10005 0 0 TMT ACQUISITION CORP UNIT 03/27/2028 G89229101 386750 35000 SH SOLE 0 0 35000 TOMPKINS FINL CORP COM 890110109 154808 3160 SH SOLE 3160 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 66 1 SH SOLE 1 0 0 TRAVERE THERAPEUTICS INC COM 89422G107 232 26 SH SOLE 26 0 0 TRI CONTL CORP COM 895436103 260316 9790 SH SOLE 9790 0 0 TRICO BANCSHARES COM 896095106 88050 2749 SH SOLE 2749 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 156054 14962 SH SOLE 14962 0 0 UMB FINL CORP COM 902788108 42752 689 SH SOLE 689 0 0 UNITED BANKSHARES INC WEST V COM 909907107 556380 20166 SH SOLE 20166 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 63924 3678 SH SOLE 3678 0 0 URBAN EDGE PPTYS COM 91704F104 587037 38469 SH SOLE 38469 0 0 VALLEY NATL BANCORP COM 919794107 99262 11596 SH SOLE 11596 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 11 1 SH SOLE 1 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 8100 301 SH SOLE 301 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 21343 284 SH SOLE 284 0 0 VARONIS SYS INC COM 922280102 580 19 SH SOLE 19 0 0 VERITEX HLDGS INC COM 923451108 136276 7592 SH SOLE 7592 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 2420 25000 SH SOLE 0 0 25000 VIAVI SOLUTIONS INC COM 925550105 256 28 SH SOLE 28 0 0 VICI PPTYS INC COM 925652109 2111205 72550 SH SOLE 72550 0 0 VIRTUS ARTIFICIAL INTELLIGEN COM 92838Y100 133434 8082 SH SOLE 8082 0 0 VIRTUS CONVERTIBLE & INCOME COM 92838X102 59224 19043 SH SOLE 19043 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 513056 45283 SH SOLE 45283 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 27170 1366 SH SOLE 1366 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 71342 14863 SH SOLE 14863 0 0 VISA INC COM CL A 92826C839 460 2 SH SOLE 2 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 383822 78331 SH SOLE 78331 0 0 WASHINGTON TR BANCORP INC COM 940610108 174673 6634 SH SOLE 6634 0 0 WATERSTONE FINL INC MD COM 94188P101 115074 10509 SH SOLE 10509 0 0 WELLTOWER INC COM 95040Q104 1130742 13803 SH SOLE 13803 0 0 WESTERN ACQSTN VENTURES CORP COM 95758L107 1105 100 SH SOLE 100 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 09/01/202 95758L115 803 25000 SH SOLE 0 0 25000 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 35867 2709 SH SOLE 2709 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 21987 2649 SH SOLE 2649 0 0 WESTERN ASSET HIGH INCOM FD COM 95766J102 20266 4544 SH SOLE 4544 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 7280 2000 SH SOLE 2000 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 21222 1847 SH SOLE 1847 0 0 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 11417 1460 SH SOLE 1460 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 63223 7682 SH SOLE 7682 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 14517 358 SH SOLE 358 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 6000 50000 SH SOLE 0 0 50000 WILLIAMS COS INC COM 969457100 1547371 46000 SH SOLE 46000 0 0 WINNEBAGO INDS INC COM 974637100 654 11 SH SOLE 11 0 0 WIX COM LTD SHS M98068105 643 7 SH SOLE 7 0 0 WP CAREY INC COM 92936U109 572166 10580 SH SOLE 10580 0 0 WSFS FINL CORP COM 929328102 6278 172 SH SOLE 172 0 0 XOMETRY INC CLASS A COM 98423F109 136 8 SH SOLE 8 0 0 YS BIOPHARMA CO LTD *W EXP 03/15/202 G9845F117 1545 37500 SH SOLE 0 0 37500 ZALATORIS II ACQUISITION COR CLASS A ORD G9831X106 1056 100 SH SOLE 100 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 618722 582000 PRN SOLE 0 0 582000