SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
OTEE 2020 ApS

(Last) (First) (Middle)
STOCKHOLMSGADE 45

(Street)
COPENHAGEN O G7 2100

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Unity Software Inc. [ U ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/14/2021 S 124,065 D $131.8606(1) 28,490,435 I See Footnote(2)
Common Stock 09/14/2021 S 20,448 D $132.7698(3) 28,469,987 I See Footnote(2)
Common Stock 09/14/2021 S 5,487 D $133.6182(4) 28,464,500 I See Footnote(2)
Common Stock 09/15/2021 S 16,966 D $129.465(5) 28,447,534 I See Footnote(2)
Common Stock 09/15/2021 S 40,584 D $130.3662(6) 28,406,950 I See Footnote(2)
Common Stock 09/15/2021 S 68,754 D $131.2422(7) 28,338,196 I See Footnote(2)
Common Stock 09/15/2021 S 23,696 D $132.0413(8) 28,314,500 I See Footnote(2)
Common Stock 2,407 D(9)
Common Stock 12,297 D(10)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
OTEE 2020 ApS

(Last) (First) (Middle)
STOCKHOLMSGADE 45

(Street)
COPENHAGEN O G7 2100

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Helgason David

(Last) (First) (Middle)
C/O UNITY SOFTWARE INC
30 - 3RD STREET

(Street)
SAN FRANCISCO CA 94103

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Ante Joachim Christoph

(Last) (First) (Middle)
C/O OTEE 2020 APS
STOCKHOLMSGADE 45

(Street)
COPENHAGEN O G7 2100

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.3600 to $132.3400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
2. OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.3600 to $133.2700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.3600 to $133.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.8300 to $129.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.8300 to $130.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.8300 to $131.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.8300 to $132.3800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
9. Represents 2,407 restricted stock units granted to Mr. Helgason. The shares subject to this award vest in full on the earlier of (i) June 17, 2022, the first anniversary of the date of grant, and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date.
10. Represents 12,297 restricted stock units granted to Mr. Ante. The shares subject to these awards vest according to the following schedule: 30% on each of November 25, 2022 and November 25, 2023 and 40% on November 25, 2024, subject to the Reporting Person's continued service through each such vesting date.
OTEE 2020 ApS, By: /s/ Joachim Christoph Ante, Director, By: /s/ David Helgason, Director 09/15/2021
/s/ David Helgason, Director 09/15/2021
/s/ Joachim Christoph Ante 09/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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