0001104659-24-060079.txt : 20240510 0001104659-24-060079.hdr.sgml : 20240510 20240510200302 ACCESSION NUMBER: 0001104659-24-060079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240508 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalish Matthew CENTRAL INDEX KEY: 0001810190 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 24936595 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2414152-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-08 0 0001883685 DraftKings Inc. DKNG 0001810190 Kalish Matthew C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks 0 Class A Common Stock 2024-05-08 4 M 0 21302 4.7 A 3437638 D Class A Common Stock 2024-05-09 4 M 0 28309 A 3465947 D Class A Common Stock 2024-05-09 4 F 0 13688 44.03 D 3452259 D Class A Common Stock 196279 I Held by Kalish Family 2020 Irrevocable Trusts Stock Option 4.7 2024-05-08 4 M 0 21302 0.00 D 2029-06-04 Class A Common Stock 21302 684038 D Restricted Stock Units 2024-05-09 4 M 0 28309 0.00 D Class A Common Stock 28309 198161 D The Reporting Person acquired shares of Class A Common Stock of the Issuer upon the exercise of stock options and payment of the aggregate exercise price in cash. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 28,309 shares of Class A Common Stock underlying the RSUs listed in Table II, and 13,688 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. These stock options were granted on June 4, 2019. As of the date hereof, all such remaining stock options have vested. On January 4, 2023, the Reporting Person's options were reported on a disaggregated basis, excluding 406,671 options from the Reporting Person's beneficial holdings on Column 9 previously reported on May 9, 2022. The number of options in Column 9 now reflects the aggregated beneficial holdings of the Reporting Person. On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years. President - DraftKings, North America /s/ Faisal Hasan, attorney-in-fact 2024-05-10