0001104659-23-064786.txt : 20230525 0001104659-23-064786.hdr.sgml : 20230525 20230525174052 ACCESSION NUMBER: 0001104659-23-064786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Byron CENTRAL INDEX KEY: 0001810078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 23962221 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE STREET 2: SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm2316861-5_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-23 1 0001855447 Roth CH Acquisition IV Co. TYGO 0001810078 Roth Byron C/O ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 0 0 0 1 former director and officer 0 Common Stock 2023-05-23 4 S 0 267493 D 179878 D Common Stock 2023-05-23 4 S 0 30538 D 2700 I See Footnote Common Stock 2023-05-23 4 S 0 472852 D 289676 I See Footnote Common Stock 2023-05-23 4 S 0 7872 D 696 I See Footnote Warrants to purchase common stock 11.50 2023-05-23 4 S 0 15269 D Common Stock 15269 1350 D Warrants to purchase common stock 11.50 2023-05-23 4 S 0 15269 D Common Stock 15269 1350 I See Footnote Warrants to purchase common stock 11.50 2023-05-23 4 S 0 48451 D Common Stock 48451 4285 I See Footnote Warrants to purchase common stock 11.50 2023-05-23 4 S 0 3936 D Common Stock 3936 348 I See Footnote The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. /s/ Byron Roth 2023-05-25