0001104659-23-064786.txt : 20230525
0001104659-23-064786.hdr.sgml : 20230525
20230525174052
ACCESSION NUMBER: 0001104659-23-064786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roth Byron
CENTRAL INDEX KEY: 0001810078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 23962221
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE
STREET 2: SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition IV Co.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2316861-5_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-23
1
0001855447
Roth CH Acquisition IV Co.
TYGO
0001810078
Roth Byron
C/O ROTH CAPITAL PARTNERS, LLC
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
0
0
0
1
former director and officer
0
Common Stock
2023-05-23
4
S
0
267493
D
179878
D
Common Stock
2023-05-23
4
S
0
30538
D
2700
I
See Footnote
Common Stock
2023-05-23
4
S
0
472852
D
289676
I
See Footnote
Common Stock
2023-05-23
4
S
0
7872
D
696
I
See Footnote
Warrants to purchase common stock
11.50
2023-05-23
4
S
0
15269
D
Common Stock
15269
1350
D
Warrants to purchase common stock
11.50
2023-05-23
4
S
0
15269
D
Common Stock
15269
1350
I
See Footnote
Warrants to purchase common stock
11.50
2023-05-23
4
S
0
48451
D
Common Stock
48451
4285
I
See Footnote
Warrants to purchase common stock
11.50
2023-05-23
4
S
0
3936
D
Common Stock
3936
348
I
See Footnote
The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82.
Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84.
Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
/s/ Byron Roth
2023-05-25